|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Agent 12/30/14 Avinger Inc S-1 23:8.8M Merrill Corp/New/FA |
Document/Exhibit Description Pages Size 1: S-1 Registration Statement (General Form) HTML 1.58M 2: EX-1.1 Underwriting Agreement HTML 193K 3: EX-3.1 Articles of Incorporation/Organization or By-Laws HTML 95K 4: EX-3.3 Articles of Incorporation/Organization or By-Laws HTML 141K 5: EX-3.5 Articles of Incorporation/Organization or By-Laws HTML 13K 12: EX-10.10 Material Contract HTML 348K 13: EX-10.11 Material Contract HTML 35K 14: EX-10.12 Material Contract HTML 19K 15: EX-10.13 Material Contract HTML 20K 16: EX-10.14 Material Contract HTML 23K 17: EX-10.15 Material Contract HTML 57K 18: EX-10.16 Material Contract HTML 57K 19: EX-10.17 Material Contract HTML 57K 20: EX-10.18 Material Contract HTML 290K 21: EX-10.19 Material Contract HTML 109K 6: EX-10.2 Material Contract HTML 173K 22: EX-10.20 Material Contract HTML 40K 7: EX-10.3 Material Contract HTML 91K 8: EX-10.6 Material Contract HTML 388K 9: EX-10.7 Material Contract HTML 481K 10: EX-10.8 Material Contract HTML 59K 11: EX-10.9 Material Contract HTML 403K 23: EX-23.1 Consent of Experts or Counsel HTML 8K
Exhibit 3.5
CERTIFICATE OF AMENDMENT OF
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
OF AVINGER, INC.
John B. Simpson, Ph.D., M.D. certifies that:
1. He is the President and Chief Executive Officer of Avinger, Inc., a Delaware corporation.
2. Article IV of the Amended and Restated Certificate of Incorporation of the corporation shall be amended in its entirety and replaced with the following:
“The total number of shares of stock that the Corporation shall have authority to issue is 1,006,863,941 shares, consisting of 700,000,000 shares of Common Stock, $0.001 par value per share (the “Common Stock”), and 306,863,941 shares of Preferred Stock, $0.001 par value per share (the “Preferred Stock”). The first series of Preferred Stock shall be designated “Series A Preferred Stock” and shall consist of 14,696,775 shares, $0.001 par value per share. The second series of Preferred Stock shall be designated “Series A-1 Preferred Stock” and shall consist of 10,135,609 shares, $0.001 par value per share. The third series of Preferred Stock shall be designated “Series B Preferred Stock” and shall consist of 33,998,229 shares, $0.001 par value per share. The fourth series of Preferred Stock shall be designated “Series C Preferred Stock” and shall consist of 25,265,172 shares, $0.001 par value per share. The fifth series of Preferred Stock shall be designated “Series D Preferred Stock” and shall consist of 36,000,000 shares, $0.001 par value per share. The sixth series of Preferred Stock shall be designated “Series E Preferred Stock” and shall consist of 186,768,156 shares, $0.001 par value per share.
The rights, preferences, privileges and restrictions granted to or imposed upon the Common Stock and Preferred Stock are as set forth below:”
3. The foregoing Certificate of Amendment of the Amended and Restated Certificate of Incorporation has been duly approved by the Board of Directors and by the required vote of stockholders in accordance with Section 242 of the Delaware General Corporation Law.
IN WITNESS WHEREOF, the corporation has caused this Certificate of Amendment to be signed by its President and Chief Executive Officer, this 20th day of November, 2014.
|
|
|
|
|
|
|
|
President and Chief Executive Officer |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/20/24 Avinger Inc. 10-K 12/31/23 77:8.7M RDG Filings/FA 3/17/23 Avinger Inc. 10-K/A 12/31/22 13:408K RDG Filings/FA 3/16/23 Avinger Inc. 10-K 12/31/22 80:8.1M RDG Filings/FA 8/19/22 Avinger Inc. S-1 4:602K RDG Filings/FA 3/29/22 Avinger Inc. S-3 6:1.2M RDG Filings/FA 3/29/22 Avinger Inc. S-3 4:431K RDG Filings/FA 3/22/22 Avinger Inc. 10-K 12/31/21 76:8.2M RDG Filings/FA 3/11/21 Avinger Inc. 10-K 12/31/20 76:6.7M RDG Filings/FA 1/26/15 SEC UPLOAD¶ 9/25/17 1:241K Avinger Inc. |