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As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/12/03 American Equity Inv Life Hold… Co S-1/A 5:1.7M Merrill Corp/New/FA |
Document/Exhibit Description Pages Size
1: S-1/A Pre-Effective Amendment to Registration Statement HTML 1.57M
(General Form)
2: EX-4.11 Instrument Defining the Rights of Security Holders HTML 13K
3: EX-10.16 Material Contract HTML 20K
4: EX-10.17 Material Contract HTML 36K
5: EX-23.1 Consent of Experts or Counsel HTML 7K
| Page | (sequential) | | | (alphabetic) | Top | |
|---|---|---|---|---|---|
| 1 | 1st Page - Filing Submission | ||||
| " | American Equity Investment Life Holding Company Incorporated Under the Laws of the State of Iowa | ||||
| " | QuickLinks | ||||
Exhibit 4.11
[FACE OF CERTIFICATE]
| NUMBER | SHARES |
AE
[LOGO]
AMERICAN EQUITY INVESTMENT
LIFE HOLDING COMPANY
INCORPORATED UNDER THE LAWS OF THE STATE OF IOWA
| THIS CERTIFICATE IS TRANSFERABLE IN CANTON, MA, JERSEY CITY, NY OR NEW YORK, NY |
CUSIP 025676 20 6 SEE REVERSE FOR CERTAIN DEFINITIONS |
THIS CERTIFIES that
is the owner of
FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK $1.00 PAR VALUE PER SHARE OF
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
The shares represented by this certificate are transferable only on the stock transfer books of the corporation by the holder of record hereof, or by his duly authorized attorney or legal representative, upon the surrender of this certificate properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation of the corporation and any amendments thereto (copies of which are on file with the Transfer Agent), to all of which provisions the holder by acceptance hereof, assents. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.
IN WITNESS WHEREOF, AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY has caused this certificate to be executed by the facsimile signatures of its duly authorized officers and has caused a facsimile of its corporate seal to be hereunto affixed.
Dated:
| [CORPORATE SEAL] | /s/ D.J. NOBLE PRESIDENT |
/s/ DEBRA J. RICHARDSON SECRETARY |
COUNTERSIGNED
AND REGISTERED:
EQUISERVE TRUST COMPANY, N.A.
TRANSFER AGENT
AND REGISTRAR
BY
AUTHORIZED SIGNATURE
[REVERSE OF CERTIFICATE]
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
| TEN COM | - | as tenants in common | UNIF GIFT MIN ACT- | ____Custodian______ | |
| TEN ENT | - | as tenants by the entireties | (Cust) (Minor) | ||
| JT TEN | - | as joint tenants with right of | under Uniform Gifts to Minors | ||
| survivorship and not as tenants | Act _________ | ||||
| in common | (State) |
Additional abbreviations may also be used though not in the above list.
For Value Received, _________________ hereby sell, assign and transfer unto
PLEASE
INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP OR POSTAL CODE OF ASSIGNEE)
shares |
of the common stock represented by the within certificate and do hereby irrevocably constitute and appoint
| Attorney |
to transfer the said stock on the books of the within-named corporation with full power of substitution in the premises.
| Dated ___________________________________ |
| NOTICE: | THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. |
| SIGNATURE GUARANTEED: | |
| THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/29/24 American Equity Inv Life Hold… Co 10-K/A 12/31/23 14:934K 2/29/24 American Equity Inv Life Hold… Co 10-K 12/31/23 155:26M 9/07/23 American Equity Inv Life Hold… Co S-8 9/07/23 5:114K 2/28/23 American Equity Inv Life Hold… Co 10-K 12/31/22 134:24M 11/30/22 American Equity Inv Life Hold… Co S-3ASR 11/30/22 5:234K 8/25/22 American Equity Inv Life Hold… Co S-3ASR 8/25/22 8:1.7M |