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Document/Exhibit Description Pages Size 1: 10-Q Form-10-Q 9/30/15 HTML 319K 6: EX-10.71 Form of Subscription Agreement Dated 7/23/2015 HTML 65K 2: EX-31.1 CEO Section 302 Certification HTML 20K 3: EX-31.2 CFO Section 302 Certification HTML 20K 4: EX-32.1 CEO Section 906 Certification HTML 15K 5: EX-32.2 CFO Section 906 Certification HTML 15K 31: R1 Document and Entity Information HTML 40K 24: R2 Condensed Consolidated Balance Sheets HTML 120K 29: R3 Condensed Consolidated Balance Sheets HTML 18K (Parenthetical) 33: R4 Condensed Consolidated Statements of Operations HTML 75K 45: R5 Condensed Consolidated Statements of Cash Flows HTML 103K 25: R6 Condensed Consolidated Statements of Cash Flows HTML 19K (Parenthetical) 28: R7 Nature of business, basis of presentation and HTML 24K summary of significant accounting policies 22: R8 Concentrations HTML 22K 17: R9 Patents HTML 21K 46: R10 Short-term note payable HTML 18K 35: R11 Net loss per share HTML 21K 34: R12 Equity HTML 56K 39: R13 Nature of business, basis of presentation and HTML 36K summary of significant accounting policies (Policies) 40: R14 Concentration (Tables) HTML 22K 38: R15 Patents (Tables) HTML 19K 41: R16 Net loss per share (Tables) HTML 19K 30: R17 Equity (Tables) HTML 70K 32: R18 Nature of business, basis of presentation and HTML 23K summary of significant accounting policies (Details Textual) 37: R19 Concentrations (Details) HTML 42K 49: R20 Patents (Details) HTML 22K 43: R21 Patents (Details Textual) HTML 20K 26: R22 Short-term note payable (Details Textual) HTML 22K 36: R23 Net loss per share (Details) HTML 35K 27: R24 Equity (Details) HTML 36K 15: R25 Equity (Details 1) HTML 31K 44: R26 Equity (Details 2) HTML 74K 47: R27 Equity (Details 3) HTML 58K 19: R28 Equity (Details 4) HTML 31K 18: R29 Equity (Details 5) HTML 42K 20: R30 Equity (Details 6) HTML 31K 21: R31 Equity (Details 7) HTML 36K 23: R32 Equity (Details 8) HTML 36K 14: R33 Equity (Details Textual) HTML 32K 42: R34 Equity (Details Textual 1) HTML 72K 48: XML IDEA XML File -- Filing Summary XML 79K 13: EXCEL IDEA Workbook of Financial Reports XLSX 41K 7: EX-101.INS XBRL Instance -- cicob-20150930 XML 588K 9: EX-101.CAL XBRL Calculations -- cicob-20150930_cal XML 103K 10: EX-101.DEF XBRL Definitions -- cicob-20150930_def XML 323K 11: EX-101.LAB XBRL Labels -- cicob-20150930_lab XML 2.38M 12: EX-101.PRE XBRL Presentations -- cicob-20150930_pre XML 597K 8: EX-101.SCH XBRL Schema -- cicob-20150930 XSD 197K 16: ZIP XBRL Zipped Folder -- 0000727634-15-000022-xbrl Zip 115K
Delaware
|
94-2790442
|
|||
(State or other jurisdiction of
|
(I.R.S. Employer
|
|||
incorporation or organization)
|
Identification No.)
|
Yes
|
X
|
No
|
Yes
|
X
|
No
|
large accelerated filer
|
accelerated filer
|
non-accelerated filer
|
X
|
Smaller reporting Company
|
Yes
|
No
|
X
|
Page No.
|
|
PART I. FINANCIAL INFORMATION
|
|
Item 1. Financial Statements
|
|
Condensed Consolidated Balance Sheets at September 30, 2015 (unaudited) and
|
3
|
Condensed Consolidated Statements of Operations for the Three- and Nine-Month
|
4
|
Condensed Consolidated Statements of Cash Flows for the Nine-Month Periods
|
5
|
7
|
|
Item 2. Management's Discussion and Analysis of Financial Condition and
|
14
|
19
|
|
19
|
|
PART II. OTHER INFORMATION
|
|
20
|
|
20
|
|
20
|
|
20
|
|
20
|
|
20
|
|
Item 6. Exhibits
|
|
21
|
|
24
|
September 30,
|
||||||||
2014
|
||||||||
Assets
|
(Unaudited)
|
|||||||
Current assets:
|
||||||||
$
|
358
|
$
|
775
|
|||||
Accounts receivable, net of allowance of $86 at September 30, 2015 and $22 at December 31, 2014
|
159
|
122
|
||||||
125
|
80
|
|||||||
642
|
977
|
|||||||
17
|
11
|
|||||||
673
|
933
|
|||||||
29
|
29
|
|||||||
$
|
1,361
|
$
|
1,950
|
|||||
Liabilities and Equity (Deficit)
|
||||||||
Current liabilities:
|
||||||||
|
250
|
|||||||
420
|
328
|
|||||||
272
|
293
|
|||||||
477
|
338
|
|||||||
353
|
257
|
|||||||
1,772
|
1,216
|
|||||||
490
|
700
|
|||||||
2
|
41
|
|||||||
-
|
18
|
|||||||
21
|
28
|
|||||||
Total liabilities
|
2,285
|
2,003
|
||||||
Commitments and contingencies
|
||||||||
Equity (Deficit):
|
||||||||
929
|
875
|
|||||||
11,320
|
10,381
|
|||||||
5,934
|
5,553
|
|||||||
6,724
|
5,139
|
|||||||
5,115
|
4,671
|
|||||||
2,407
|
2,407
|
|||||||
(325
|
)
|
(325
|
)
|
|||||
93,604
|
94,995
|
|||||||
(126,082
|
)
|
(123,199
|
)
|
|||||
(14
|
)
|
(14
|
)
|
|||||
(388
|
)
|
483
|
||||||
(536
|
)
|
(536
|
)
|
|||||
(924
|
)
|
(53
|
)
|
|||||
$
|
1,361
|
$
|
1,950
|
Three Months Ended
|
Nine Months Ended
|
|||||||||||||||
September 30,
|
||||||||||||||||
2014
|
2015
|
2014
|
||||||||||||||
Revenue:
|
||||||||||||||||
$
|
127
|
$
|
85
|
$
|
510
|
$
|
491
|
|||||||||
224
|
200
|
654
|
568
|
|||||||||||||
Total revenue
|
351
|
285
|
1,164
|
1,059
|
||||||||||||
Operating costs and expenses:
|
||||||||||||||||
Cost of sales:
|
||||||||||||||||
40
|
26
|
185
|
69
|
|||||||||||||
29
|
20
|
102
|
111
|
|||||||||||||
446
|
476
|
1,467
|
1,549
|
|||||||||||||
216
|
303
|
756
|
942
|
|||||||||||||
470
|
410
|
1,551
|
1,325
|
|||||||||||||
Total operating costs and expenses
|
1,201
|
1,235
|
4,061
|
3,996
|
||||||||||||
(850
|
)
|
(950
|
)
|
(2,897
|
)
|
(2,937
|
)
|
|||||||||
Other income, net
|
−
|
49
|
−
|
51
|
||||||||||||
(4
|
)
|
(13
|
)
|
(4
|
)
|
(258
|
)
|
|||||||||
1
|
2
|
18
|
5
|
|||||||||||||
(853
|
)
|
(912
|
)
|
(2,883
|
)
|
(3,139
|
)
|
|||||||||
Accretion of beneficial conversion feature: Preferred Stock:
|
||||||||||||||||
−
|
(103
|
)
|
(458
|
)
|
(186
|
)
|
||||||||||
−
|
(68
|
)
|
(69
|
)
|
(416
|
)
|
||||||||||
Preferred stock dividends:
|
||||||||||||||||
(408
|
)
|
(345
|
)
|
(1,154
|
)
|
(1,014
|
)
|
|||||||||
(411
|
)
|
(363
|
)
|
(1,181
|
)
|
(975
|
)
|
|||||||||
$
|
(1,672
|
)
|
$
|
(1,791
|
)
|
$
|
(5,745
|
)
|
$
|
(5,730
|
)
|
|||||
Basic and diluted loss per common share
|
$
|
(0.01
|
)
|
$
|
(0.01
|
)
|
$
|
(0.02
|
)
|
$
|
(0.02
|
)
|
||||
Weighted average common shares outstanding, basic and diluted
|
234,308
|
232,646
|
234,308
|
232,588
|
Nine Months Ended
|
||||||||
2014
|
||||||||
Cash flows from operating activities:
|
||||||||
$
|
(2,883
|
)
|
$
|
(3,139
|
)
|
|||
Adjustments to reconcile net loss to net cash
used in operating activities:
|
||||||||
267
|
278
|
|||||||
487
|
242
|
|||||||
−
|
258
|
|||||||
(17
|
)
|
(5
|
)
|
|||||
Changes in operating assets and liabilities:
|
||||||||
(37
|
)
|
195
|
||||||
(45
|
)
|
(31
|
)
|
|||||
92
|
(106
|
)
|
||||||
(21
|
)
|
(50
|
)
|
|||||
93
|
15
|
|||||||
(114
|
)
|
(165
|
)
|
|||||
(2,178
|
)
|
(2,508
|
)
|
|||||
Cash flows from investing activities:
|
(14
|
)
|
(4
|
)
|
||||
(14
|
)
|
(4
|
)
|
|||||
Cash flows from financing activities:
|
||||||||
250
|
−
|
|||||||
Proceeds from issuance of Series D-1 Preferred Stock,
net of issuance costs of $37 and $84, respectively
|
1,525
|
1,828
|
||||||
Proceeds from issuance of Series D-2 Preferred Stock,
|
−
|
380
|
||||||
1,775
|
2,208
|
|||||||
(417
|
)
|
(304
|
)
|
|||||
Cash and cash equivalents at beginning of period
|
775
|
945
|
||||||
$
|
358
|
$
|
641
|
Nine Months Ended
|
||||||||
2014
|
||||||||
$
|
3
|
$
|
−
|
|||||
$
|
−
|
$
|
−
|
|||||
Non-cash financing and investing transactions
|
||||||||
$
|
2,335
|
$
|
1,989
|
|||||
Accretion of beneficial conversion feature on issuance of Preferred
|
$
|
498
|
$
|
337
|
||||
Accretion of beneficial conversion feature on issuance of Preferred Stock dividends
|
$
|
29
|
$
|
265
|
||||
Conversion of Series C Preferred Stock into Common Stock
|
$
|
−
|
$
|
1
|
Accounts Receivable
As of September 30,
|
Total Revenue
for the three months
ended September 30,
|
Total Revenue
for the nine months
ended September 30,
|
||||
2014
|
2015
|
2014
|
2015
|
2014
|
||
Customer #1
|
38%
|
46%
|
−
|
17%
|
12%
|
11%
|
Customer #2
|
24%
|
−
|
17%
|
−
|
−
|
−
|
Customer #3
|
−
|
−
|
10%
|
12%
|
−
|
10%
|
Customer #4
|
−
|
12%
|
−
|
−
|
−
|
−
|
Customer #5
|
−
|
19%
|
−
|
−
|
−
|
−
|
Customer #6
|
−
|
−
|
−
|
10%
|
16%
|
−
|
Customer #7
|
−
|
−
|
−
|
−
|
17%
|
14%
|
Total concentration
|
62%
|
77%
|
27%
|
39%
|
45%
|
35%
|
Carrying Amount
|
Accumulated Amortization
|
Net Value
|
Carrying Amount
|
Accumulated Amortization
|
Net Value
|
|||||||||||||||||||
Patents
|
$
|
6,745
|
$
|
(6,072
|
)
|
$
|
673
|
$
|
6,745
|
$
|
(5,812
|
)
|
$
|
933
|
For the Nine Months Ended
|
||
Stock options
|
106,495
|
70,960
|
Warrants
|
237,822
|
173,814
|
Preferred shares as if converted
|
||
Series A-1 Preferred Stock
|
6,633
|
7,818
|
Series B Preferred Stock
|
304,430
|
275,888
|
Series C Preferred Stock
|
238,056
|
215,668
|
Series D-1 Preferred Stock
|
350,127
|
251,435
|
Series D-2 Preferred Stock
|
124,470
|
112,737
|
Nine Months Ended
|
Nine Months Ended
|
||
Risk free interest rate
|
0.04% - 3.28%
|
0.04% - 3.73%
|
|
Expected life (years)
|
3.26 – 6.33
|
2.82 – 7.00
|
|
Expected volatility
|
120.74% – 198.38%
|
93.63% – 198.38%
|
|
Expected dividends
|
None
|
None
|
Three Months Ended September 30,
|
Nine Months Ended September 30,
|
|||||||||||||||
2014
|
2015
|
2014
|
||||||||||||||
Research and development
|
$
|
35
|
$
|
16
|
$
|
148
|
$
|
64
|
||||||||
Sales and marketing
|
26
|
17
|
112
|
54
|
||||||||||||
General and administrative
|
47
|
29
|
192
|
112
|
||||||||||||
Director options
|
8
|
3
|
35
|
12
|
||||||||||||
Stock-based compensation expense
|
$
|
116
|
$
|
65
|
$
|
487
|
$
|
242
|
2015
|
2014
|
|||||||||||||||||||||||||||||||
Options
|
Shares
|
Weighted Average Exercise Price Per Share
|
Weighted Average Remaining Contractual Term(Years)
|
Aggregate Intrinsic Value
|
Shares
|
Weighted Average Exercise Price Per Share
|
Weighted Average Remaining Contractual Term(Years)
|
Aggregate Intrinsic Value
|
||||||||||||||||||||||||
Outstanding at January 1,
|
72,012
|
$
|
0.04
|
$
|
-
|
69,537
|
$
|
0.05
|
$
|
-
|
||||||||||||||||||||||
Granted
|
36,633
|
$
|
0.02
|
$
|
-
|
2,500
|
$
|
0.03
|
$
|
-
|
||||||||||||||||||||||
Forfeited or expired
|
(2,150
|
)
|
$
|
0.03
|
$
|
-
|
(1,077
|
)
|
$
|
0.05
|
$
|
-
|
||||||||||||||||||||
Outstanding at September 30
|
106,495
|
$
|
0.04
|
4.39
|
$
|
-
|
70,960
|
$
|
0.05
|
4.30
|
$
|
-
|
||||||||||||||||||||
Vested and expected to vest at September 30
|
103,820
|
$
|
0.03
|
3.21
|
$
|
-
|
63,996
|
$
|
0.05
|
4.30
|
$
|
-
|
||||||||||||||||||||
Exercisable at September 30
|
69,757
|
$
|
0.04
|
3.53
|
$
|
-
|
55,102
|
$
|
0.05
|
3.98-
|
$
|
-
|
Options Outstanding
|
Options Exercisable
|
|||||||||||||||||||||
Range of Exercise Prices
|
Number Outstanding
|
Weighted Average Remaining Contractual Life (in years)
|
Weighted Average Exercise Price Per Share
|
Number Outstanding
|
Weighted Average Exercise Price Per Share
|
|||||||||||||||||
$
|
0.01 – $0.02
|
3,000
|
6.23
|
$
|
0.02
|
584
|
$
|
0.02
|
||||||||||||||
$
|
0.02 – $0.03
|
53,170
|
5.21
|
$
|
0.02
|
23,107
|
$
|
0.02
|
||||||||||||||
$
|
0.03 – $0.06
|
31,416
|
4.06
|
$
|
0.05
|
27,157
|
$
|
0.05
|
||||||||||||||
$
|
0.06 – $0.20
|
18,909
|
2.32
|
$
|
0.07
|
18,909
|
$
|
0.07
|
||||||||||||||
106,495
|
4.39
|
$
|
0.04
|
69,757
|
$
|
0.04
|
Non-vested Option Shares
|
Shares
|
Weighted Average
Grant-Date
Fair Value
|
||||||
Non-vested at January 1, 2015
|
14,954
|
$
|
0.04
|
|||||
Granted
|
36,633
|
$
|
0.02
|
|||||
Forfeited
|
(1,020
|
)
|
$
|
0.02
|
||||
Vested
|
(13,829
|
)
|
$
|
0.03
|
||||
Non-vested at September 30, 2015
|
36,738
|
$
|
0.02
|
Class of Preferred Stock
|
Annual Dividend
|
Annual Dividend Payable, in Cash or In Kind
|
Liquidation Preference
|
Conversion Price
|
Total Preferred Shares Outstanding
|
Common Shares to be issued if Fully Converted
|
|||||||||||||||
Series A-1
|
8
|
%
|
Quarterly in Arrears
|
$
|
1.00
|
$
|
0.1400
|
929
|
6,633
|
||||||||||||
Series B
|
10
|
%
|
Quarterly in Arrears
|
$
|
1.50
|
$
|
0.0433
|
13,191
|
304,430
|
||||||||||||
Series C
|
10
|
%
|
Quarterly in Arrears
|
$
|
1.50
|
$
|
0.0225
|
5,356
|
238,056
|
||||||||||||
Series D-1
|
10
|
%
|
Quarterly in Arrears
|
$
|
1.00
|
$
|
0.0225
|
7,878
|
350,127
|
||||||||||||
Series D-2
|
10
|
%
|
Quarterly in Arrears
|
$
|
1.00
|
$
|
0.0500
|
6,223
|
124,470
|
Dividends
|
Beneficial Conversion Feature Related to Dividends
|
|||||||||||||||||||||||||||||
Three Months Ended September 30,
|
Nine Months Ended September 30,
|
Three Months Ended September 30,
|
Nine Months Ended September 30,
|
|||||||||||||||||||||||||||
2014
|
2015
|
2014
|
2015
|
2014
|
2015
|
2014
|
||||||||||||||||||||||||
Series A-1
|
$
|
18
|
$
|
22
|
$
|
53
|
$
|
63
|
$ |
$
|
−
|
$
|
−
|
|||||||||||||||||
Series B
|
324
|
294
|
939
|
852
|
─
|
─
|
−
|
−
|
||||||||||||||||||||||
Series C
|
132
|
119
|
382
|
345
|
─
|
64
|
13
|
114
|
||||||||||||||||||||||
Series D-1
|
192
|
128
|
516
|
329
|
─
|
107
|
16
|
151
|
||||||||||||||||||||||
Series D-2
|
153
|
145
|
445
|
400
|
─
|
─
|
─
|
─
|
||||||||||||||||||||||
Total
|
$
|
819
|
$
|
708
|
$
|
2,335
|
$
|
1,989
|
$ |
$
|
171
|
$
|
29
|
$
|
265
|
Warrants
|
Weighted Average Exercise Price Per Share
|
Warrants
|
Weighted Average Exercise Price Per Share
|
|||||||||||||
Outstanding at beginning of period
|
213,521
|
$
|
0.0289
|
77,155
|
$
|
0.0289
|
||||||||||
Issued
|
40,560
|
0.0193
|
124,711
|
0.0275
|
||||||||||||
Expired/Cancelled
|
(16,259
|
)
|
0.0500
|
(28,052
|
)
|
0.0225
|
||||||||||
Outstanding at end of period
|
237,822
|
$
|
0.0264
|
173,814
|
$
|
0.0286
|
||||||||||
Exercisable at end of period
|
237,822
|
$
|
0.0264
|
173,814
|
$
|
0.0286
|
Number of Warrants
|
Weighted Average Remaining Life (Years)
|
Weighted Average Exercise Price Per Share
|
||||||
Warrants 27,400
|
2.52
|
$
|
0.0225
|
|||||
Warrants 193,968
|
1.26
|
$
|
0.0275
|
|||||
Warrants 3,294
|
0.13
|
$
|
0.0500
|
|||||
Warrants 13,160
|
2.83
|
$
|
0.0125
|
|||||
237,822
|
1.48
|
$
|
0.0264
|
·
|
Technological, engineering, manufacturing, quality control or other circumstances that could delay the sale or shipment of products;
|
·
|
Economic, business, market and competitive conditions in the software industry and technological innovations that could affect the Company's business;
|
·
|
The Company's inability to protect its trade secrets or other proprietary rights, operate without infringing upon the proprietary rights of others and prevent others from infringing on the proprietary rights of the Company; and
|
Three Months
|
Nine Months
|
|||||||
2015
|
2015
|
|||||||
Series A-1
|
$
|
18
|
$
|
53
|
||||
Series B
|
324
|
939
|
||||||
Series C
|
132
|
382
|
||||||
Series D-1
|
192
|
516
|
||||||
Series D-2
|
153
|
445
|
||||||
Total
|
$
|
819
|
$
|
2,335
|
Contractual obligations
|
Total
|
2015
|
2016
|
Thereafter
|
||||||||||||
Operating lease commitments (1, 2)
|
$
|
227
|
$
|
66
|
$
|
161
|
$
|
−
|
1.
|
The Company extended the lease on its offices in April 2010. The base rent decreased by approximately 6% in November 2011 and will increase by approximately 3% per annum over the term of the new lease, which expires on October 31, 2016.
|
2.
|
The Company sublet approximately 3,000 feet of unutilized office space in August 2015. The sub-lease will expire on October 31, 2016. The operating lease commitments are net of the sub lease amounts of $97 through 2016.
|
Exhibit Number
|
Document
|
3.1
|
Certificate of Incorporation of the Company, as amended, incorporated herein by reference to Exhibits 3.1, 3.2, 3.3 and 3.4 to the Company's Registration Statement on Form 10 (File No. 0‑19301).
|
3.2
|
Certificate of Amendment to the Company's Certificate of Incorporation (authorizing the reclassification of the Class A Common Stock and Class B Common Stock into one class of Common Stock) as filed with the Delaware Secretary of State's office on November 1, 1991, incorporated herein by reference to Exhibit 3 to Amendment 1 on Form 8 to the Company's Form 8‑A (File No. 0‑19301).
|
3.3
|
By‑laws of the Company adopted on October 6, 1986, incorporated herein by reference to Exhibit 3.5 to the Company's Registration Statement on Form 10 (File No. 0‑19301).
|
3.4
|
By‑laws of the Company adopted on October 6, 1986, incorporated herein by reference to Exhibit 3.5 to the Company's Registration Statement on Form 10 (File No. 0‑19301).
|
3.5
|
Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation dated January 24, 2001, incorporated herein by reference to Exhibit 3.5 to the Company's Registration Statement on Form S/1, filed December 28, 2007.
|
3.6
|
Certificate of Elimination of the Company's Certificate of Designation of the Series A Preferred Stock dated August 17, 2001, incorporated herein by reference to Exhibit 3.6 to the Company's Registration Statement on Form S/1, filed December 28, 2007.
|
3.7
|
Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State August 17, 2007, incorporated herein by reference to Exhibit 3.7 to the Company's Registration Statement on Form S/1 filed on December 28, 2007.
|
3.8
|
Amended and Restated Certificate of Incorporation of the Company filed with the Delaware Secretary of State on May 18, 1995, incorporated herein by reference to Exhibit 3.2 to the Company's Quarterly Report on Form 10-Q filed on August 14, 2008.
|
3.9
|
Certificate of Designations, Powers, Preferences and Rights of the Series A Cumulative Convertible Preferred Stock filed with the Delaware Secretary of State on June 4, 2008, incorporated herein by reference to Exhibit 4.23 to the Company's Quarterly Report on Form 10-Q filed on August 14, 2008.
|
3.10
|
Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State on June 30, 2008, incorporated herein by reference to Exhibit 3.7 to the Company's Quarterly Report on Form 10-Q filed on August 14, 2008.
|
3.11
|
Certificate of Designations, Powers, Preferences and Rights of the Series A-1 Cumulative Convertible Preferred Stock filed with the Delaware Secretary of State on October 30, 2008, incorporated herein by reference to Exhibit 3.11 to the Company's Annual Report on Form 10-K filed on March 12, 2009.
|
3.12
|
Certificate of Elimination of the Company's Series A Cumulative Convertible Preferred Stock filed with the Delaware Secretary of State on December 30, 2008, incorporated herein by reference to Exhibit 3.12 to the Company's Annual Report on Form 10-K filed on March 12, 2009.
|
3.13
|
Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State on June 30, 2009, incorporated herein by reference to Exhibit 3.13 to the Company's Quarterly Report on Form 10-Q filed on August 14, 2009.
|
3.14
|
Amendment No. 1 to By-laws dated June 17, 2010, incorporated herein by reference to Exhibit 3.14 to the Company's Quarterly Report on Form 10-Q filed on August 16, 2010.
|
3.15
|
Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State on August 4, 2010, incorporated herein by reference to Exhibit 3.15 to the Company's Quarterly Report on Form 10-Q filed on November 12, 2010.
|
Exhibit Number
|
Document
|
3.16
|
Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock filed with the Delaware Secretary of State on August 4, 2010, incorporated herein by reference to Exhibit 3.16 to the Company's Quarterly Report on Form 10-Q filed on November 12, 2010.
|
3.17
|
Certificate of Designation of Series B Participating Convertible Preferred Stock filed with the Delaware Secretary of State on August 4, 2010, incorporated herein by reference to Exhibit 3.17 to the Company's Quarterly Report on Form 10-Q filed on November 12, 2010.
|
3.18
|
Certificate of Amendment to Amended And Restated Certificate of Incorporation filed with the Delaware Secretary of State on December 31, 2010, incorporated herein by reference to Exhibit 3.18 to the Company's Annual Report on Form 10-K filed on March 30, 2011.
|
3.19
|
Second Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock filed with the Delaware Secretary of State on December 31, 2010, incorporated herein by reference to Exhibit 3.19 to the Company's Annual Report on Form 10-K filed on March 30, 2011.
|
3.20
|
Second Amended and Restated Certificate of Designation of Series B Participating Convertible Preferred Stock filed with the Delaware Secretary of State on December 31, 2010, incorporated herein by reference to Exhibit 3.20 to the Company's Annual Report on Form 10-K filed on March 30, 2011.
|
3.21
|
Certificate of Designation of Series C Participating Convertible Preferred Stock filed with the Delaware Secretary of State on December 31, 2010, incorporated herein by reference to Exhibit 3.21 to the Company's Annual Report on Form 10-K filed on March 30, 2011.
|
3.22
|
Amendment to the Amended And Restated Certificate of Designation of the Series B Participating Convertible Preferred Stock, incorporated herein by reference to Exhibit 10.59 to the Company's Current Report on Form 8-K filed March 31, 2011.
|
3.23
|
Amendment to the Amended And Restated Certificate of Designation of the Series C Participating Convertible Preferred Stock, incorporated herein by reference to Exhibit 10.60 to the Company's Current Report on Form 8-K filed March 31, 2011.
|
3.24
|
Certificate of Amendment to Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State on November 13, 2012, incorporated herein by reference to Appendix A to the Company's Definitive Proxy Statement filed on Schedule 14A on October 22, 2012.
|
3.25
|
Third Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock filed with the Delaware Secretary of State on November 13, 2012, incorporated herein by reference to Exhibit 3.25 to the Company's Form 10-K filed March 31, 2014.
|
3.26
|
Second Amended and Restated Certificate of Designation of Series B Participating Convertible Preferred Stock filed with the Delaware Secretary of State on November 13, 2012, incorporated herein by reference to Exhibit 3.26 to the Company's Form 10-K filed March 31, 2014.
|
3.27
|
Amended and Restated Certificate of Designation of Series C Participating Convertible Preferred Stock filed with the Delaware Secretary of State on November 13, incorporated herein by reference to Exhibit 3.27 to the Company's Form 10-K filed March 31, 2014.
|
3.28
|
Certificate of Designation of Series D Convertible Preferred Stock filed with the Delaware Secretary of State on November 13, 2012, incorporated herein by reference to Exhibit 3.28 to the Company's Form 10-K filed March 31, 2014.
|
3.29
|
Certificate of Amendment to Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State on December 10, 2013, incorporated herein by reference to Appendix A to the Company's Definitive Proxy Statement filed on Schedule 14A on November 1, 2013.
|
3.30
|
Certificate of Amendment to Certificate of Designation of Series D Convertible Preferred Stock filed with the Delaware Secretary of State on December 31, 2013, incorporated herein by reference to Exhibit 3.30 to the Company's Form 10-K filed March 31, 2014.
|
3.31
|
Certificate of Amendment to Amended and Restated Certificate of Incorporation filed with the Delaware Secretary of State on December 16, 2014, incorporate herein by reference to Appendix A to the Company's Definitive Proxy Statement filed on Schedule 14A on October 17, 2014.
|
3.32
|
Certificate of Amendment to Certificate of Designation of Series D Convertible Preferred Stock filed with the Delaware Secretary of State on March 24, 2015, incorporated herein by reference to Exhibit 3.32 to the Company's Quarterly Report on Form 10-Q filed May 15, 2015.
|
Exhibit Number
|
Document
|
10.59
|
Amendment to the Amended And Restated Certificate of Designation of the Series B Participating Convertible Preferred Stock, incorporated herein by reference to Exhibit 10.59 to the Company's Current Report on Form 8-K filed March 31, 2011.
|
10.60
|
Amendment to the Amended And Restated Certificate of Designation of the Series C Participating Convertible Preferred Stock, incorporated herein by reference to Exhibit 10.60 to the Company's Current Report on Form 8-K filed March 31, 2011.
|
10.61
|
Form Of Subscription Agreement, incorporated herein by reference to Exhibit 10.61 to the Company's Current Report on Form 8-K filed on April 4, 2011.
|
10.62
|
Amendment No. 1 to the Registration Rights Agreement dated March 31, 2011, incorporated herein by reference to Exhibit 10.62 to the Company's Current Report on Form 8-K filed on April 4, 2011.
|
10.63
|
Note and Warrant Purchase Agreement dated April 23, 2012, incorporated herein by reference to Exhibit 10.63 to the Company's Quarterly Report on Form 10-Q filed on August 14, 2012.
|
10.64
|
Form of Subscription Agreement dated September 14, 2012, incorporated herein by reference to Exhibit 10.64 to the Company's Quarterly Report on Form 10-Q filed on November 14, 2012.
|
10.65
|
Form of Unsecured Convertible Promissory Note dated September 14, 2012, incorporated herein by reference to Exhibit 10.65 to the Company's Quarterly Report on Form 10-Q filed on November 14, 2012.
|
10.66
|
Form of Subscription Agreement dated May 17, 2013, incorporated herein by reference to Exhibit 10.66 to the Company's Quarterly Report on Form 10-Q filed on August 14, 2013.
|
10.67
|
Form of Subscription Agreement dated December 31, 2013, incorporated herein by reference to Exhibit 10.67 to the Company's Form 10-K filed March 31, 2014.
|
10.68
|
Credit Agreement with Venture Champion Asia Limited dated May 6, 2014, incorporated herein by reference to Exhibit 10.68 to the Company's Form 10-Q filed August 15, 2014.
|
10.69
|
Form of Subscription Agreement dated August 5, 2014, incorporated herein by reference to Exhibit 10.69 to the Company's Form 10-K filed March 31, 2015.
|
10.70
|
Form of Subscription Agreement dated March 24, 2015, incorporated herein by reference to Exhibit 10.70 to the Company's Quarterly Report on Form 10-Q filed May 15, 2015.
|
*10.71
|
Form of Subscription Agreement dated July 23, 2015.
|
*31.1
|
Certification of Company's Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|
*31.2
|
Certificate of Company's Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|
*32.1
|
Certification of Chief Executive Officer pursuant to 18 USC Section 1750, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
|
*32.2
|
Certification of Chief Financial Officer pursuant to 18 USC Section 1750, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
|
COMMUNICATION INTELLIGENCE CORPORATION
|
||
Registrant
|
||
/s/ Andrea Goren
|
||
Date
|
||
(Principal Financial Officer and Officer Duly Authorized to Sign on Behalf of the Registrant)
|
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
7/22/18 | ||||
3/23/18 | ||||
12/31/16 | 10-K | |||
10/31/16 | ||||
12/31/15 | 10-K | |||
Filed on: | 11/16/15 | 4 | ||
11/13/15 | ||||
For Period end: | 9/30/15 | |||
9/29/15 | ||||
7/23/15 | 8-K | |||
5/15/15 | 10-Q | |||
3/31/15 | 10-K, 10-Q | |||
3/24/15 | 8-K | |||
2/23/15 | 8-K | |||
1/1/15 | ||||
12/31/14 | 10-K | |||
12/16/14 | ||||
10/17/14 | DEF 14A | |||
9/30/14 | 10-Q, 3 | |||
8/15/14 | ||||
8/5/14 | ||||
5/6/14 | 8-K | |||
3/31/14 | 10-K, 10-Q | |||
3/6/14 | 8-K | |||
2/7/14 | 8-K | |||
12/31/13 | 10-K, 8-K | |||
12/10/13 | ||||
11/1/13 | DEF 14A, UPLOAD | |||
8/14/13 | 10-Q | |||
5/17/13 | 4, 8-K | |||
11/14/12 | 10-Q | |||
11/13/12 | 8-K | |||
10/22/12 | DEF 14A | |||
9/14/12 | 8-K | |||
8/14/12 | 10-Q | |||
4/23/12 | 8-K | |||
4/4/11 | 4, 8-K | |||
3/31/11 | 10-Q, 4, 8-K | |||
3/30/11 | 10-K, 8-K | |||
12/31/10 | 10-K, 4, 8-K | |||
11/12/10 | 10-Q | |||
8/16/10 | 10-Q | |||
8/4/10 | 8-K, DEF 14A | |||
6/17/10 | ||||
8/14/09 | 10-Q, 4, 424B3, CORRESP, UPLOAD | |||
6/30/09 | 10-Q | |||
3/12/09 | 10-K, 8-K | |||
12/30/08 | ||||
10/30/08 | 424B3 | |||
8/14/08 | 10-Q | |||
6/30/08 | 4 | |||
6/4/08 | ||||
12/28/07 | EFFECT | |||
8/17/07 | ||||
12/31/04 | 10-K, 8-K | |||
8/17/01 | ||||
1/24/01 | DEFS14A, PRES14A | |||
5/18/95 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/15/23 iSign Solutions Inc. 10-Q 3/31/23 58:3.3M EdgarAgents LLC/FA 3/31/23 iSign Solutions Inc. 10-K 12/31/22 67:4.7M EdgarAgents LLC/FA 11/14/22 iSign Solutions Inc. 10-Q 9/30/22 43:2.9M EdgarAgents LLC/FA 8/15/22 iSign Solutions Inc. 10-Q 6/30/22 44:2.8M EdgarAgents LLC/FA 5/16/22 iSign Solutions Inc. 10-Q 3/31/22 43:2.5M EdgarAgents LLC/FA 3/31/22 iSign Solutions Inc. 10-K 12/31/21 68:5.7M EdgarAgents LLC/FA 11/15/21 iSign Solutions Inc. 10-Q 9/30/21 42:2.8M EdgarAgents LLC/FA 8/16/21 iSign Solutions Inc. 10-Q 6/30/21 43:2.8M EdgarAgents LLC/FA 5/17/21 iSign Solutions Inc. 10-Q 3/31/21 42:1.9M EdgarAgents LLC/FA 4/07/21 iSign Solutions Inc. 10-K 12/31/20 67:3.5M EdgarAgents LLC/FA 11/16/20 iSign Solutions Inc. 10-Q 9/30/20 43:2.2M EdgarAgents LLC/FA 8/14/20 iSign Solutions Inc. 10-Q 6/30/20 43:2.4M EdgarAgents LLC/FA |