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Caterpillar Inc – ‘8-K’ for 6/15/20 – ‘XML’

On:  Monday, 6/15/20, at 11:10am ET   ·   For:  6/15/20   ·   Accession #:  18230-20-171   ·   File #:  1-00768

Previous ‘8-K’:  ‘8-K’ on / for 6/12/20   ·   Next:  ‘8-K’ on / for 7/31/20   ·   Latest:  ‘8-K’ on / for 4/25/24   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/15/20  Caterpillar Inc                   8-K:5,9     6/15/20   12:319K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     52K 
10: R1          Cover Page Cover Page                               HTML     58K 
 7: XML         IDEA XML File -- Filing Summary                      XML     12K 
12: XML         XBRL Instance -- form8-kannualsharehold_htm          XML     25K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.CAL  XBRL Calculations -- cat-20200610_cal                XML      6K 
 4: EX-101.DEF  XBRL Definitions -- cat-20200610_def                 XML     43K 
 5: EX-101.LAB  XBRL Labels -- cat-20200610_lab                      XML     91K 
 6: EX-101.PRE  XBRL Presentations -- cat-20200610_pre               XML     46K 
 2: EX-101.SCH  XBRL Schema -- cat-20200610                          XSD     17K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
 9: ZIP         XBRL Zipped Folder -- 0000018230-20-000171-xbrl      Zip     25K

‘XML’   —   XBRL Instance — form8-kannualsharehold_htm

This Document is an XBRL XML File.

                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<xbrl xmlns="http://www.xbrl.org/2003/instance" xmlns:cat="http://www.cat.com/20200610" xmlns:dei="http://xbrl.sec.gov/dei/2019-01-31" xmlns:link="http://www.xbrl.org/2003/linkbase" xmlns:us-gaap="http://fasb.org/us-gaap/2019-01-31" xmlns:xbrldi="http://xbrl.org/2006/xbrldi" xmlns:xlink="http://www.w3.org/1999/xlink">
<link:schemaRef xlink:href="cat-20200610.xsd" xlink:type="simple"/>
<context id="D2020Q1Final">
<entity>
<identifier scheme="http://www.sec.gov/CIK"> 0000018230 </identifier>
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<period>
<startDate> 2020-06-15 </startDate>
<endDate> 2020-06-15 </endDate>
</period>
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<context id="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A5.3DebenturesDueSeptember152035Member">
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<period>
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<context id="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A938DebenturesDueMarch152021Member">
<entity>
<identifier scheme="http://www.sec.gov/CIK"> 0000018230 </identifier>
<segment>
<xbrldi:explicitMember dimension="us-gaap:StatementClassOfStockAxis"> cat:A938DebenturesDueMarch152021Member </xbrldi:explicitMember>
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<period>
<startDate> 2020-06-15 </startDate>
<endDate> 2020-06-15 </endDate>
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<dei:AmendmentFlag contextRef="D2020Q1Final" id="Fact-2E792FF8AE5E5C3791223A81ACF153D4-wk-Fact-2E792FF8AE5E5C3791223A81ACF153D4"> false </dei:AmendmentFlag>
<dei:EntityCentralIndexKey contextRef="D2020Q1Final" id="Fact-8DBD531D320D5D24B77EA0E86C72304F-wk-Fact-8DBD531D320D5D24B77EA0E86C72304F"> 0000018230 </dei:EntityCentralIndexKey>
<dei:DocumentType contextRef="D2020Q1Final" id="d2164796e239-wk-Fact-02C5873B8B7E51A29C5263C96FF78E14"> 8-K </dei:DocumentType>
<dei:DocumentPeriodEndDate contextRef="D2020Q1Final" id="d2164796e432-wk-Fact-1045B5ADD6D354C3A657ECB88761F658"> 2020-06-15 </dei:DocumentPeriodEndDate>
<dei:EntityRegistrantName contextRef="D2020Q1Final" id="d2164796e459-wk-Fact-B44F9FD1E75E502998A37C2D0BF85ABB"> CATERPILLAR INC. </dei:EntityRegistrantName>
<dei:EntityIncorporationStateCountryCode contextRef="D2020Q1Final" id="d2164796e583-wk-Fact-26ED36328D9F5A72ADF05FD125EC392C"> DE </dei:EntityIncorporationStateCountryCode>
<dei:EntityFileNumber contextRef="D2020Q1Final" id="d2164796e603-wk-Fact-A8492155602D5856BEA029D601DAEAE6"> 1-768 </dei:EntityFileNumber>
<dei:EntityTaxIdentificationNumber contextRef="D2020Q1Final" id="d2164796e623-wk-Fact-359CC606A6CC58928C206ECCD8648FBF"> 37-0602744 </dei:EntityTaxIdentificationNumber>
<dei:EntityAddressAddressLine1 contextRef="D2020Q1Final" id="d2164796e734-wk-Fact-BF87321B17D750BF9BBC11A6DBA768AC"> 510 Lake Cook Road, </dei:EntityAddressAddressLine1>
<dei:EntityAddressAddressLine2 contextRef="D2020Q1Final" id="d2164796e744-wk-Fact-62B0197C38055EC5A9DC25D71A38D723"> Suite 100, </dei:EntityAddressAddressLine2>
<dei:EntityAddressCityOrTown contextRef="D2020Q1Final" id="d2164796e749-wk-Fact-254D3861E8055CEFA76A4E8AEAC9C3D0"> Deerfield, </dei:EntityAddressCityOrTown>
<dei:EntityAddressStateOrProvince contextRef="D2020Q1Final" id="d2164796e754-wk-Fact-56D618C66F915FFDA79DADBDD9AEBE28"> IL </dei:EntityAddressStateOrProvince>
<dei:EntityAddressPostalZipCode contextRef="D2020Q1Final" id="d2164796e759-wk-Fact-08386B12EC4C5CCAA1ECBC98B46296B2"> 60015 </dei:EntityAddressPostalZipCode>
<dei:CityAreaCode contextRef="D2020Q1Final" id="d2164796e861-wk-Fact-6BEF06090EF853BBAF8A0DB332BD697D"> (224) </dei:CityAreaCode>
<dei:LocalPhoneNumber contextRef="D2020Q1Final" id="d2164796e866-wk-Fact-6943CEC3A3C053D093E93468BE07F0DB"> 551-4000 </dei:LocalPhoneNumber>
<dei:WrittenCommunications contextRef="D2020Q1Final" id="d2164796e978-wk-Fact-EFA8E23FE8DE540DB9AB13FC379CF67F"> false </dei:WrittenCommunications>
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<dei:PreCommencementTenderOffer contextRef="D2020Q1Final" id="d2164796e1226-wk-Fact-7CB387AA20BF53398C3333DD99DCD0AA"> false </dei:PreCommencementTenderOffer>
<dei:PreCommencementIssuerTenderOffer contextRef="D2020Q1Final" id="d2164796e1350-wk-Fact-3827353F80615418BDDE1B20097E07C9"> false </dei:PreCommencementIssuerTenderOffer>
<dei:Security12bTitle contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_us-gaap_CommonStockMember" id="d2164796e1595-wk-Fact-2AF048A979405E2CA5460C029AF546FB"> Common Stock ($1.00 par value) </dei:Security12bTitle>
<dei:TradingSymbol contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_us-gaap_CommonStockMember" id="d2164796e1620-wk-Fact-99E17EDA7BD550F5AA74E93A67CF4D5D"> CAT </dei:TradingSymbol>
<dei:SecurityExchangeName contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_us-gaap_CommonStockMember" id="d2164796e1640-wk-Fact-578BC166BC595B29A4EF2688460A5AE8"> NYSE </dei:SecurityExchangeName>
<dei:Security12bTitle contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A938DebenturesDueMarch152021Member" id="d2164796e1658-wk-Fact-C004E32CD5D6521D9FC95DACFFE79EC9"> 9 3/8% Debentures due March 15, 2021 </dei:Security12bTitle>
<dei:TradingSymbol contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A938DebenturesDueMarch152021Member" id="d2164796e1683-wk-Fact-2EB0E72EA8EC5990942507FBC92C40D9"> CAT21 </dei:TradingSymbol>
<dei:SecurityExchangeName contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A938DebenturesDueMarch152021Member" id="d2164796e1703-wk-Fact-9C162C3C3E025E01949FC0B7E0F22B33"> NYSE </dei:SecurityExchangeName>
<dei:Security12bTitle contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A8DebenturesDueFebruary152023Member" id="d2164796e1720-wk-Fact-7DC2A61B573954E9A856B906CA364BFD"> 8% Debentures due February 15, 2023 </dei:Security12bTitle>
<dei:TradingSymbol contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A8DebenturesDueFebruary152023Member" id="d2164796e1745-wk-Fact-AAF6128A9FED585AA34E656D5E58F31C"> CAT23 </dei:TradingSymbol>
<dei:SecurityExchangeName contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A8DebenturesDueFebruary152023Member" id="d2164796e1765-wk-Fact-031A7CF0D9465D5E916734CFEA7C0441"> NYSE </dei:SecurityExchangeName>
<dei:Security12bTitle contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A5.3DebenturesDueSeptember152035Member" id="d2164796e1782-wk-Fact-336D7636DDBE53B5BAE3903D2D93F82C"> 5.3% Debentures due September 15, 2035 </dei:Security12bTitle>
<dei:TradingSymbol contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A5.3DebenturesDueSeptember152035Member" id="d2164796e1807-wk-Fact-667748BB86EA53EF98DD8BB6C2A64526"> CAT35 </dei:TradingSymbol>
<dei:SecurityExchangeName contextRef="D2020Q1Final_us-gaap_StatementClassOfStockAxis_cat_A5.3DebenturesDueSeptember152035Member" id="d2164796e1827-wk-Fact-4ECE8A83E65E5B9E81730F2A7C8A57FC"> NYSE </dei:SecurityExchangeName>
<dei:EntityEmergingGrowthCompany contextRef="D2020Q1Final" id="d2164796e2142-wk-Fact-6FEE259556A65FAC95D6CB76178E8804"> false </dei:EntityEmergingGrowthCompany>
</xbrl>

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/04/21  Caterpillar Inc.                  424B5                  1:830K                                   Toppan Merrill/FA
 3/02/21  Caterpillar Inc.                  424B5                  1:785K                                   Toppan Merrill/FA
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Filing Submission 0000018230-20-000171   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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