SEC Info - Citigroup Inc - ‘SC 13G/A’ on 9/10/03 re: Clayton Homes Inc

SEC Info℠

Home

Help

Please Sign In

Citigroup Inc – ‘SC 13G/A’ on 9/10/03 re: Clayton Homes Inc

On: Wednesday, 9/10/03, at 4:49pm ET · Accession #: 1047469-3-30307 · File #: 5-34667

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/10/03  Citigroup Inc                     SC 13G/A               2:17K  Clayton Homes Inc                 Merrill Corp/New/FA

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership        10     32K 
 2: EX-99.1     Miscellaneous Exhibit                                  1      5K

SC 13G/A — Amendment to Statement of Beneficial Ownership
Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Address of Issuer's Principal Executive Offices: Address or Principal Office or, if none, Residence: Certification Citizenship or Place of Organization: Cusip Number: Identification and Classification of Members of the Group Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company If this Statement is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a(n): Name of Issuer: Name of Person Filing: Notice of Dissolution of Group Ownership. (as of August 31, 2003) Ownership of Five Percent or Less of a Class Ownership of More Than Five Percent on Behalf of Another Person Title of Class of Securities:
1	1st Page - Filing Submission
6	Item 1(a). Name of Issuer:
"	Item 1(b). Address of Issuer's Principal Executive Offices:
"	Item 2(a). Name of Person Filing:
"	Item 2(b). Address or Principal Office or, if none, Residence:
"	Item 2(c). Citizenship or Place of Organization:
"	Item 2(d). Title of Class of Securities:
"	Item 2(e). Cusip Number:
7	Item 3. If this Statement is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a(n):
"	Item 4. Ownership. (as of August 31, 2003)
8	Item 5. Ownership of Five Percent or Less of a Class
"	Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"	Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company
"	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
9	Item 10. Certification

SC 13G/A 1st Page of 10 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES
  SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934 
(AMENDMENT NO. 4)*  

Clayton Homes, Inc. 
--------------------------------------------------------------------------------
(Name of Issuer)

Common Stock  
--------------------------------------------------------------------------------
(Title of Class of Securities)  

184190-10-6   
--------------------------------------------------------
(CUSIP Number)  

August 31, 2003     
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement) 

Check the appropriate box to designate the rule pursuant to which this Schedule 
is filed:                                                                       

/X/       Rule 13d-1(b)                                                   
/ /       Rule 13d-1(c)                                                   
/ /       Rule 13d-1(d)                                                   

*The remainder of this cover page shall be filled out for a reporting           
person's initial filing on this form with respect to the subject class of       
securities, and for any subsequent amendment containing information which       
would alter the disclosures provided in a prior cover page.                     

The information required in the remainder of this cover page shall not be       
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange   
Act of 1934 ("Act") or otherwise subject to the liabilities of that section     
of the Act but shall be subject to all other provisions of the Act (however,    
see the Notes).                                                                 

  Page 1
  of 9 Pages

SC 13G/A 2nd Page of 10 TOC 1st Previous Next ↓Bottom Just 2nd
      SCHEDULE 13G

CUSIP NO. 184190-10-6                                      Page 2 of 9 Pages    

------------------------------------------------------------------------------- 
(1) NAMES OF REPORTING PERSONS                                                
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)           

Citigroup Global Markets Inc.                                         
f/k/a "Salomon Smith Barney Inc."                                     
------------------------------------------------------------------------------- 
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)       

                                                                      (a)  / /
                                                                      (b)  / /
------------------------------------------------------------------------------- 
(3) SEC USE ONLY                                                              

------------------------------------------------------------------------------- 
(4) CITIZENSHIP OR PLACE OF ORGANIZATION                              New York

------------------------------------------------------------------------------- 
      NUMBER OF           (5) SOLE VOTING POWER                              0

SHARES                                                          
                          ----------------------------------------------------
    BENEFICIALLY          (6) SHARED VOTING POWER                     219,460*

OWNED BY                                                          
                          ----------------------------------------------------
       EACH               (7) SOLE DISPOSITIVE POWER                         0

REPORTING                                                           
                          ----------------------------------------------------
      PERSON              (8) SHARED DISPOSITIVE POWER                219,460*

WITH:                                                           
------------------------------------------------------------------------------- 
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       219,460* 

------------------------------------------------------------------------------- 
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE      
INSTRUCTIONS)  / /                                                    

------------------------------------------------------------------------------- 
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                    0.2%* 

------------------------------------------------------------------------------- 
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                             BD 

------------------------------------------------------------------------------- 
* Includes shares for which the reporting person disclaims beneficial           
ownership. See Item 4(a).                                                   

SC 13G/A 3rd Page of 10 TOC 1st Previous Next ↓Bottom Just 3rd
      SCHEDULE 13G

CUSIP NO. 184190-10-6                                        Page 3 of 9 Pages  

------------------------------------------------------------------------------- 
(1) NAMES OF REPORTING PERSONS                                                
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)           

Citigroup Financial Products Inc.                                     
f/k/a/ "Salomon Brothers Holding Company Inc"                         
------------------------------------------------------------------------------- 
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)       

                                                                      (a)  / /
                                                                      (b)  / /
------------------------------------------------------------------------------- 
(3) SEC USE ONLY                                                              

------------------------------------------------------------------------------- 
(4) CITIZENSHIP OR PLACE OF ORGANIZATION                              Delaware

------------------------------------------------------------------------------- 
      NUMBER OF           (5) SOLE VOTING POWER                              0

SHARES                                                          
                          ----------------------------------------------------
    BENEFICIALLY          (6) SHARED VOTING POWER                     219,460*

OWNED BY                                                          
                          ----------------------------------------------------
       EACH               (7) SOLE DISPOSITIVE POWER                         0

REPORTING                                                           
                          ----------------------------------------------------
      PERSON              (8) SHARED DISPOSITIVE POWER                219,460*

WITH:                                                           
------------------------------------------------------------------------------- 
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       219,460* 

------------------------------------------------------------------------------- 
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE      
INSTRUCTIONS)  / /                                                    

------------------------------------------------------------------------------- 
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                    0.2%* 

------------------------------------------------------------------------------- 
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                             CO 

------------------------------------------------------------------------------- 
* Includes shares for which the reporting person disclaims beneficial           
ownership. See Item 4(a).                                                   

SC 13G/A 4th Page of 10 TOC 1st Previous Next ↓Bottom Just 4th
      SCHEDULE 13G

CUSIP NO. 184190-10-6                                         Page 4 of 9 Pages 

------------------------------------------------------------------------------- 
(1) NAMES OF REPORTING PERSONS                                                
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)           

Citigroup Global Markets Holdings Inc.                                
f/k/a/ "Salomon Smith Barney Holdings Inc."                           
------------------------------------------------------------------------------- 
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)       

                                                                      (a)  / /
                                                                      (b)  / /
------------------------------------------------------------------------------- 
(3) SEC USE ONLY                                                              

------------------------------------------------------------------------------- 
(4) CITIZENSHIP OR PLACE OF ORGANIZATION                              New York

------------------------------------------------------------------------------- 
      NUMBER OF           (5) SOLE VOTING POWER                              0

SHARES                                                          
                          ----------------------------------------------------
    BENEFICIALLY          (6) SHARED VOTING POWER                     219,460*

OWNED BY                                                          
                          ----------------------------------------------------
       EACH               (7) SOLE DISPOSITIVE POWER                         0

REPORTING                                                           
                          ----------------------------------------------------
      PERSON              (8) SHARED DISPOSITIVE POWER                219,460*

WITH:                                                           
------------------------------------------------------------------------------- 
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       219,460* 

------------------------------------------------------------------------------- 
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE      
INSTRUCTIONS)  / /                                                    

------------------------------------------------------------------------------- 
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                    0.2%* 

------------------------------------------------------------------------------- 
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                             HC 

------------------------------------------------------------------------------- 
* Includes shares for which the reporting person disclaims beneficial           
ownership. See Item 4(a).                                                   

SC 13G/A 5th Page of 10 TOC 1st Previous Next ↓Bottom Just 5th
      SCHEDULE 13G

CUSIP NO. 184190-10-6                                         Page 5 of 9 Pages 

------------------------------------------------------------------------------- 
(1) NAMES OF REPORTING PERSONS                                                
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)           

Citigroup Inc.                                                        
------------------------------------------------------------------------------- 
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)       

                                                                      (a)  / /
                                                                      (b)  / /
------------------------------------------------------------------------------- 
(3) SEC USE ONLY                                                              

------------------------------------------------------------------------------- 
(4) CITIZENSHIP OR PLACE OF ORGANIZATION                              Delaware

------------------------------------------------------------------------------- 
      NUMBER OF           (5) SOLE VOTING POWER                              0

SHARES                                                          
                          ----------------------------------------------------
    BENEFICIALLY          (6) SHARED VOTING POWER                     220,900*
                                                                            **
OWNED BY                                                          
                          ----------------------------------------------------
       EACH               (7) SOLE DISPOSITIVE POWER                         0

REPORTING                                                           
                          ----------------------------------------------------
      PERSON              (8) SHARED DISPOSITIVE POWER                220,900*
                                                                            **
WITH:                                                           
------------------------------------------------------------------------------- 
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       220,900* 
                                                                            **

------------------------------------------------------------------------------- 
(10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE      
INSTRUCTIONS)  / /                                                    

------------------------------------------------------------------------------- 
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                    0.2%* 
                                                                            **

------------------------------------------------------------------------------- 
(12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)                             HC 

------------------------------------------------------------------------------- 
*  Includes shares for which the reporting person disclaims beneficial          
ownership. See Item 4(a).                                                 
** Includes shares held by the other reporting persons.                         

SC 13G/A 6th Page of 10 TOC 1st Previous Next ↓Bottom Just 6th
Item 1(a).     Name of Issuer:                                                  

Clayton Homes, Inc.                               

Item 1(b).     Address of Issuer's Principal Executive Offices:                 

5000 Clayton Road                                 
Maryville, Tennessee 37804                        

Item 2(a).     Name of Person Filing:                                           

Citigroup Global Markets Inc. ("CGM")             
Citigroup Financial Products Inc. ("CFP")         
     Citigroup Global Markets Holdings Inc. ("CGM Holdings")
Citigroup Inc. ("Citigroup")                      

Item 2(b).     Address or Principal Office or, if none, Residence:              

The address of the principal office of each of    
CGM, CFP and CGM Holdings is:                     

388 Greenwich Street                              
New York, NY 10013                                

  The address of the principal office of Citigroup is:

399 Park Avenue                                   
New York, NY 10043                                

Item 2(c).     Citizenship or Place of Organization:                            

CGM and CGM Holdings are New York corporations.   

CFP and Citigroup are Delaware corporations.      

Item 2(d).     Title of Class of Securities:                                    

Common Stock                                      

Item 2(e).     Cusip Number:                                                    

184190-10-6                                       

    Page 6
    of 9 Pages

SC 13G/A 7th Page of 10 TOC 1st Previous Next ↓Bottom Just 7th
Item 3.      If this Statement is Filed Pursuant to Sections 240.13d-1(b) or    
       240.13d-2(b) or (c), Check Whether the Person Filing is a(n):

      (a)  [X] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o);                

(b)  [ ] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c);                    

      (c)  [ ] Insurance company as defined in section 3(a)(19) of
the Act (15 U.S.C. 78c);            

       (d)  [ ] Investment company registered under Section 8 of the
             Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)  [ ] Investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);             

        (f)  [ ] Employee benefit plan or endowment fund in accordance
with Section 240.13d-1(b)(1)(ii)(F);

         (g)  [X] Parent holding company or control person in accordance
 with Section  240.13d-1(b)(1)(ii)(G);

        (h)  [ ] Savings association as defined in Section 3(b) of the
           Federal Deposit Insurance Act (12 U.S.C. 1813);

         (i)  [ ] Church plan that is excluded from the definition of an
            investment company under Section 3(c)(14) of the
            Investment Company Act of 1940 (15 U.S.C. 80a-3)

            (j)  [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).

Item 4.   Ownership. (as of August 31, 2003)                                    

(a)  Amount beneficially owned: See item 9 of cover pages   

       (Includes shares for which the reporting person disclaims
beneficial ownership.)                            

(b)  Percent of Class: See item 11 of cover pages           

(c)  Number of shares as to which the person has:           

   (i)   sole power to vote or to direct the vote:

     (ii)  shared power to vote or to direct the vote:

                (iii) sole power to dispose or to direct the disposition of:

                  (iv)  shared power to dispose or to direct the disposition of:

See Items 5-8 of cover pages                                  

    Page 7
    of 9 Pages

SC 13G/A 8th Page of 10 TOC 1st Previous Next ↓Bottom Just 8th
Item 5.   Ownership of Five Percent or Less of a Class.                         

      If this statement is being filed to report the fact that as of the
          date hereof the reporting person has ceased to be the beneficial owner
   of more than five percent of the class of securities, check the
following [X].                                              

Item 6.   Ownership of More Than Five Percent on Behalf of Another Person.      

Not Applicable.                                             

Item 7.   Identification and Classification of the Subsidiary which Acquired    
 the Security being Reported on by the Parent Holding Company.

CFP is the sole stockholder of CGM. CGM Holdings is the sole
stockholder of CFP. Citigroup is the sole stockholder of    
SSB Holdings.                                               

Item 8.   Identification and Classification of Members of the Group.            

Not Applicable.                                             

Item 9.   Notice of Dissolution of Group.                                       

Not Applicable.                                             

    Page 8
    of 9 Pages

SC 13G/A 9th Page of 10 TOC 1st Previous Next ↓Bottom Just 9th
Item 10.  Certification.                                                        

    By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the      
ordinary course of business and were not acquired and are not held for the      
purpose of or with the effect of changing or influencing the control of the     
issuer of the securities and were not acquired and are not held in connection   
with or as a participant in any transaction having that purpose or effect.      

SIGNATURE.                                                                      

After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,     
complete and correct.                                                           

Dated: September 9, 2003                                                        

CITIGROUP GLOBAL MARKETS INC.       

By: /s/ Joseph B. Wollard           
              --------------------------------------------
Name:  Joseph B. Wollard      
Title: Assistant Secretary    

CITIGROUP FINANCIAL PRODUCTS INC.   

By: /s/ Joseph B. Wollard           
              --------------------------------------------
Name:  Joseph B. Wollard      
Title: Assistant Secretary    

  CITIGROUP GLOBAL MARKETS HOLDINGS INC.

By: /s/ Joseph B. Wollard           
              --------------------------------------------
Name:  Joseph B. Wollard      
Title:  Assistant Secretary   

CITIGROUP INC.                      

By: /s/ Serena D. Moe               
              --------------------------------------------
Name:  Serena D. Moe          
Title:  Assistant Secretary   

Page 9        
of 9 Pages        

SC 13G/A Last Page of 10 TOC 1st Previous Next ↓Bottom Just 10th
 EXHIBIT INDEX TO SCHEDULE 13G
 -----------------------------

EXHIBIT 1                                                                       
---------                                                                       

Agreement between CGM, CFP, CGM Holdings and Citigroup as to joint filing of    
Schedule 13G

SC 13G/A	1st Page of 10	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

SC 13G/A	2nd Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 2nd

SC 13G/A	3rd Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 3rd

SC 13G/A	4th Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 4th

SC 13G/A	5th Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 5th

SC 13G/A	6th Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 6th

SC 13G/A	7th Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 7th

SC 13G/A	8th Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 8th

SC 13G/A	9th Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 9th

SC 13G/A	Last Page of 10	TOC	1st	Previous	Next	↓Bottom	Just 10th

Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	9/10/03			4, SC 13G/A
	9/9/03	9		424B4
	8/31/03	1	7
				List all Filings

↑Top

Filing Submission 0001047469-03-030307 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Citigroup Inc – ‘SC 13G/A’ on 9/10/03 re: Clayton Homes Inc

On: Wednesday, 9/10/03, at 4:49pm ET · Accession #: 1047469-3-30307 · File #: 5-34667

Previous ‘SC 13G’: ‘SC 13G/A’ on 9/10/03 · Next: ‘SC 13G/A’ on 9/10/03 · Latest: ‘SC 13G/A’ on 4/10/24

Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

SC 13G/A — Amendment to Statement of Beneficial OwnershipDocument Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

SC 13G/A — Amendment to Statement of Beneficial Ownership
Document Table of Contents