SEC Info - Refco Finance Inc., et al. - ‘S-4/A’ on 2/22/05

Refco Finance Inc., et al. – ‘S-4/A’ on 2/22/05 – ‘EX-21.1’

On: Tuesday, 2/22/05, at 8:01pm ET · As of: 2/23/05 · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 1047469-5-4415 · File #s: 333-119701, -01, -02, -03, -04, -05, -06, -07, -08, -09, -10, -11, -12, -13, -14, -15, -16, -17, -18, -19, -20, -21, -22, -23

As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/23/05 Refco Finance Inc. S-4/A¶ 10:3.1M Merrill Corp/New/FA Refco Group Ltd., LLC Refco Administration, LLC Refco Capital Holdings, LLC Refco Capital Management, LLC Refco Capital Trading LLC Refco Capital LLC Bersec International LLC Refco F/X Associates, LLC Refco Financial, LLC Refco Fixed Assets Management, LLC Refco Global Holdings, LLC Refco Global Capital Management LLC Refco Information Services, LLC Refco Mortgage Securities, LLC Refco Global Futures, LLC Refco Managed Futures, LLC Refco Regulated Companies, LLC Kroeck & Associates LLC Marshall Metals, LLC Lind-Waldock Securities, LLC Summit Management, (Newco) LLC Market Educational Institute, LLC Westminster-Refco Management LLC

Document/Exhibit Description Pages Size 1: S-4/A Pre-Effective Amendment to Registration of HTML 2.18M Securities Issued in a Business-Combination Transaction 10: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 57K 2: EX-10.18 Material Contract HTML 53K 3: EX-10.19 Material Contract HTML 80K 4: EX-10.20 Material Contract HTML 219K 5: EX-10.21 Material Contract HTML 81K 6: EX-10.22 Material Contract HTML 81K 7: EX-10.23 Material Contract HTML 80K 8: EX-21.1 Subsidiaries HTML 21K 9: EX-23.1 Consent of Experts or Counsel HTML 13K

Page	(sequential)		(alphabetic)	↑Top
		Alternative Formats (Word, et al.) Exhibit 21.1 QuickLinks
1	1st Page – Filing Submission
"	Exhibit 21.1
"	QuickLinks

Page

(sequential)

(alphabetic)

↑Top

1st Page – Filing Submission

Exhibit 21.1

QuickLinks

Name:		Jurisdiction:
Beserc International LLC		Delaware
Haut Commodities, LLC		Delaware
Kroeck & Associates LLC		Delaware
Lind-Waldock Financial Partners LLC		Delaware
Lind-Waldock Securities, LLC		Delaware
Market Educational Institute, LLC		Delaware
Marshall Metals, LLC		Delaware
Refco Administration, LLC		Delaware
Refco Alternative Investments LLC		Delaware
Refco Capital LLC		Delaware
Refco Capital Holdings, LLC		Delaware
Refco Capital Management, LLC		Delaware
Refco Capital Trading LLC		Delaware
Refco F/X Associates, LLC		Delaware
Refco Finance Inc.		Delaware
Refco Financial LLC		Delaware
Refco Fixed Assets Management LLC		Delaware
Refco Global Capital Management LLC		Delaware
Refco Global Futures, LLC		Delaware
Refco Global Holdings, LLC		Delaware
Refco Information Services, LLC		Delaware
Refco, LLC		Delaware
Refco Managed Futures, LLC		Delaware
Refco Mortgage Securities, LLC		Delaware
Refco Regulated Companies, LLC		Delaware
Refco Securities, LLC		Delaware
Refco Trading Services, LLC		Delaware
RefcoFund Holdings LLC		Delaware
RefcoFund Management, LLC		Delaware
Summit Management, (Newco) LLC		Delaware
Westminster-Refco Management LLC		Delaware
MacFutures Australia PTY Ltd.		Australia
MacFutures Gibraltar PTY Ltd.		Gibraltar
MacFutures Ltd.		England
Mactechnologies, Ltd.		England
Refco Capital Markets International Services, Ltd.		Bermuda
Refco Capital Markets International, Ltd.		Bermuda
Refco Capital Markets, Ltd.		Bermuda
Refco Carlton, Ltd.		England
Refco Energy (UK), Ltd.		England
Refco Equity Derivatives, Ltd.		England
Refco Europe Ltd.		England
Refco Futures (Canada) Ltd.		Canada
Refco Futures (HK) Ltd.		Hong Kong
Refco Global Finance, Ltd.		Bermuda
Refco Hong Kong, Ltd.		Hong Kong
Refco Investment Services Pte Ltd. (Singapore)		Singapore
Refco Overseas Limited		England
Refco Securities S.A. (Paris)		France
Refco Singapore Pte. Ltd.		Singapore
Refco Trading Services (UK) Ltd.		England
Westminster Clearing, Ltd.		England
Trafalgar Commodities Ltd.		England

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/16/05 SEC UPLOAD¶ 10/07/17 1:9K Refco Group Ltd., LLC

Refco Finance Inc., et al. – ‘S-4/A’ on 2/22/05 – ‘EX-21.1’

On: Tuesday, 2/22/05, at 8:01pm ET · As of: 2/23/05 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1047469-5-4415 · File #s: 333-119701, -01, -02, -03, -04, -05, -06, -07, -08, -09, -10, -11, -12, -13, -14, -15, -16, -17, -18, -19, -20, -21, -22, -23

Previous ‘S-4’: ‘S-4/A’ on 1/12/05 · Next: ‘S-4/A’ on 3/11/05 · Latest: ‘S-4/A’ on 4/6/05 · 1 Reference: By: SEC – ‘UPLOAD’ on 3/16/05

Pre-Effective Amendment to Registration of Securities Issued in a Business-Combination Transaction — Form S-4
Filing Table of Contents

‘EX-21.1’ — Subsidiaries
Exhibit Table of Contents

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

1 Subsequent Filing that References this Filing

Refco Finance Inc., et al. – ‘S-4/A’ on 2/22/05 – ‘EX-21.1’

On: Tuesday, 2/22/05, at 8:01pm ET · As of: 2/23/05 · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 1047469-5-4415 · File #s: 333-119701, -01, -02, -03, -04, -05, -06, -07, -08, -09, -10, -11, -12, -13, -14, -15, -16, -17, -18, -19, -20, -21, -22, -23

Previous ‘S-4’: ‘S-4/A’ on 1/12/05 · Next: ‘S-4/A’ on 3/11/05 · Latest: ‘S-4/A’ on 4/6/05 · 1 Reference: By: SEC – ‘UPLOAD’ on 3/16/05

Pre-Effective Amendment to Registration of Securities Issued in a Business-Combination Transaction — Form S-4Filing Table of Contents

‘EX-21.1’ — SubsidiariesExhibit Table of Contents

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

1 Subsequent Filing that References this Filing

On: Tuesday, 2/22/05, at 8:01pm ET · As of: 2/23/05 · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1047469-5-4415 · File #s: 333-119701, -01, -02, -03, -04, -05, -06, -07, -08, -09, -10, -11, -12, -13, -14, -15, -16, -17, -18, -19, -20, -21, -22, -23

Pre-Effective Amendment to Registration of Securities Issued in a Business-Combination Transaction — Form S-4
Filing Table of Contents

‘EX-21.1’ — Subsidiaries
Exhibit Table of Contents