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Arrow Financial Corp – ‘8-K’ for 1/28/20

On:  Tuesday, 1/28/20, at 9:55am ET   ·   For:  1/28/20   ·   Accession #:  717538-20-6   ·   File #:  0-12507

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/28/20  Arrow Financial Corp              8-K:2,9     1/28/20    2:583K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     16K 
 2: EX-99       Miscellaneous Exhibit                               HTML    208K 


‘8-K’   —   Current Report


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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): January 28, 2020
 
ARROW FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
 
New York
22-2448962
(State or other jurisdiction of incorporation)
Commission File Number
(IRS Employer Identification Number)
 
250 GLEN STREET, GLENS FALLS, NEW YORK 12801
(Address of principal executive offices)   (Zip Code)
 
Registrant’s telephone number, including area code:   (518) 745-1000
 
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, Par Value $1.00 per share
AROW
NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ___
 
 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ___
 
 
 
 
 






Item 2.02.     Results of Operations and Financial Condition.

On January 28, 2020, Arrow Financial Corporation issued a press release containing unaudited financial information and accompanying discussion for the year-to-date period ended December 31, 2019.  A copy of this press release is furnished as Exhibit 99 to this report on Form 8-K.

Item 9.01.    Financial Statements and Exhibits.

Exhibits:

Exhibit No.    Description
Exhibit 99    Arrow Financial Corporation Press Release dated January 28, 2020





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




 
 
ARROW FINANCIAL CORPORATION
 
 
                       Registrant
 
 
 
Date:
 
 
Edward J. Campenalla, Senior Vice President,
Treasurer and Chief Financial Officer




Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:1/28/20None on these Dates
12/31/19
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Filing Submission 0000717538-20-000006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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