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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/01/13 Alliance Resource Partners LP 10-K 12/31/12 118:13M Toppan Merrill-FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.78M 2: EX-14.1 Code of Ethics HTML 45K 3: EX-21.1 List of Subsidiaries HTML 31K 4: EX-23.1 Consent of Ernst & Young LLP HTML 32K 5: EX-23.2 Consent of Deloitte & Touche Lp HTML 30K 10: EX-95.1 Federal Mine Safety and Health Act Information HTML 400K 6: EX-31.1 Certification of CEO Pursuant to Section 302 HTML 35K 7: EX-31.2 Certification of CFO Pursuant to Section 302 HTML 35K 8: EX-32.1 Certification of CFO Pursuant to Section 906 HTML 33K 9: EX-32.2 Certification of CFO Pursuant to Section 906 HTML 32K 80: R1 Document and Entity Information HTML 58K 61: R2 Consolidated Balance Sheets HTML 203K 76: R3 Consolidated Balance Sheets (Parenthetical) HTML 33K 84: R4 Consolidated Statements of Income HTML 115K 108: R5 Consolidated Statements of Income (Parenthetical) HTML 32K 64: R6 Consolidated Statements of Comprehensive Income HTML 61K 75: R7 Consolidated Statements of Cash Flows HTML 208K 55: R8 Consolidated Statement of Partners' Capital HTML 87K 45: R9 Organization and Presentation HTML 45K 110: R10 Summary of Significant Accounting Policies HTML 70K 86: R11 Pattiki Vertical Hoist Conveyor System Failure in HTML 33K 2010 85: R12 Acquisition of Business HTML 56K 92: R13 Asset Impairment Charge HTML 34K 93: R14 Inventories HTML 37K 90: R15 Property, Plant and Equipment HTML 44K 94: R16 Long-Term Debt HTML 54K 77: R17 Fair Value Measurements HTML 41K 81: R18 Distributions of Available Cash HTML 40K 88: R19 Income Taxes HTML 55K 118: R20 White Oak Transactions HTML 46K 103: R21 Net Income Per Limited Partner Unit HTML 52K 70: R22 Employee Benefit Plans HTML 152K 87: R23 Compensation Plans HTML 49K 73: R24 Supplemental Cash Flow Information HTML 48K 35: R25 Asset Retirement Obligations HTML 50K 104: R26 Accrued Workers' Compensation and Pneumoconiosis HTML 72K Benefits 114: R27 Related-Party Transactions HTML 46K 50: R28 Commitments and Contingencies HTML 57K 49: R29 Concentration of Credit Risk and 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PRINCIPAL EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICERS
ALLIANCE RESOURCE MANAGEMENT GP, LLC
Adopted January 26, 2004
Amended and Restated January 24, 2013
Alliance Resource Management GP, LLC, (the "Company"), as managing general partner of Alliance Resource Partners, L.P. (the "Partnership" and together with its subsidiaries and the Company, the "Partnership Group"), is committed to conducting business in compliance with all applicable laws and regulations and in accordance with high standards of business conduct. The Company strives to maintain the highest standards of accuracy, completeness and disclosure in its financial dealings, records and reports on behalf of the Partnership Group. These standards serve as the basis for managing the Partnership Group's business, for meeting the Partnership Group's duties to its unitholders and for maintaining compliance with financial reporting requirements. Accordingly, the Company has adopted this Code of Ethics (the "Code of Ethics") for its principal executive officer and senior financial officers, including the Company's principal financial officer and its principal accounting officer or controller (collectively, the "Senior Officers").
Each of the Senior Officers must comply with and advocate the following principles and responsibilities, and the Company's Chief Executive Officer, in his or her capacity as the principal executive officer to whom all senior financial officers ultimately report, will promote and support this Code of Ethics and comply with the following principles:
Any individual who violates the provisions of this Code of Ethics will be subject to disciplinary action and appropriate sanctions, up to and including termination. Sanctions will be imposed by the Company's Audit Committee, subject to review by the full Board of Directors, in its sole discretion. Depending on the nature and severity of the violation, the Company may refer such violation to appropriate authorities for civil action or criminal prosecution. Any Senior Officer shall:
The Company's Audit Committee is responsible for applying this Code of Ethics to specific situations in which questions are presented under and has the authority to interpret this Code of Ethics in any particular situation. The Audit Committee shall take all action it considers appropriate and investigate any actual or potential violations reported to it; and the Audit Committee is authorized and encouraged to consult, as appropriate, with the Company's chief legal officer or General Counsel and outside legal counsel. Any matter that the Company's chief legal officer or general counsel believes is a violation of this Code of Ethics will be reported to the Audit Committee.
The Audit Committee is responsible for granting waivers from the terms and provisions of this Code of Ethics as it deems appropriate. A waiver of any provision of this Code of Ethics shall be requested whenever there is a reasonable likelihood that a contemplated action will violate the Code of Ethics. A "waiver" is defined as approval by the Audit Committee of a material departure from any provision of the Code of Ethics. The waiver process shall consist of the following steps:
If a waiver of this Code of Ethics is granted for any Senior Officer, appropriate disclosure will be made promptly in accordance with the rules and regulations of the SEC and the listing requirements of The NASDAQ Stock Market LLC.
This Code of Ethics may not be amended except in written form, which amendments must be specifically approved by a majority vote of the Company's Board of Directors, including majority of the Company's Audit Committee and Conflicts Committee.
The Partnership shall make this Code of Ethics available on or through its website as required by applicable rules and regulations. In addition, the Partnership will disclose in its Annual Report on Form 10-K that a copy of this Code of Ethics is available on the Partnership's website and in print to any unitholder who requests a copy.
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All reports and records prepared or maintained pursuant to this Code of Ethics shall be considered confidential and shall be maintained and protected accordingly. Except as otherwise required by law or this Code of Ethics, these matters shall not be disclosed to anyone other than the Company's chief legal officer of General Counsel, or outside legal counsel, the Audit Committee, or the Board of Directors.
This Code of Ethics is intended solely for the internal use of the Company and does not constitute an admission by or on behalf of the Company, as to any fact, circumstance or legal conclusion.
This Code of Ethics is a statement of certain fundamental principles, policies and procedures that govern the Company's senior financial and executive officers and the conduct of the Company's business. It is not intended to and does not create any rights in any employee, investor, supplier, competitor, unitholder, or any other person or entity.
It is the intent of the Partnership Group that this Code of Ethics be its written code of ethics under the Sarbanes-Oxley Act of 2002, complying with the standards set forth in Item 406 of Regulation S-K promulgated by the Securities and Exchange Commission.
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This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/1/13 | |||
1/24/13 | ||||
For Period end: | 12/31/12 | |||
1/26/04 | 8-K | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/23/24 Alliance Resource Partners LP 10-K 12/31/23 153:41M Toppan Merrill Bridge/FA 2/24/23 Alliance Resource Partners LP 10-K 12/31/22 156:30M Toppan Merrill Bridge/FA 8/26/22 Alliance Resource Partners LP 10-K/A 12/31/21 19:19M Toppan Merrill Bridge/FA 2/25/22 Alliance Resource Partners LP 10-K 12/31/21 153:42M Toppan Merrill Bridge/FA 2/23/21 Alliance Resource Partners LP 10-K 12/31/20 147:24M Toppan Merrill Bridge/FA |