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US LBM Holdings, Inc. – IPO: ‘S-1/A’ on 5/15/18 – ‘EX-4.1’

On:  Tuesday, 5/15/18, at 4:05pm ET   ·   Accession #:  1047469-18-3796   ·   File #:  333-217816

Previous ‘S-1’:  ‘S-1/A’ on 3/22/18   ·   Next:  ‘S-1/A’ on 8/10/18   ·   Latest:  ‘S-1/A’ on 11/26/19

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/15/18  US LBM Holdings, Inc.             S-1/A                 11:6.0M                                   Merrill Corp/New/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   2.76M 
                          (General Form)                                         
 2: EX-2.2      Plan of Acquisition, Reorganization, Arrangement,   HTML     33K 
                          Liquidation or Succession                              
 3: EX-2.3      Plan of Acquisition, Reorganization, Arrangement,   HTML     58K 
                          Liquidation or Succession                              
 4: EX-2.4      Plan of Acquisition, Reorganization, Arrangement,   HTML     83K 
                          Liquidation or Succession                              
 5: EX-3.3      Articles of Incorporation/Organization or By-Laws   HTML     71K 
 6: EX-3.4      Articles of Incorporation/Organization or By-Laws   HTML    156K 
 7: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     10K 
 8: EX-10.4     Material Contract                                   HTML     24K 
 9: EX-10.40    Material Contract                                   HTML     20K 
10: EX-23.1     Consent of Experts or Counsel                       HTML      8K 
11: EX-23.2     Consent of Experts or Counsel                       HTML      9K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]




Exhibit 4.1

COUNTERSIGNED AND REGISTERED: AMERICAN STOCK TRANSFER & TRUST COMPANY (Brooklyn, New York) TRANSFER AGENT AND REGISTRAR INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARESEE REVERSE SIDE FOR CERTAIN DEFINITIONS CUSIP 90353N 10 3 THIS CERTIFIES THAT BY FULLY PAID AND NON-ASSESSABLE SHARES OF CLASS A COMMON STOCK, $0.01 PAR VALUE, OF COMMON transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers. AUTHORIZED SIGNATURE O PRESIDENT AND CHIEF EXECUTIVE OFFICEREXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY

 

 

THE BOARD OF THIS CORPORATION HAS THE AUTHORITY TO CREATE AND DETERMINE THE RELATIVE RIGHTS AND PREFERENCES OF CLASSES OR SERIES OF SHARES OF CAPITAL STOCK OTHER THAN COMMON STOCK. THIS CORPORATION WILL FURNISH TO ANY SHAREHOLDER UPON WRITTEN REQUEST SENT TO ITS PRINCIPAL EXECUTIVE OFFICES, AND WITHOUT CHARGE, A FULL STATEMENT OF THE BOARD’S AUTHORITY TO CREATE AND DETERMINE THE RELATIVE RIGHTS AND PREFERENCES OF CLASSES OR SERIES OF SHARES OF CAPITAL STOCK AS WELL AS THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF THE SHARES OF EACH CLASS OR SERIES THEN OUTSTANDING OR AUTHORIZED TO BE ISSUED. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UTMA – Custodian (Cust)(Minor) TEN ENT – as tenants by entireties under Uniform Transfers to Minors JT TEN – as joint tenants with right of survivorship Act and not as tenants in common (State) Additional abbreviations may also be used though not in the above list. For value received hereby sell, assign, and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE) Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. SIGNATURE GUARANTEED ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.

 


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Filing Submission 0001047469-18-003796   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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