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SEC – ‘UPLOAD’ from 2/13/20 re: SWK Holdings Corp – ‘TEXT-EXTRACT’

On:  Thursday, 2/13/20, at 5:04pm ET   ·   Delayed-Release:  Filing  –  Release Delayed to:  3/18/20   ·   Accession #:  0-20-1393

Previous ‘UPLOAD’:  ‘UPLOAD’ on 2/13/20   ·   Next:  ‘UPLOAD’ on 2/13/20   ·   Latest:  ‘UPLOAD’ on 4/4/24   ·   1 Reference:  To:  SWK Holdings Corp. – ‘S-3’ on 2/7/20

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 2/13/20  SEC                               UPLOAD3/18/20    2:39K  SWK Holdings Corp

Delayed-Release Comment or Other Letter from the SEC
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: LETTER      Comment or Other Letter from the SEC                 PDF     27K 
 2: TEXT-EXTRACT  Comment or Other Letter from the SEC (PDF Text)      1      6K 


‘TEXT-EXTRACT’   —   Comment or Other Letter from the SEC (PDF Text)



February 13, 2020 Winston Black Chief Executive Officer SWK Holdings Corporation 14755 Preston Road, Suite 105 Dallas, TX 75254 Re: SWK Holdings Corporation Registration Statement on Form S-3 Filed February 7, 2020 File No. 333-236329 Dear Mr. Black: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceleration. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Please contact Susan Block at 202-551-3210 or Dietrich King at 202-551-8071 with any questions. Sincerely, Division of Corporation Finance Office of Finance

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘UPLOAD’ Filing    Date    Other Filings
Release Delayed to:3/18/20CORRESP,  UPLOAD
Filed on:2/13/20UPLOAD
2/7/20S-3,  SEC LETTER,  UPLOAD
 List all Filings 


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/20  SWK Holdings Corp.                S-3                    4:175K                                   2ENGAGE/FA
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Filing Submission 0000000000-20-001393   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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