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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/09/22 GGCP, Inc. SC 13D/A 1:93K Gamco Investors, Inc. et al Gamco Investors Inc … al |
Document/Exhibit Description Pages Size 1: SC 13D/A Amendment to Statement of Acquisition of HTML 91K Beneficial Ownership by an "Active" Investor
1
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Names of reporting persons
GGCP, Inc.
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)☐
(b)☐
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3
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Sec use only
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4
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Source of funds (SEE INSTRUCTIONS)
None |
||
5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)☐
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6
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Citizenship or place of organization
Wyoming
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Number Of
Shares Beneficially Owned By Each Reporting Person With |
: 7
: : : |
Sole voting power
3,040,341 (See Item 5)
|
|
: 8
: : : |
Shared voting power
None
|
||
: 9
: : : |
Sole dispositive power
3,040,341 (See Item 5)
|
||
:10
: : : |
Shared dispositive power
None
|
||
11
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Aggregate amount beneficially owned by each reporting person
3,040,341 (See Item 5)
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||
12
|
Check box if the aggregate amount in row (11) excludes certain shares ⌧
(SEE INSTRUCTIONS) |
||
13
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Percent of class represented by amount in row (11)
44.6%(1)
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14
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Type of reporting person (SEE INSTRUCTIONS)
HC, CO |
1
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Names of reporting persons
GGCP Holdings, LLC
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2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)☐
(b)☐
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None |
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)☐
|
||
6
|
Citizenship or place of organization
Delaware |
||
Number Of
Shares Beneficially Owned By Each Reporting Person With |
: 7
: : : |
Sole voting power
3,018,035 (See Item 5)
|
|
: 8
: : : |
Shared voting power
None
|
||
: 9
: : : |
Sole dispositive power
3,018,035 (See Item 5)
|
||
:10
: : : |
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
3,018,035 (See Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares ⌧
(SEE INSTRUCTIONS) |
||
13
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Percent of class represented by amount in row (11)
44.3%(2)
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||
14
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Type of reporting person (SEE INSTRUCTIONS)
HC, CO |
1
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Names of reporting persons
Gabelli & Company Investment Advisers, Inc.
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2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)☐
(b)☐
|
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3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
NONE
|
||
5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)☐
|
||
6
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Citizenship or place of organization
Delaware |
||
Number Of
Shares Beneficially Owned By Each Reporting Person With |
: 7
: : : |
Sole voting power
816,501 (See Item 5)
|
|
: 8
: : : |
Shared voting power
None
|
||
: 9
: : : |
Sole dispositive power
816,501 (See Item 5)
|
||
:10
: : : |
Shared dispositive power
None
|
||
11
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Aggregate amount beneficially owned by each reporting person
816,501 (See Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares ⌧
(SEE INSTRUCTIONS) |
||
13
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Percent of class represented by amount in row (11)
12.0%(3)
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14
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Type of reporting person (SEE INSTRUCTIONS)
CO |
1
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Names of reporting persons
Associated Capital Group, Inc.
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)☐
(b)☐
|
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3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
NONE
|
||
5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)☐
|
||
6
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Citizenship or place of organization
Delaware |
||
Number Of
Shares Beneficially Owned By Each Reporting Person With |
: 7
: : : |
Sole voting power
1,601,591 (See Item 5)
|
|
: 8
: : : |
Shared voting power
None
|
||
: 9
: : : |
Sole dispositive power
1,601,591 (See Item 5)
|
||
:10
: : : |
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
1,601,591 (See Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares ⌧
(SEE INSTRUCTIONS) |
||
13
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Percent of class represented by amount in row (11)
23.5%(4)
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14
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Type of reporting person (SEE INSTRUCTIONS)
CO |
1
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Names of reporting persons
Mario J. Gabelli
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2
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Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)☐
(b)☐
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3
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Sec use only
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4
|
Source of funds (SEE INSTRUCTIONS)
AF |
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5
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Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)☐
|
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6
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Citizenship or place of organization
USA |
||
Number Of
Shares Beneficially Owned By Each Reporting Person With |
: 7
: : : |
Sole voting power
3,048,983 (See Item 5)
|
|
: 8
: : : |
Shared voting power
None
|
||
: 9
: : : |
Sole dispositive power
3,048,983 (See Item 5)
|
||
:10
: : : |
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
3,048,983 (See Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares ⌧
(SEE INSTRUCTIONS) |
||
13
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Percent of class represented by amount in row (11)
44.7% (5)
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14
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Type of reporting person (SEE INSTRUCTIONS)
IN |
Item 1.
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Security and Issuer
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Item 2.
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Identity and Background
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Item 4.
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Purpose of Transaction
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Item 5.
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Interest in Securities of the Issuer
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Name of Beneficial Owner
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Number of Shares Beneficially Owned
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Percentage of Shares Beneficially Owned
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Percentage of Combined Voting Power of All Classes of Stock
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Class A
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Class B
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Total A&B
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Class A
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Class B
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Total A&B
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GGCP, Inc.
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2,440,398
|
18,313,741
|
20,754,139
|
35.8%
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96.3%
|
80.3%
|
94.2%
|
GGCP Holdings, LLC
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2,418,092
|
18,313,741
|
20,731,833
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35.5%
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96.3%
|
80.2%
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94.2%
|
GCIA
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816,501
|
--
|
816,501
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12.0%
|
--
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3.2%
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0.4%
|
AC
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1,601,591
|
--
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1,601,591
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23.5%
|
--
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6.2%
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0.8%
|
Mario J. Gabelli
|
2,449,040
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18,767,036
|
21,216,076
|
35.9%
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98.6%
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82.1%
|
96.5%
|
Entity/Officer or Director
|
Principal Occupation and Employment
|
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GGCP, Inc.
Directors: |
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Mario J. Gabelli
|
Chairman & Chief Executive Officer
GAMCO Investors, Inc.
Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC
Executive Chairman and Chief Executive Officer of Associated Capital Group, Inc.
Chief Executive Officer and Chief Investment Officer
GGCP, Inc.
|
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Marc J. Gabelli
|
President – GGCP, Inc.
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Matthew R. Gabelli
|
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Michael M. Gabelli
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President & COO
Gabelli & Partners, LLC
One Corporate Center
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Frederic V. Salerno
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Chairman
Former Vice Chairman and Chief Financial Officer
Verizon Communications
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Vincent S. Tese
|
Executive Chairman – FCB Financial Corp
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Elisa M. Wilson
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Director
|
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Officers:
|
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Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer
|
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Marc Gabelli
|
President
|
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GGCP Holdings LLC
Members: |
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GGCP, Inc.
|
Manager and Member
|
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Mario J. Gabelli
|
Member
|
|
Gabelli & Company Investment Advisers, Inc.
Directors: |
||
Officers:
|
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John Givissis
Craig A. Weynand
|
Chief Executive Officer and President
Controller
Chief Compliance Officer
|
|
G.research, LLC
|
||
Officers:
|
||
Cornelius V. McGinity
Vincent Amabile
|
Office of the Chairman
President
|
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Bernard Frize
Joseph Fernandez
|
Chief Compliance Officer
Controller and Financial and Operations Principal
|
ASSOCIATED CAPITAL GROUP, INC.
|
|||||
10/28/2022
|
800
|
16.9188
|
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10/27/2022
|
1,500
|
16.5000
|
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10/26/2022
|
3,000
|
15.4283
|
|||
10/24/2022
|
1,500
|
15.0000
|
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GGCP, INC.
|
|||||
9/20/2022
|
1,300
|
17.7555
|
(3)
|
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/9/22 | |||
11/7/22 | ||||
9/30/22 | ||||
7/1/22 | 8-K | |||
6/30/22 | 10-Q, 3 | |||
11/30/15 | 8-K | |||
2/6/13 | 8-K, SC 13D | |||
List all Filings |