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Cna Financial Corp – ‘10-Q’ for 6/30/15 – ‘EX-31.1’

On:  Tuesday, 8/4/15, at 11:48am ET   ·   For:  6/30/15   ·   Accession #:  21175-15-88   ·   File #:  1-05823

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  As Of               Filer                 Filing    For·On·As Docs:Size

 8/04/15  Cna Financial Corp                10-Q        6/30/15   73:16M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.05M 
 2: EX-10.5     Material Contract                                   HTML    120K 
 3: EX-10.6     Material Contract                                   HTML    145K 
 4: EX-10.6.1   Material Contract                                   HTML     31K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     30K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     30K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     25K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     25K 
51: R1          Document and Entity Information Document            HTML     42K 
41: R2          Consolidated Statements of Operations               HTML    127K 
49: R3          Consolidated Statements of Operations               HTML     27K 
                Parenthetical (Parentheticals)                                   
53: R4          Consolidated Statements of Comprehensive Income     HTML     50K 
                (Loss)                                                           
68: R5          Consolidated Balance Sheets                         HTML    117K 
43: R6          Consolidated Balance Sheet Parentheticals           HTML     54K 
                (Parentheticals)                                                 
48: R7          Consolidated Statements of Cash Flows               HTML    134K 
37: R8          Consolidated Statements of Stockholders' Equity     HTML     83K 
29: R9          General                                             HTML     32K 
69: R10         Earnings Per Share Earnings Per Share               HTML     30K 
55: R11         Investments                                         HTML    452K 
54: R12         Fair Value                                          HTML    575K 
59: R13         Claim and Claim Adjustment Expense Reserves         HTML    222K 
60: R14         Legal Proceedings and Contingent Liabilities        HTML     25K 
58: R15         Benefit Plans                                       HTML     69K 
61: R16         Commitments, Contingencies, and Guarantees          HTML     33K 
50: R17         Accumulated Other Comprehensive Income (Loss) by    HTML    140K 
                Component                                                        
52: R18         Business Segments                                   HTML    566K 
57: R19         Discontinued Operations                             HTML     49K 
73: R20         Investments (Tables)                                HTML    461K 
64: R21         Fair Value (Tables)                                 HTML    560K 
45: R22         Claim and Claim Adjustment Expense Reserves         HTML    197K 
                (Tables)                                                         
56: R23         Benefit Plans (Tables)                              HTML     63K 
47: R24         Accumulated Other Comprehensive Income (Loss) by    HTML    131K 
                Component (Tables)                                               
23: R25         Business Segments (Tables)                          HTML    560K 
65: R26         Discontinued Operations (Tables)                    HTML     47K 
70: R27         General General (Details)                           HTML     26K 
32: R28         Earnings Per Share (Narrative) (Details)            HTML     28K 
31: R29         Investments (Narrative) (Details)                   HTML     32K 
35: R30         Investments (Net investment income) (Details)       HTML     47K 
36: R31         Investments (Net realized investment gains          HTML     38K 
                (Losses)) (Details)                                              
38: R32         Investments (Components of other-than-temporary     HTML     41K 
                impairment losses recognized in earnings)                        
                (Details)                                                        
21: R33         Investments (Summary of fixed maturity and equity   HTML     82K 
                securities) (Details)                                            
62: R34         Investments (Activity related to the pretax fixed   HTML     33K 
                maturity credit loss component reflected within                  
                retained earnings for securities still held for                  
                which a portion of an OTTI loss was recognized in                
                OCI) (Details)                                                   
44: R35         Investments (Securities in a gross unrealized loss  HTML     94K 
                position) (Details)                                              
46: R36         Investments (Contractual maturity) (Details)        HTML     57K 
26: R37         Investments Derivative Financial Instruments        HTML     42K 
                (Details)                                                        
72: R38         Fair Value (Narrative) (Details)                    HTML     26K 
15: R39         Fair Value (Assets and liabilities measured at      HTML    125K 
                fair value on a recurring basis) (Details)                       
39: R40         Fair Value (Table of reconciliation for assets and  HTML    117K 
                liabilities measured at fair value on a recurring                
                basis using significant unobservable inputs)                     
                (Details)                                                        
67: R41         Fair Value (Quantitative information about          HTML     55K 
                significant unobservable inputs in the fair value                
                measurement of level 3 assets) (Details)                         
25: R42         Fair Value (Carrying amount and estimated fair      HTML     58K 
                value of financial instrument assets and                         
                liabilities which are not measured at fair value)                
                (Details)                                                        
30: R43         Claim and Claim Adjustment Expense Reserves         HTML     60K 
                (Narrative) (Details)                                            
34: R44         Claim and Claim Adjustment Expense Reserves (Net    HTML     44K 
                prior year development) (Details)                                
42: R45         Claim and Claim Adjustment Expense Reserves (Net    HTML     36K 
                prior year claim and allocated claim adjustment                  
                expense reserve development for Specialty segment)               
                (Details)                                                        
20: R46         Claim and Claim Adjustment Expense Reserves (Net    HTML     34K 
                prior year claim and allocated claim adjustment                  
                expense reserve development for Commercial                       
                segment) (Details)                                               
28: R47         Claim and Claim Adjustment Expense Reserves Net     HTML     38K 
                prior year claim and allocated claim adjustment                  
                expense reserve development for International                    
                segment (Details)                                                
17: R48         Claim and Claim Adjustment Expense Reserves Impact  HTML     33K 
                of Loss Portfolio Transfer on the Consolidated                   
                Statement of Operations (Details)                                
66: R49         Benefit Plans (Components of net periodic cost      HTML     51K 
                (Benefit)) (Details)                                             
24: R50         Benefit Plans (Narrative) (Details)                 HTML     33K 
63: R51         Commitments, Contingencies, and Guarantees          HTML     38K 
                (Narrative) (Detail)                                             
27: R52         Accumulated Other Comprehensive Income (Loss) by    HTML     73K 
                Component (Details)                                              
40: R53         Business Segments (Income Statement Information)    HTML    126K 
                (Details)                                                        
16: R54         Business Segments (Balance Sheet Information)       HTML     76K 
                (Details)                                                        
19: R55         Business Segments (Revenues by Line of Business)    HTML     52K 
                (Details)                                                        
33: R56         Discontinued Operations Income Statement            HTML     57K 
                Information (Details)                                            
71: XML         IDEA XML File -- Filing Summary                      XML    127K 
18: EXCEL       IDEA Workbook of Financial Reports                  XLSX     90K 
 9: EX-101.INS  XBRL Instance -- cna-20150630                        XML   7.00M 
11: EX-101.CAL  XBRL Calculations -- cna-20150630_cal                XML    275K 
12: EX-101.DEF  XBRL Definitions -- cna-20150630_def                 XML    505K 
13: EX-101.LAB  XBRL Labels -- cna-20150630_lab                      XML   1.47M 
14: EX-101.PRE  XBRL Presentations -- cna-20150630_pre               XML    864K 
10: EX-101.SCH  XBRL Schema -- cna-20150630                          XSD    177K 
22: ZIP         XBRL Zipped Folder -- 0000021175-15-000088-xbrl      Zip    316K 


‘EX-31.1’   —   Certification — §302 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  CNA Ex 31.1 06.30.2015  


EXHIBIT 31.1
SARBANES-OXLEY ACT SECTION 302
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
I, Thomas F. Motamed, certify that:
1.
I have reviewed this quarterly report on Form 10-Q of CNA Financial Corporation;
2.
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3.
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4.
The registrant’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a)
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b)
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c)
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d)
Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5.
The registrant’s other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent function):
a)
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b)
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
 
Dated:
By  
 
 
 
 
 
 
 
 
Chief Executive Officer 
 




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/4/15
For Period end:6/30/1513F-HR
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/24  CNA Financial Corp.               10-K       12/31/23  182:35M
 2/07/23  CNA Financial Corp.               10-K       12/31/22  163:35M
 2/08/22  CNA Financial Corp.               10-K       12/31/21  163:34M
 2/09/21  CNA Financial Corp.               10-K       12/31/20  165:34M
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Filing Submission 0000021175-15-000088   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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