Carters Inc – ‘S-1/A’ on 10/10/03 – EX-4.1

On:  Friday, 10/10/03, at 5:20pm ET   ·   Accession #:  1047469-3-33160   ·   File #:  333-98679

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Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.09M 
                          (General Form)                                         
 2: EX-1        Underwriting Agreement                                34    143K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders     3      8K 
 4: EX-5        Opinion re: Legality                                   1      8K 
 6: EX-10.13    Material Contract                                     38    183K 
 7: EX-10.15    Material Contract                                     13     57K 
 8: EX-10.22    Material Contract                                      7     28K 
 5: EX-10.6     Material Contract                                     11     48K 
 9: EX-21       Subsidiaries of the Registrant                      HTML      7K 
10: EX-23.1     Consent of Experts or Counsel                       HTML      8K 

EX-4.1   —   Instrument Defining the Rights of Security Holders

EX-4.1
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                                                               EXHIBIT 4.1

NUMBERS                                                                SHARES   

-[no]-                                                             -[shares]- 

[Trademark for Carter's, Inc.]

"IF THEY COULD JUST STAY LITTLE `TIL THEIR CARTER'S WEAR OUT."

COMMON STOCK                                                    SEE REVERSE FOR 
PAR VALUE $.01 PER SHARE                                     CERTAIN DEFINITIONS

                                                             CUSIP 146229 10 9

This certifies that [name]                                                      

is the owner of [amount]                                                        

Fully paid and nonassessable shares of the common stock, par value $.01 per     
share, of Carter's, Inc., transferable on the books of the Corporation by the   
holder hereof in person or by duly authorized attorney, upon surrender of this  
certificate properly endorsed.                                                  

**CERTIFICATE OF STOCK**

This Certificate is not valid until countersigned and registered by the Transfer
Agent and the Registrar. This stock certificate is transferable in New York, NY.

Witness the facsimile seal of the Corporation and the facsimile signatures of   
its duly authorized officers.                                                   

Dated:  **SPECIMEN**                 **SPECIMEN**                               
           COUNTERSIGNED AND REGISTERED: AMERICAN STOCK TRANSFER & TRUST COMPANY
                                     New York, NY TRANSFER AGENT AND REGISTRAR

EX-4.1
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/s/ MICHAEL D. CASEY                      /s/ FREDERICK J. ROWAN, II
-----------------------------------         ----------------------------------- 
Executive Vice President                     Chief Executive Officer    
Secretary                                     President     

[Corporate Seal]

 [Reverse Side of Certificate]

RESTRICTIONS ON TRANSFER

 The securities represented by this Certificate have not been registered
under the Securities Act of 1933, as amended, and may not be sold, offered for  
sale, pledged or hypothecated in the absence of an effective registration       
statement as to the securities under said Act or an opinion of counsel          
satisfactory to the Corporation and its counsel that such registration is not   
required.                                                                       

CLASSES OF STOCK

 The preferences, voting powers, qualifications and special and relative
rights of the shares of stock of each class and series of the Corporation are   
set forth in its Certificate of Incorporation. The Corporation will furnish a   
copy of the Certificate of Incorporation to the holder of this certificate      
without charge upon written request.                                            

ASSIGNMENT

 For value received, the undersigned hereby sells, assigns and transfers
to ___________________________ shares of the capital stock represented by       
this Certificate, and hereby irrevocably constitutes and appoints               
_______________________ attorney to transfer such stock on the books of the     
Corporation with full power of substitution in the premises.                    

EX-4.1
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Dated _________________, _____                                                  

                         ---------------------------------------------------
                         Signature of registered owner corresponding exactly
                      to the name of such owner as written on the face
of this certificate       

--------------------------------------                                          
Witness                                                                         

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Carter’s, Inc.                    10-K       12/30/23  128:22M
 2/24/23  Carter’s, Inc.                    10-K       12/31/22  118:13M
 2/25/22  Carter’s, Inc.                    10-K        1/01/22  112:13M
 2/26/21  Carter’s, Inc.                    10-K        1/02/21  119:13M