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GMS Inc. – IPO: ‘S-1/A’ on 5/16/16 – ‘EX-4.1’

On:  Monday, 5/16/16, at 7:03am ET   ·   Accession #:  1047469-16-13188   ·   File #:  333-205902

Previous ‘S-1’:  ‘S-1/A’ on 4/7/16   ·   Next:  ‘S-1/A’ on 5/23/16   ·   Latest:  ‘S-1/A’ on 5/26/17   ·   15 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/16/16  GMS Inc.                          S-1/A                 11:5.6M                                   Merrill Corp/New/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   2.40M 
                          (General Form)                                         
 2: EX-1.1      Underwriting Agreement                              HTML    195K 
 3: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML     77K 
 4: EX-3.2      Articles of Incorporation/Organization or By-Laws   HTML    110K 
 5: EX-4.1      Instrument Defining the Rights of Security Holders  HTML      9K 
 6: EX-5.1      Opinion re: Legality                                HTML     14K 
 8: EX-10.10.1  Material Contract                                   HTML     17K 
 7: EX-10.2     Material Contract                                   HTML     41K 
 9: EX-10.20    Material Contract                                   HTML     97K 
10: EX-21.1     Subsidiaries                                        HTML     20K 
11: EX-23.1     Consent of Experts or Counsel                       HTML      9K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Exhibit 4.1

 

GMS INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SEE REVERSE SIDE FOR CERTAIN DEFINITIONS FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $0.01 PAR VALUE, OF GMS INC. transferable on the books of the Corporation byCthe hOolder Mhereof iMn persoOn or bNy Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers. Dated: SIG TO COME SIG TO COME TITLE TITLE COUNTERSIGNED AND REGISTERED: AMERICAN STOCK TRANSFER & TRUST COMPANY (Brooklyn, New York) TRANSFER AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE THIS CERTIFIES THAT is the owner of CUSIP 36251C 10 3

 


The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: UTMA – Custodian TEN COM TEN ENT JT TEN – as tenants in common – as tenants by entireties (Cust) (Minor) under Uniform Transfers to Minors Act – as joint tenants with right of survivorship and not as tenants in common (State) Additional abbreviations may also be used though not in the above list. For value received hereby sell, assign, and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE) Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. SIGNATURE GUARANTEED ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.

GRAPHIC

 



15 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/07/23  GMS Inc.                          10-Q       10/31/23   84:7.8M                                   Workiva Inc Wde… FA01/FA
 8/31/23  GMS Inc.                          10-Q        7/31/23   85:7.2M                                   Workiva Inc Wde… FA01/FA
 6/22/23  GMS Inc.                          10-K        4/30/23  120:12M                                    Workiva Inc Wde… FA01/FA
 3/02/23  GMS Inc.                          10-Q        1/31/23   84:8.4M                                   Workiva Inc Wde… FA01/FA
12/08/22  GMS Inc.                          10-Q       10/31/22   86:8M                                     Workiva Inc Wde… FA01/FA
 9/01/22  GMS Inc.                          10-Q        7/31/22   84:7M                                     Workiva Inc Wde… FA01/FA
 6/23/22  GMS Inc.                          10-K        4/30/22  123:13M                                    Workiva Inc Wde… FA01/FA
 3/03/22  GMS Inc.                          10-Q        1/31/22   87:8.8M                                   Workiva Inc Wde… FA01/FA
12/02/21  GMS Inc.                          10-Q       10/31/21   89:10M                                    Workiva Inc Wde… FA01/FA
 9/02/21  GMS Inc.                          10-Q        7/31/21   88:7.5M                                   Workiva Inc Wde… FA01/FA
 6/24/21  GMS Inc.                          10-K        4/30/21  121:13M                                    Workiva Inc Wde… FA01/FA
 3/04/21  GMS Inc.                          10-Q        1/31/21   87:10M                                    Toppan Merrill Bridge/FA
12/03/20  GMS Inc.                          10-Q       10/31/20   83:9.3M                                   Toppan Merrill Bridge/FA
11/10/20  GMS Inc.                          S-8        11/10/20    3:87K                                    Toppan Merrill/FA
 9/03/20  GMS Inc.                          10-Q        7/31/20   83:8.2M                                   Toppan Merrill Bridge/FA
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Filing Submission 0001047469-16-013188   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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