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Vector Later Stage Equity Fund II LP, et al. – ‘SC 13G/A’ on 2/17/04 re: Pozen Inc/NC – EX-99.(A)

On:  Tuesday, 2/17/04, at 6:35am ET   ·   Accession #:  1047469-4-4606   ·   File #:  5-59871

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/17/04  Vector Later Stage Equity … II LP SC 13G/A               2:31K  Pozen Inc/NC                      Merrill Corp/New/FA
          Barclay A. Phillips
          D. Theodore Berghorst
          Deborah Berghorst Ttee fbo Berghorst 1998 Dynastic Truisr
          Douglas B. Reed
          Mark D. Flower
          Vector Fund Management II, L.L.C.
          Vector Later-Stage Equity Fund II (QP) L.P.

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership        15     58K 
 2: EX-99.(A)   Miscellaneous Exhibit                                  2±    10K 


EX-99.(A)   —   Miscellaneous Exhibit

EX-99.(A)TOCTopPreviousNextBottomJust 1st
 

EXHIBIT A [ADDITIONAL SIGNATURE PAGE TO JOINT FILING AGREEMENT] AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (1) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (2) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: February 12, 2003 VECTOR LATER-STAGE EQUITY FUND II, L.P. By: Vector Fund Management II, L.L.C. Its: General Partner By: Vector Asset Management, Inc. Its: Managing Member By: /s/ Mark Flower ------------------------------------ Mark Flower, Chief Financial Officer VECTOR LATER-STAGE EQUITY FUND II (QP), L.P. By: Vector Fund Management II, L.L.C. Its: General Partner By: Vector Asset Management, Inc. Its: Managing Member By: /s/ Mark Flower ------------------------------------ Mark Flower, Chief Financial Officer VECTOR FUND MANAGEMENT II, L.L.C. By: Vector Asset Management, Inc. Its: Managing Member By: /s/ Mark Flower ------------------------------------ Mark Flower, Chief Financial Officer /s/ Mark D. Flower --------------------------------------------- Mark D. Flower /s/ D. Theodore Berghorst --------------------------------------------- D. Theodore Berghorst Deborah Berghorst TTEE FBO Berghorst 1998 Dynastic Trust By: /s/ D. Theodore Berghorst ----------------------------------------- D. Theodore Berghorst, Financial Advisor /s/ Barclay A. Phillips --------------------------------------------- Barclay A. Phillips /s/ Douglas B. Reed --------------------------------------------- Douglas B. Reed

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/17/04SC 13G/A
2/12/03
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Filing Submission 0001047469-04-004606   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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