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Document/Exhibit Description Pages Size 1: SC 13D/A Amendment to General Statement of Beneficial HTML 443K Ownership
Page | (sequential) | | | (alphabetic) | Top | |
---|---|---|---|---|---|
1 | 1st Page - Filing Submission | ||||
" | Schedule 13D/A | ||||
" | Item 2. Identity and Background | ||||
" | Item 5. Interest in Securities of the Issuer | ||||
" | Item 7. Material to be filed as Exhibits | ||||
" | Signature | ||||
" | Appendix A | ||||
" | Exhibit Index | ||||
" | Joint Filing Agreement | ||||
" | QuickLinks |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Amendment No. 2
(Rule 13d-101)
Under the Securities Exchange Act of 1934
EXCO RESOURCES, INC. (Name of Issuer) |
Common Stock, par value $0.02 per share (Title of Class of Securities) |
269279 20 4 (CUSIP NUMBER) |
Brian M Lidji Sayles, Lidji & Werbner A Professional Corporation 4400 Renaissance Tower 1201 Elm Street Dallas, Texas 75270 (214) 939-8700 (Name, Address and Telephone of Person Authorized to Receive Notices and Communications) |
June 16, 2003 (Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Douglas H. Miller |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 876,782(1)(2) |
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Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
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Person With | ||||||||
9. | Sole Dispositive Power 876,782(1)(2) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 876,782(1)(2) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
ý(1) | ||||||||
13. | Percent of class represented by amount in row (11) 11.6%(1)(2)(3) |
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14. | Type of Reporting Person IN |
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2
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: T. W. Eubank |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 276,011(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 276,011(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 276,011(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 3.7%(1)(2) |
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14. | Type of Reporting Person IN |
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3
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: J. Douglas Ramsey, Ph.D. |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 189,883(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 189,883(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 189,883(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 2.6%(1)(2) |
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14. | Type of Reporting Person IN |
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4
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Charles R. Evans |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 96,098(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 96,098(1) |
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10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 96,098(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 1.3%(1)(2) |
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14. | Type of Reporting Person IN |
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5
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: J. David Choisser |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
(3) | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 15,871(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
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Person With | ||||||||
9. | Sole Dispositive Power 15,871(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 15,871(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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6
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Richard E. Miller |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 82,871(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 82,871(1) |
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10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 82,871(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 1.1%(1)(2) |
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14. | Type of Reporting Person IN |
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7
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: James M. Perkins, Jr. |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 10,654(1) |
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Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 10,654(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 10,654(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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8
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Richard L. Hodges |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 25,669(1) |
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Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
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Person With | ||||||||
9. | Sole Dispositive Power 25,669(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 25,669(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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9
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: John D. Jacobi |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 103,006(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
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Person With | ||||||||
9. | Sole Dispositive Power 103,006(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 103,006(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 1.4%(1)(2) |
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14. | Type of Reporting Person IN |
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10
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Daniel A. Johnson |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5 | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 90,402(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 90,402(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 90,402(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 1.2%(1)(2) |
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14. | Type of Reporting Person IN |
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11
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Harold L. Hickey |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 19,809(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 19,809(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 19,809(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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12
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Stephen E. Puckett |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 26,924(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 26,924(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 26,924(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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13
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Russell W. Romoser |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 21,081(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
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Person with | ||||||||
9. | Sole Dispositive Power 21,081(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 21,081(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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14
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Paul B. Rudnicki |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 9,312(1) |
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Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 9,312(1) |
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10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 9,312(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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15
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Gary M. Nelson |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 29,785(1) |
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Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 29,785(1) |
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10. | Shared Dispositive Power 0 |
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11. | Aggregate amount beneficially owned by each reporting person 29,785(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
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14. | Type of Reporting Person IN |
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16
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: H. Wayne Gifford |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
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Number of Shares |
7. |
Sole Voting Power 10,000(1) |
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Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 10,000(1) |
|||||||
10. | Shared Dispositive Power |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 10,000(1) |
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12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
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17
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Gary L. Parker |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 21,171(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 21,171(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 21,171(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
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18
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Steve Fagan |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 30,253(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 30,253(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 30,253(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
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19
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Dennis G. McIntyre |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
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4. | Source of Funds PF |
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5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 30,313(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 30,313(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 30,313(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
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20
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Neil Burrows |
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2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person IN |
|||||||
21
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Gregory Robb |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 25,363(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 25,363(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 25,363(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
22
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Jonathan Kuhn |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 8,600(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 8,600(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 8,600(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
23
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Jamie Beninger |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 7,717(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 7,717(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 7,717(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
24
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Terry Pidkowa |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 10,263(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 10,263(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 10,263(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
25
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Duane Masse |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 5,078(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 5,078(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 5,078(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
26
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Jeffrey D. Benjamin |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 118,230(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 118,230(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 118,230(1) |
|||||||
12. | 12. Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 1.6%(1)(2) |
|||||||
14. | Type of Reporting Person IN |
|||||||
27
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Earl E. Ellis |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 322,829(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 322,829(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 322,829(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 4.4%(1)(2) |
|||||||
14. | Type of Reporting Person IN |
|||||||
28
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Jennifer M. Perry |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 5,848(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 5,848(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 5,848(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
29
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Kirstie M. Egan |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 9,450(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 9,450(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 9,450(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
30
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Wesley E. Roberts |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 6,050(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 6,050(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 6,050(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row(11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
31
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Delwyn C. Dennison |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 7,236(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 7,236(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 7,236(1) |
|||||||
12. | Check box if the aggregate amount in row(11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row(11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
32
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Terry L. Trudeau |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization Canadian |
|||||||
Number of Shares |
7. |
Sole Voting Power 0 |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 0 |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 0 |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person IN |
|||||||
33
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: EXCO Holdings Inc. |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 0 |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 0 |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 0 |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person CO |
|||||||
34
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: ER Acquisition, Inc. |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 0 |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 0 |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 0 |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person CO |
|||||||
35
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Laurel A. Cocharo |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 11,963(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Each Reporting | ||||||||
Person With | 9. | Sole Dispositive Power 11,963(1) |
||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 11,963(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
36
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Jimmie L. Pulis |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 25,427(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 25,427(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 25,427(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) * |
|||||||
14. | Type of Reporting Person IN |
|||||||
37
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Adrien Joly |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 0 |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With |
||||||||
9. | Sole Dispositive Power 0 |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 0 |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person IN |
|||||||
38
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Thomas Charuk |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. | Sole Voting Power 0 |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 0 |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 0 |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person IN |
|||||||
39
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: CF Advisors LLC |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United Kingdom |
|||||||
Number of Shares |
7. |
Sole Voting Power 482,200(1)(2) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 482,200(1)(2) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 482,200(1)(2) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 6.5%(1)(2)(3) |
|||||||
14. | Type of Reporting Person OO |
|||||||
40
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Amici Capital LLC |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United Kingdom |
|||||||
Number of Shares |
7. |
Sole Voting Power 87,000(1)(2) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 87,000(1)(2) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 87,000(1)(2) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 1.2% |
|||||||
14. | Type of Reporting Person OO |
|||||||
41
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: Scott E. Studdard |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds PF |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization United States |
|||||||
Number of Shares |
7. |
Sole Voting Power 0 |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 0 |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 0 |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 0 |
|||||||
14. | Type of Reporting Person IN |
|||||||
42
Cusip No. Common Stock: 269279204 |
1. | Name of Reporting Person: EXCO Investors, LLC |
|||||||
2. | Check the appropriate box if a member of a group | (a) ý | ||||||
(b) o | ||||||||
3. | SEC Use Only. |
|||||||
4. | Source of Funds OO |
|||||||
5. | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) | |||||||
o | ||||||||
6. | Citizenship or Place of Organization |
|||||||
Number of Shares |
7. |
Sole Voting Power 706,441(1) |
||||||
Beneficially | ||||||||
Owned by Each Reporting |
8. | Shared Voting Power 0 |
||||||
Person With | ||||||||
9. | Sole Dispositive Power 706,441(1) |
|||||||
10. | Shared Dispositive Power 0 |
|||||||
11. | Aggregate amount beneficially owned by each reporting person 706,441(1) |
|||||||
12. | Check box if the aggregate amount in row (11) excludes certain shares | |||||||
o | ||||||||
13. | Percent of class represented by amount in row (11) 9.7%(1)(2) |
|||||||
14. | Type of Reporting Person OO |
|||||||
43
Item 2. Identity and Background
The response to Item 2 is hereby amended and restated in its entirety as follows:
This Statement is jointly filed by each of: EXCO Holdings Inc., a newly formed Delaware corporation ("Holdings"), ER Acquisition, Inc., a newly formed Texas corporation ("ERA"), Douglas H. Miller ("Mr. Miller"), T. W. Eubank ("Mr. Eubank"), J. Douglas Ramsey, Ph.D., Charles R. Evans, J. David Choisser, Richard E. Miller, James M. Perkins, Jr., Richard L. Hodges, John D. Jacobi, Daniel A. Johnson, Harold L. Hickey, Stephen E. Puckett, Russell W. Romoser, Paul B. Rudnicki, Gary M. Nelson, H. Wayne Gifford, Gary L. Parker, Steve Fagan, Dennis G. McIntyre, Neil Burrows, Gregory Robb, Jonathan Kuhn, Jamie Beninger, Terry Pidkowa, Duane Masse, Jeffrey D. Benjamin, Jennifer M. Perry, Kirstie M. Egan, Wesley E. Roberts, Delwyn C. Dennison, Terry L. Trudeau, Earl E. Ellis, EXCO Investors, LLC, a Delaware limited liability company, ("EXCO Investors"), Laurel A. Cocharo, Jimmie L. Pulis, Adrien Joly, Thomas Charuk, CF Advisors LLC, a New York limited liability company ("CF Advisors"), Amici Capital LLC, a limited liability company of the British Virgin Islands ("Amici Capital") and Scott E. Studdard. Collectively the foregoing persons are referred to individually as a "Reporting Person" and collectively as the "Reporting Persons."
The current executive officers of Holdings are Mr. Miller as the Chief Executive Officer, and Mr. Eubank as the President and Treasurer. The sole director of Holdings is Mr. Miller.
The current executive officers of ERA are Mr. Miller as the President and Secretary, and Mr. Eubank as the Vice President. The sole director of ERA is Mr. Miller.
A. Alex Porter, Paul E. Orlin, Geoffrey Hulme and Jonathan W. Friedland (together, the "Principals") are the current principals and sole managers of CF Advisors and Amici Capital and serving as such is their principal occupation. Their business address is 666 5th Avenue, 34th Floor, New York, NY 10103 and they are citizens of the United States.
EXCO Investors is currently managed by its sole Manager, Mr. Miller.
Appendix A, which is incorporated herein by reference, sets forth the following information with respect to each Reporting Person and anyone with whom a Reporting Person shares voting or dispositive power with respect to such person's EXCO Stock: (i) name, (ii) residence or business address, (iii) present principal occupation or employment, (iv) principal business and address of any corporation or other organization in which such employment is conducted, and (v) citizenship or jurisdiction of formation of a corporation or other organization.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of the information given by another Reporting Person. By their signatures on this Statement, each of the Reporting Persons agrees that this Statement is filed on behalf of such Reporting Person. Each of the Reporting Persons together with Cerberus Capital Management L.P., a Delaware limited partnership ("Cerberus"), may be deemed to be holding their shares of EXCO Stock with the purpose (together with the other Reporting Persons) of acting in concert with regard to the transactions described in Item 4; accordingly, the Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Exchange Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Statement. The filing of this Statement shall not be construed as an admission that any of the Reporting Persons is, for purposes of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of the shares of EXCO Stock covered by this Statement. It is anticipated that additional individuals and entities may become Reporting Persons.
None of the Reporting Persons or the Principals have been: (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) during the last five years, or (ii) a party, during
44
the last five years, to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in being subjected to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 5. Interest in Securities of the Issuer
The response to Item 5 is hereby amended and restated in its entirety as follows:
See Items 7 through 11 on the cover page of this report for each of the Reporting Persons. Together the Reporting Persons may be deemed to beneficially own 3,591,692 shares of Common Stock which, reflected in terms of a percentage of total outstanding Common Stock of 7,280,427 (as of April 30, 2003, based on information supplied by the Issuer) plus shares of Preferred stock held by the Reporting Persons and shares of Common Stock that may be acquired pursuant to options granted under the Issuer's 1998 Stock Option Plan by the Reporting Persons, is 41.3%.
Except for systematic purchases of EXCO Stock through the 401(k) plans of Mr. Miller, Mr. Eubank, J. Douglas Ramsey, Charles R. Evans, Richard E. Miller, J. David Choisser, Richard L. Hodges, John D. Jacobi, Daniel A. Johnson, Harold L. Hickey, Russell W. Romoser, Paul B. Rudnicki, James M. Perkins, Gary M. Nelson, Gary Parker, Laurel Cocharo, and Jimmie Pulis, and shares received pursuant to the Issuer's directors compensation plan, none of the Reporting Persons has engaged in any transactions in EXCO Stock within 60 days prior to March 11, 2003.
Item 7. Material to be filed as Exhibits
The response to Item 7 is hereby amended by the addition of the following:
Exhibit A | Joint Filing Agreement pursuant to Rule 13d-1(k)(1)(iii). |
45
After reasonable inquiry and to the best of each Reporting Person's respective knowledge and belief, each Reporting Person certifies that the information set forth in this Statement is true, complete and correct.
KNOW ALL ME BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Douglas H. Miller and T. W. Eubank and each of them, his true and lawful attorney-in-fact and agent with full power of substitution or resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments to this Schedule 13D, and to file the same, with all exhibits thereto, and other documentation in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to accomplish the foregoing, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes, may lawfully do our cause to be done by virtue hereof.
Pursuant to the requirements of the Securities and Exchange Act of 1934, this Schedule 13D has been signed by the following persons.
SIGNATURE |
DATE |
|
|||
---|---|---|---|---|---|
EXCO HOLDINGS INC. |
|||||
By: |
* Douglas H. Miller, Chief Executive Officer |
June 30, 2003 |
|||
ER ACQUISITION, INC. |
|||||
By: |
* Douglas H. Miller, President |
June 30, 2003 |
|||
EXCO INVESTORS, LLC |
|||||
By: |
* Douglas H. Miller, Manager |
June 30, 2003 |
|||
/s/ DOUGLAS H. MILLER Douglas H. Miller |
June 30, 2003 |
||||
CF ADVISORS LLC |
|||||
By: |
* Geoffrey Hulme, Principal |
June 30, 2003 |
|||
AMICI CAPITAL LLC |
|||||
By: |
* Geoffrey Hulme, Principal |
June 30, 2003 |
|||
* Laurel A. Cocharo |
June 30, 2003 |
||||
* Jimmie L. Pulis |
June 30, 2003 |
||||
46
* Adrien Joly |
June 30, 2003 |
||||
* Thomas Charuk |
June 30, 2003 |
||||
* Scott E. Studdard |
June 30, 2003 |
||||
* T. W. Eubank |
June 30, 2003 |
||||
* J. Douglas Ramsey, Ph.D |
June 30, 2003 |
||||
* Charles R. Evans |
June 30, 2003 |
||||
* J. David Choisser |
June 30, 2003 |
||||
* Richard E. Miller |
June 30, 2003 |
||||
* James M. Perkins, Jr. |
June 30, 2003 |
||||
* Richard L. Hodges |
June 30, 2003 |
||||
* John D. Jocobi |
June 30, 2003 |
||||
* Daniel A. Johnson |
June 30, 2003 |
||||
* Harold L. Hickey |
June 30, 2003 |
||||
* Stephen E. Puckett |
June 30, 2003 |
||||
* Russell W. Romoser |
June 30, 2003 |
||||
* Paul B. Rudnicki |
June 30, 2003 |
||||
* Gary M. Nelson |
June 30, 2003 |
||||
47
* Wayne Gifford |
June 30, 2003 |
||||
* Gary Parker |
June 30, 2003 |
||||
* Steve Fagan |
June 30, 2003 |
||||
* Dennis G. McIntyre |
June 30, 2003 |
||||
* Neil Burrows |
June 30, 2003 |
||||
* Gregory Robb |
June 30, 2003 |
||||
* Jonathan Kuhn |
June 30, 2003 |
||||
* James L. Beninger |
June 30, 2003 |
||||
* Terry Pidkowa |
June 30, 2003 |
||||
* Duane Masse |
June 30, 2003 |
||||
* Jeffrey D. Benjamin |
June 30, 2003 |
||||
* Earl E. Ellis |
June 30, 2003 |
||||
* Jennifer M. Perry |
June 30, 2003 |
||||
* Kirstie M. Egan |
June 30, 2003 |
||||
* Wesley E. Roberts |
June 30, 2003 |
||||
* Delwyn C. Dennison |
June 30, 2003 |
||||
* Terry L. Trudeau |
June 30, 2003 |
||||
48
*By: |
/s/ DOUGLAS H. MILLER Douglas H. Miller, Attorney-in-Fact Pursuant to a Power of Attorney |
49
NAME |
OCCUPATION |
BUSINESS OR RESIDENCE ADDRESS |
CITIZENSHIP OR JURISDICTION OF FORMATION |
|||
---|---|---|---|---|---|---|
Douglas H, Miller | Chairman of the Board and Chief Executive Officer of the Issuer | 6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 | USA | |||
T. W. Eubank |
President, Treasurer and Director of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
J. Douglas Ramsey, Ph.D. |
Vice President, Chief Financial Officer and Director of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Charles R. Evans |
Vice President and Chief Operating Officer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
J. David Choisser |
Vice President and Chief Accounting Officer of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Richard E. Miller |
Vice President, Secretary and General Counsel of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
James M. Perkins, Jr. |
Vice President of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Richard L. Hodges |
Vice President of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
John D. Jacobi |
Vice President of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Daniel A. Johnson |
Vice President of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Harold L. Hickey |
Production and Asset Manager of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Stephen E. Puckett |
Manager of Engineering and Operations of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Russell W. Romoser |
Manage of Acquisitions of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Paul B. Rudnicki |
Financial Analyst and Assistant to the Chief Financial Officer of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Gary M. Nelson |
Information Systems Manager of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Wayne Gifford |
Manager of Exploration of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Gary Parker |
Reservoir Engineer Manager of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Steve Fagan |
Vice President of Corporate Development of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Dennis G. McIntyre |
Vice President of Engineering of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Neil Burrows |
Controller of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Gregory Robb |
Vice President of Exploration of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Jonathan Kuhn |
Engineering Manager of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Jamie Beninger |
Land Manager of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Terry Pidkowa |
Operations Manager of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Duane Masse |
Exploitation Manager of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Jeffrey D. Benjamin |
Outside Director of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Earl E. Ellis |
Outside Director of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Jennifer M. Perry |
Exploitation Engineer of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Kirstie M. Egan |
Land Administration Manager of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Wesley E. Roberts |
Production Foreman of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Delwyn C. Dennison |
Production Foreman of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Terry L. Trudeau |
Professional Engineer of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Laurel A. Cocharo |
Environmental, Health and Safety Manager of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Jimmie L. Pulis |
Production Superintendent of the Issuer |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
Adrien Joly |
Marketing Consultant of Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Thomas Charuk |
Senior Geologist for Addison Energy Inc. |
1100, 635—8th Avenue SW, Calgary, AB T2P 3M3 |
Canadian |
|||
Scott E. Studdard |
Tax Manager and CPA of the Issuer |
6500 Greenville Avenue Suite 600, LB 17, Dallas, Texas 75206 |
USA |
|||
EXCO Holdings Inc. |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
Delaware |
||||
ER Acquisition, Inc. |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
Texas |
||||
CF Advisors LLC |
666 5th Avenue 34th Floor New York, NY 10103 |
New York |
||||
Amici Capital LLC |
666 5th Avenue 34th Floor New York, NY 10103 |
British Virgin Islands |
||||
EXCO Investors, LLC |
6500 Greenville Avenue, Suite 600, LB 17, Dallas, Texas 75206 |
Delaware |
Exhibit A | Joint Filing Agreement pursuant to Rule 13d-1(k)(1)(iii). |
EXHIBIT A
The undersigned persons acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned persons and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned persons without the necessity of filing additional joint filing agreements. The undersigned persons acknowledge that each of them shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning the other undersigned persons, except to the extent that such undersigned person knows or has reason to believe that such information is inaccurate.
SIGNATURE |
DATE |
|
|||
---|---|---|---|---|---|
EXCO HOLDINGS INC. |
|||||
By: |
* Douglas H. Miller, Chief Executive Officer |
June 30, 2003 |
|||
ER ACQUISITION, INC. |
|||||
By: |
* Douglas H. Miller, President |
June 30, 2003 |
|||
EXCO INVESTORS, LLC |
|||||
By: |
* Douglas H. Miller, Manager |
June 30, 2003 |
|||
/s/ DOUGLAS H. MILLER Douglas H. Miller |
June 30, 2003 |
||||
CF ADVISORS LLC |
|||||
By: |
* Geoffrey Hulme, Principal |
June 30, 2003 |
|||
AMICI CAPITAL LLC |
|||||
By: |
* Geoffrey Hulme, Principal |
June 30, 2003 |
|||
* Laurel A. Cocharo |
June 30, 2003 |
||||
* Jimmie L. Pulis |
June 30, 2003 |
||||
* Adrien Joly |
June 30, 2003 |
||||
* Thomas Charuk |
June 30, 2003 |
||||
* Scott E. Studdard |
June 30, 2003 |
||||
* T. W. Eubank |
June 30, 2003 |
||||
* J. Douglas Ramsey, Ph.D |
June 30, 2003 |
||||
* Charles R. Evans |
June 30, 2003 |
||||
* J. David Choisser |
June 30, 2003 |
||||
* Richard E. Miller |
June 30, 2003 |
||||
* James M. Perkins, Jr. |
June 30, 2003 |
||||
* Richard L. Hodges |
June 30, 2003 |
||||
* John D. Jocobi |
June 30, 2003 |
||||
* Daniel A. Johnson |
June 30, 2003 |
||||
* Harold L. Hickey |
June 30, 2003 |
||||
* Stephen E. Puckett |
June 30, 2003 |
||||
* Russell W. Romoser |
June 30, 2003 |
||||
* Paul B. Rudnicki |
June 30, 2003 |
||||
* Gary M. Nelson |
June 30, 2003 |
||||
* Wayne Gifford |
June 30, 2003 |
||||
* Gary Parker |
June 30, 2003 |
||||
* Steve Fagan |
June 30, 2003 |
||||
* Dennis G. McIntyre |
June 30, 2003 |
||||
* Neil Burrows |
June 30, 2003 |
||||
* Gregory Robb |
June 30, 2003 |
||||
* Jonathan Kuhn |
June 30, 2003 |
||||
* James L. Beninger |
June 30, 2003 |
||||
* Terry Pidkowa |
June 30, 2003 |
||||
* Duane Masse |
June 30, 2003 |
||||
* Jeffrey D. Benjamin |
June 30, 2003 |
||||
* Earl E. Ellis |
June 30, 2003 |
||||
* Jennifer M. Perry |
June 30, 2003 |
||||
* Kirstie M. Egan |
June 30, 2003 |
||||
* Wesley E. Roberts |
June 30, 2003 |
||||
* Delwyn C. Dennison |
June 30, 2003 |
||||
* Terry L. Trudeau |
June 30, 2003 |
||||
*By: |
/s/ DOUGLAS H. MILLER Douglas H. Miller, Attorney-in-Fact Pursuant to a Power of Attorney |
This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 6/30/03 | 10-K/A, 10-Q/A, 4, 8-K, DEFA14A, DEFM14A, SC 13E3/A | ||
6/16/03 | ||||
4/30/03 | ||||
3/11/03 | 4 | |||
List all Filings |