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¶ – Release Delayed ·Document/Exhibit Description Pages Size
1: S-4 Registration of Securities Issued in a HTML 1.73M
Business-Combination Transaction
29: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 5K
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 532K
3: EX-4.2 Instrument Defining the Rights of Security Holders HTML 114K
4: EX-4.3 Instrument Defining the Rights of Security Holders HTML 208K
5: EX-10.1 Material Contract HTML 816K
14: EX-10.10 Material Contract HTML 85K
15: EX-10.11 Material Contract HTML 82K
16: EX-10.12 Material Contract HTML 82K
17: EX-10.13 Material Contract HTML 82K
18: EX-10.14 Material Contract HTML 82K
19: EX-10.15 Material Contract HTML 82K
20: EX-10.16 Material Contract HTML 115K
21: EX-10.17 Material Contract HTML 271K
6: EX-10.2 Material Contract HTML 25K
7: EX-10.3 Material Contract HTML 174K
8: EX-10.4 Material Contract HTML 51K
9: EX-10.5 Material Contract HTML 44K
10: EX-10.6 Material Contract HTML 60K
11: EX-10.7 Material Contract HTML 90K
12: EX-10.8 Material Contract HTML 84K
13: EX-10.9 Material Contract HTML 84K
23: EX-23.1 Consent of Experts or Counsel HTML 16K
24: EX-25.1 Statement re: Eligibility of Trustee -- Form T-1|2 HTML 37K
25: EX-99.1 Miscellaneous Exhibit HTML 110K
26: EX-99.2 Miscellaneous Exhibit HTML 30K
27: EX-99.3 Miscellaneous Exhibit HTML 19K
28: EX-99.4 Miscellaneous Exhibit HTML 20K
22: EX-12.1 Statement re: Computation of Ratios HTML 34K
| Page | (sequential) | (alphabetic) | ↑Top | ||
|---|---|---|---|---|---|
| 1 | 1st Page – Filing Submission | ||||
| " | Exhibit 25.1 | ||||
| " | QuickLinks | ||||
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM T-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE
o CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2)
WELLS FARGO BANK, NATIONAL ASSOCIATION
(Exact name of trustee as specified in its charter)
| A National Banking Association (Jurisdiction of incorporation or organization if not a U.S. national bank) |
94-1347393 (I.R.S. Employer Identification No.) |
|
101 North Phillips Avenue Sioux Falls, South Dakota (Address of principal executive offices) |
57104 (Zip code) |
|
Wells Fargo & Company Law Department, Trust Section MAC N9305-175 Sixth Street and Marquette Avenue, 17th Floor Minneapolis, Minnesota 55479 (612) 667-4608 (Name, address and telephone number of agent for service) |
||
REFCO GROUP LTD., LLC(1)
REFCO FINANCE INC.
(Exact name of obligor as specified in its charter)
| Delaware Delaware (State or other jurisdiction of incorporation or organization) |
52-2169014 20-1400416 (I.R.S. Employer Identification No.) |
|
200 Liberty Street, Tower A New York, New York (Address of principal executive offices) |
10281 (Zip code) |
9% Senior Subordinated Notes Due 2012
(Title of the indenture securities)
Table 1
Address of each of the Guarantors listed below is 200 Liberty Street, Tower A, New York, New York 10281
| Guarantor |
State or Other Jurisdiction of Incorporation or Organization |
I.R.S. Employer Identification No. |
||
|---|---|---|---|---|
| Bersec International LLC | Delaware | 52-2169015 | ||
| Kroeck & Associates LLC | Delaware | 36-4347337 | ||
| Lind-Waldock Securities, LLC | Delaware | 36-4347338 | ||
| Market Educational Institute, LLC | Delaware | 22-3836913 | ||
| Marshall Metals, LLC | Delaware | 52-2169020 | ||
| Refco Administration, LLC | Delaware | 52-2169052 | ||
| Refco Capital Holdings, LLC | Delaware | 52-2169021 | ||
| Refco Capital Management, LLC | Delaware | 52-2169050 | ||
| Refco Capital Trading LLC | Delaware | 52-2169049 | ||
| Refco Capital LLC | Delaware | 52-2169060 | ||
| Refco F/X Associates, LLC | Delaware | 52-2169046 | ||
| Refco Financial, LLC | Delaware | 52-2169047 | ||
| Refco Fixed Assets Management, LLC | Delaware | 52-2169022 | ||
| Refco Global Capital Management LLC | Delaware | 20-1717081 | ||
| Refco Global Futures, LLC | Delaware | 52-2169038 | ||
| Refco Global Holdings, LLC | Delaware | 52-2169057 | ||
| Refco Information Services, LLC | Delaware | 52-2169833 | ||
| Refco Managed Futures, LLC | Delaware | 11-3477632 | ||
| Refco Mortgage Securities, LLC | Delaware | 52-2169023 | ||
| Refco Regulated Companies, LLC | Delaware | 52-2169025 | ||
| Summit Management, (Newco) LLC | Delaware | 52-2169028 | ||
| Westminster-Refco Management LLC | Delaware | 52-2169030 |
Item 1. General Information. Furnish the following information as to the trustee:
Comptroller
of the Currency
Treasury Department
Washington, D.C.
Federal
Deposit Insurance Corporation
Washington, D.C.
Federal
Reserve Bank of San Francisco
San Francisco, California 94120
The trustee is authorized to exercise corporate trust powers.
Item 2. Affiliations with Obligor. If the obligor is an affiliate of the trustee, describe each such affiliation.
None with respect to the trustee.
No responses are included for Items 3-14 of this Form T-1 because the obligor is not in default as provided under Item 13.
Item 15. Foreign Trustee. Not applicable.
Item 16. List of Exhibits. List below all exhibits filed as a part of this Statement of Eligibility.
| Exhibit 1. | A copy of the Articles of Association of the trustee now in effect.* | ||
Exhibit 2. |
A copy of the Comptroller of the Currency Certificate of Corporate Existence and Fiduciary Powers for Wells Fargo Bank, National Association, dated February 4, 2004.** |
||
Exhibit 3. |
See Exhibit 2 |
||
Exhibit 4. |
Copy of By-laws of the trustee as now in effect.*** |
||
Exhibit 5. |
Not applicable. |
||
Exhibit 6. |
The consent of the trustee required by Section 321(b) of the Act. |
||
Exhibit 7. |
A copy of the latest report of condition of the trustee published pursuant to law or the requirements of its supervising or examining authority.**** |
||
Exhibit 8. |
Not applicable. |
||
Exhibit 9. |
Not applicable. |
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the trustee, Wells Fargo Bank, National Association, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Middletown and State of Connecticut on the 8th day of October 2004.
| WELLS FARGO BANK, NATIONAL ASSOCIATION | ||
| /s/ JOSEPH P. O'DONNELL Joseph P. O'Donnell Assistant Vice President |
EXHIBIT 6
Securities
and Exchange Commission
Washington, D.C. 20549
Gentlemen:
In accordance with Section 321(b) of the Trust Indenture Act of 1939, as amended, the undersigned hereby consents that reports of examination of the undersigned made by Federal, State, Territorial, or District authorities authorized to make such examination may be furnished by such authorities to the Securities and Exchange Commission upon its request therefor.
| Very truly yours, | ||
WELLS FARGO BANK, NATIONAL ASSOCIATION |
||
| /s/ JOSEPH P. O'DONNELL Joseph P. O'Donnell Assistant Vice President |
| This ‘S-4’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 10/12/04 | None on these Dates | ||
| 10/8/04 | ||||
| 8/24/04 | ||||
| 3/3/04 | ||||
| 2/4/04 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/12/05 SEC UPLOAD¶ 10/07/17 1:9K Refco Group Ltd., LLC 10/12/05 SEC UPLOAD¶ 10/07/17 1:16K Refco Group Ltd., LLC 10/12/05 SEC UPLOAD¶ 10/07/17 1:17K Refco Group Ltd., LLC 10/12/05 SEC UPLOAD¶ 10/07/17 1:42K Refco Group Ltd., LLC |