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Smith Thomas W, et al. – ‘SC 13G’ on 2/12/99 re: Natures Sunshine Products Inc

As of:  Friday, 2/12/99   ·   Accession #:  1034603-99-13   ·   File #:  5-32703

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/12/99  Smith Thomas W                    SC 13G                 1:10K  Natures Sunshine Products Inc     Curtis Mallet … Mosle/FA
          Smith Thomas W
          Thomas N. Tryforos
          Thomas W. Smith

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      7     22K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
4Item 1. (a). Name of Issuer:
"Item 2. (a). Name of Person Filing:
"Item 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
5Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NATURE'S SUNSHINE PRODUCTS, INC. (Name of Issuer) Common Stock, without par value (Title of Class of Securities) 639027 10 1 (CUSIP Number) May 7, 1998 (Date of Event which Requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 639027 10 1 -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Thomas W. Smith -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 279,800 NUMBER OF ---------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 515,500 ---------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 279,800 ---------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 515,500 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 795,300 -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Not Applicable -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.4% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN --------------------------------------------------------------------------------
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CUSIP No. 639027 10 1 -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Thomas N. Tryforos -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 12,022 NUMBER OF ---------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 515,500 ---------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 12,022 ---------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 515,500 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 527,522 -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Not Applicable -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.9% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN --------------------------------------------------------------------------------
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ITEM 1. (a) Name of Issuer: Nature's Sunshine Products, Inc. (b) Address of Issuer's Principal Executive Offices: 75 East 1700 South Provo, UT 84606 ITEM 2. (a) Name of Person Filing: (i) Thomas W. Smith (ii) Thomas N. Tryforos The filing of this Statement shall not be deemed to be an admission that the filing persons comprise a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. (b) Address of Principal Business Office: The following is the address of the principal business office of each of the filing persons: 323 Railroad Avenue Greenwich, CT 06830 (c) Citizenship: Each of Messrs. Thomas W. Smith and Thomas N. Tryforos is a United States citizen. (d) Title of Class of Securities: Common Stock, no par value (e) CUSIP Number: 639027 10 1 ITEM 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: Not applicable. If this Statement is filed pursuant to Rule 13d-1(c), check this box [x]
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ITEM 4. Ownership (a) Thomas W. Smith -- 795,300 shares; Thomas N. Tryforos -- 527,522 shares. (b) Thomas W. Smith -- 4.4%; Thomas N. Tryforos -- 2.9%. (c) Each of Thomas W. Smith and Thomas N. Tryforos has shared power to vote or to direct the vote and shared power to dispose or to direct the disposition of 515,500 shares, Thomas W. Smith has sole power to vote and dispose of 279,800 shares and Thomas N. Tryforos has sole power to vote and dispose of 12,022 shares. ITEM 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (x). ITEM 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable. ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. ITEM 8. Identification and Classification of Members of the Group Not applicable. ITEM 9. Notice of Dissolution of Group Not applicable. ITEM 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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JOINT FILING AGREEMENT After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1999 /s/ Thomas W. Smith ------------------------- Thomas W. Smith /s/ Thomas N. Tryforos ------------------------- Thomas N. Tryforos
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The undersigned agree that the foregoing Statement on Schedule 13G, dated February 12, 1999, is being filed with the Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) Dated: February 12, 1999 /s/ Thomas W. Smith ------------------------- Thomas W. Smith /s/ Thomas N. Tryforos ------------------------- Thomas N. Tryforos

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