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Axis Capital Holdings Ltd – IPO: ‘S-1/A’ on 6/10/03 – EX-4.1

On:  Tuesday, 6/10/03, at 2:00pm ET   ·   Accession #:  1047469-3-20910   ·   File #:  333-103620

Previous ‘S-1’:  ‘S-1/A’ on 5/19/03   ·   Next:  ‘S-1’ on 3/26/04   ·   Latest:  ‘S-1/A’ on 4/6/04   ·   18 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/10/03  Axis Capital Holdings Ltd         S-1/A                 17:2.2M                                   Merrill Corp/New/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.51M 
                          (General Form)                                         
 2: EX-1.1      Underwriting Agreement                                31    138K 
 3: EX-3.2      Articles of Incorporation/Organization or By-Laws     34    157K 
 4: EX-4.1      Instrument Defining the Rights of Security Holders     2     14K 
 5: EX-4.2      Instrument Defining the Rights of Security Holders    20     71K 
 6: EX-10.1     Material Contract                                     34    144K 
15: EX-10.10    Material Contract                                     11     42K 
 7: EX-10.2     Material Contract                                     27     93K 
 8: EX-10.3     Material Contract                                     30    112K 
 9: EX-10.4     Material Contract                                     29    100K 
10: EX-10.5     Material Contract                                     12     59K 
11: EX-10.6     Material Contract                                      9     45K 
12: EX-10.7     Material Contract                                      4     23K 
13: EX-10.8     Material Contract                                      5     24K 
14: EX-10.9     Material Contract                                     11     42K 
16: EX-23.1     Consent of Experts or Counsel                       HTML     11K 
17: EX-99.1     Miscellaneous Exhibit                                  3     19K 


EX-4.1   —   Instrument Defining the Rights of Security Holders

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EXHIBIT 4.1 COMMON SHARES COMMON SHARES NUMBER AXS [AXIS LOGO] SHARES [LOGO] ORGANIZED UNDER THE LAWS OF BERMUDA CUSIP G0692U 10 9 SEE REVERSE FOR CERTAIN DEFINITIONS AXIS CAPITAL HOLDINGS LIMITED THIS IS TO CERTIFY THAT is the registered holder of CERTIFICATE OF STOCK FULLY PAID AND NON-ASSESSABLE COMMON SHARES, PAR VALUE US $0.10 PER SHARE, OF AXIS Capital Holdings Limited transferable on the books of the Company by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all the provisions of the Memorandum of Association and Bye-Laws of the Company, copies of which are on file with the Transfer Agent, to all of which the holder by acceptance hereof assents. This certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. Witness the seal of the Company and the signatures of its duly authorized officers. Dated COUNTERSIGNED AND REGISTERED: THE BANK OF NEW YORK TRANSFER AGENT AND REGISTRAR BY /s/ [ILLEGIBLE] /s/ [ILLEGIBLE] /s/ [ILLEGIBLE] PRESIDENT AND AUTHORIZED SIGNATURE SECRETARY CHIEF EXECUTIVE OFFICER AMERICAN BANK NOTE COMPANY PRODUCTION COORDINATOR: SUE McNAMEE: 931-490-1722 711 ARMSTRONG LANE PROOF OF MAY 30, 2003 COLUMBIA, TENNESSEE 38401 AXIS CAPITAL HOLDINGS LIMITED (931) 388-3003 TSB 12043 MODEL FACE SALES: R.JOHNS: 212-269-0339 OPERATOR: KOSHY ETHER 13 / LIVE JOBS / A / Axis 12043 model face NEW
EX-4.1Last Page of 2TOC1stPreviousNextBottomJust 2nd
AXIS CAPITAL HOLDINGS LIMITED The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: [Enlarge/Download Table] TEN COM - as tenants in common UNIF GIFT MIN ACT-_________Custodian____________ TEN ENT - as tenants by the entireties (Cust) (Minor) JT TEN - as joint tenants with right of under Uniform Gifts to Minors survivorship and not as tenants Act_____________ in common (State) Additional abbreviations may also be used though not in the above list. For value received, ___________________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ____________________________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) ____________________________________________________________ ____________________________________________________________ _____________________________________________________ shares represented by the within certificate, and do hereby irrevocably constitute and appoint __________________________________________________ Attorney to transfer the said shares on the books of the within named Company with full power of substitution in the premises. Dated________________________ _______________________________________________ NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed: ____________________________________________________ THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. AMERICAN BANK NOTE COMPANY PRODUCTION COORDINATOR: SUE MCNAMEE: 931-490-1722 711 ARMSTRONG LANE PROOF OF APRIL 21, 2003 COLUMBIA, TENNESSEE 38401 AXIS CAPITAL HOLDINGS LIMITED (931) 388-3003 TSB 11522 BK SALES: R. JOHNS: 212-269-0339 OPERATOR: KOSHY / ETHER 13 / LIVE JOBS / A/Axis 11522 bk NEW

Dates Referenced Herein

Referenced-On Page
This ‘S-1/A’ Filing    Date First  Last      Other Filings
Filed on:6/10/03None on these Dates
5/30/031
4/21/032
 List all Filings 


18 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/01/24  AXIS Capital Holdings Ltd.        10-Q        3/31/24   93:15M
 2/27/24  AXIS Capital Holdings Ltd.        10-K       12/31/23  164:38M
11/02/23  AXIS Capital Holdings Ltd.        10-Q        9/30/23   87:18M
 8/01/23  AXIS Capital Holdings Ltd.        10-Q        6/30/23   85:18M
 5/10/23  AXIS Capital Holdings Ltd.        S-8         5/10/23    4:98K                                    Toppan Merrill/FA
 4/26/23  AXIS Capital Holdings Ltd.        10-Q        3/31/23   83:16M
 2/27/23  AXIS Capital Holdings Ltd.        10-K       12/31/22  156:41M
11/09/22  AXIS Capital Holdings Ltd.        S-3ASR     11/09/22   15:1.5M                                   Toppan Merrill/FA
10/26/22  AXIS Capital Holdings Ltd.        10-Q        9/30/22   85:20M
 7/27/22  AXIS Capital Holdings Ltd.        10-Q        6/30/22   84:20M
 4/27/22  AXIS Capital Holdings Ltd.        10-Q        3/31/22   82:16M
 2/25/22  AXIS Capital Holdings Ltd.        10-K       12/31/21  150:37M
10/27/21  AXIS Capital Holdings Ltd.        10-Q        9/30/21   82:20M
 7/27/21  AXIS Capital Holdings Ltd.        10-Q        6/30/21   81:19M
 5/11/21  AXIS Capital Holdings Ltd.        S-8         5/11/21    3:80K                                    Donnelley … Solutions/FA
 4/28/21  AXIS Capital Holdings Ltd.        10-Q        3/31/21   79:16M
 2/26/21  AXIS Capital Holdings Ltd.        10-K       12/31/20  155:38M
10/28/20  AXIS Capital Holdings Ltd.        10-Q        9/30/20   76:19M
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Filing Submission 0001047469-03-020910   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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