SEC Info - Vector Later Stage Equity Fund LP, et al. - ‘SC 13G/A’ on 2/13/04 re: Lifecell Corp

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Vector Later Stage Equity Fund LP, et al. – ‘SC 13G/A’ on 2/13/04 re: Lifecell Corp

On: Friday, 2/13/04, at 5:13pm ET · Accession #: 1047469-4-4544 · File #: 5-45509

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/04  Vector Later Stage Equity Fund LP SC 13G/A               2:30K  Lifecell Corp                     Merrill Corp/New/FA
          Barclay A. Phillips
          D. Theodore Berghorst
          Douglas Reed
          Peter F. Drake
          Vector Fund Mangement L.P.
          Vsi Advisors, L.L.C.

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership        12     52K 
 2: EX-99.1     Miscellaneous Exhibit                                  2±     8K

SC 13G/A — Amendment to Statement of Beneficial Ownership
Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Certification Identification and Classification of Members of the Group Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Notice of Dissolution of Group Ownership Ownership of Five Percent or Less of A Class Ownership of More Than Five Percent on Behalf of Another Person Vfm Vlsef Vsi
1	1st Page - Filing Submission
9	Item 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
11	Item 4. Ownership
"	Vlsef
"	Vfm
"	Vsi
"	Item 5. Ownership of Five Percent or Less of A Class
"	Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"	Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
"	Item 10. Certification

SC 13G/A 1st Page of 12 TOC ↑Top Previous Next ↓Bottom Just 1st
 
UNITED STATES       
SECURITIES AND EXCHANGE COMMISSION      
Washington, D.C. 20549      

SCHEDULE 13G    

Under the Securities Exchange Act of 1934     
(Amendment No. 3)*      

LifeCell Corporation    
--------------------------------------------------------------------------------
(Name of Issuer)    

Common Stock, $.001 par value   
--------------------------------------------------------------------------------
(Title of Class of Securities)    

531927101   
----------------------------------    
(CUSIP Number)      

December 31, 2003       
--------------------------------------------------------------------------------
     (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this          
Schedule is filed:                                                              

/ / Rule 13d-1(b)                                                     

/ / Rule 13d-1(c)                                                     

/X/ Rule 13d-1(d)                                                     

*The remainder of this cover page shall be filled out for a reporting     
person's initial filing on this form with respect to the subject class of       
securities, and for any subsequent amendment containing information which       
would alter the disclosures provided in a prior cover page.                     

The information required in the remainder of this cover page shall not    
be deemed to be "filed" for the purpose of Section 18 of the Securities         
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that    
section of the Act but shall be subject to all other provisions of the Act      
(however, see the Notes).                                                       

SC 13G/A 2nd Page of 12 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
Vector Later-Stage Equity Fund, L.P.                                  
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
Delaware                                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       0                                          
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       1,911,997 (See Item 4)                     
                            --------------------------------------------------
      (7) Sole Dispositive Power
0       
                            --------------------------------------------------
        (8) Shared Dispositive Power
              1,911,997 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
1,911,997 (See Item 4)                                                
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
7.1%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
PN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 3rd Page of 12 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
Vector Fund Management, L.P.                                          
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
Delaware                                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       0                                          
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       1,911,997 (See Item 4)                     
                            --------------------------------------------------
      (7) Sole Dispositive Power
0       
                            --------------------------------------------------
        (8) Shared Dispositive Power
              1,911,997 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
1,911,997 (See Item 4)                                                
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
7.1%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
PN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 4th Page of 12 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
VSI Advisors, L.L.C.                                                  
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
Delaware                                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       0                                          
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       125,000 (See Item 4)                       
                            --------------------------------------------------
      (7) Sole Dispositive Power
0       
                            --------------------------------------------------
        (8) Shared Dispositive Power
            125,000 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
125,000 (See Item 4)                                                  
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
0.5%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
PN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 5th Page of 12 TOC 1st Previous Next ↓Bottom Just 5th
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
D. Theodore Berghorst                                                 
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
United States of America                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       523,378 (See Item 4)                       
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       2,036,997 (See Item 4)                     
                            --------------------------------------------------
      (7) Sole Dispositive Power
            523,378 (See Item 4)
                            --------------------------------------------------
        (8) Shared Dispositive Power
              2,036,997 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
2,560,375 (See Item 4)                                                
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
9.3%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
IN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 6th Page of 12 TOC 1st Previous Next ↓Bottom Just 6th
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
Peter F. Drake                                                        
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
United States of America                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       44,293 (See Item 4)                        
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       1,911,997 (See Item 4)                     
                            --------------------------------------------------
      (7) Sole Dispositive Power
           44,293 (See Item 4)
                            --------------------------------------------------
        (8) Shared Dispositive Power
              1,911,997 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
1,956,290 (See Item 4)                                                
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
7.2%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
IN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 7th Page of 12 TOC 1st Previous Next ↓Bottom Just 7th
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
Barclay A. Phillips                                                   
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
United States of America                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       15,813 (See Item 4)                        
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       1,911,997 (See Item 4)                     
                            --------------------------------------------------
      (7) Sole Dispositive Power
           15,813 (See Item 4)
                            --------------------------------------------------
        (8) Shared Dispositive Power
              1,911,997 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
1,927,810 (See Item 4)                                                
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
7.1%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
IN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 8th Page of 12 TOC 1st Previous Next ↓Bottom Just 8th
CUSIP No. 531927101                                                             
---------                                                   

------------------------------------------------------------------------------- 
(1) Names of Reporting Persons.                                               
I.R.S. Identification Nos. of above persons (entities only).          
Douglas Reed                                                          
------------------------------------------------------------------------------- 
(2) Check the Appropriate Box if a Member   (a)  /X/                          
of a Group (See Instructions)           (b)  / /                      
------------------------------------------------------------------------------- 
(3) SEC Use Only                                                              

------------------------------------------------------------------------------- 
(4) Citizenship or Place of Organization                                      
United States of America                                              

------------------------------------------------------------------------------- 
Number of Shares             (5) Sole Voting Power                            
Beneficially                       40,163 (See Item 4)                        
Owned by                    --------------------------------------------------
Each Reporting               (6) Shared Voting Power                          
Person With:                       1,911,997 (See Item 4)                     
                            --------------------------------------------------
      (7) Sole Dispositive Power
           40,163 (See Item 4)
                            --------------------------------------------------
        (8) Shared Dispositive Power
              1,911,997 (See Item 4)
------------------------------------------------------------------------------- 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person              
1,952,160 (See Item 4)                                                
------------------------------------------------------------------------------- 
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See      
Instructions)        / /                                              
------------------------------------------------------------------------------- 
(11) Percent of Class Represented by Amount in Row (9)                          
7.2%                                                                  
------------------------------------------------------------------------------- 
(12) Type of Reporting Person (See Instructions)                                
IN                                                                    
------------------------------------------------------------------------------- 

SC 13G/A 9th Page of 12 TOC 1st Previous Next ↓Bottom Just 9th
ITEM 1.                                                                         

(a)   Name of Issuer                                                    
LifeCell Corporation                                        
         ---------------------------------------------------------------------
(b)   Address of Issuer's Principal Executive Offices                   
One Millennium Way                                          
Branchburg, New Jersey  08876                               
         ---------------------------------------------------------------------

ITEM 2.                                                                         

(a)   Name of Person Filing                                             
     This Schedule 13G is being jointly filed by each of the following
     persons pursuant to Rule 13-d(1)(k) promulgated by the Securities
        and Exchange Commission pursuant to Section 13 of the Securities and
        Exchange Act of 1934, as amended (the "Act"): (1) Vector Later-Stage
   Equity fund, L.P., ("VLSEF"); (2) Vector Fund Management, L.P.,
         ("VFM"); (3) VSI Advisors, L.L.C. ("VSI"); (4) D. Theodore Berghorst;
      (5) Peter F. Drake; (6) Barclay A. Phillips; and (7) Douglas Reed.
      Each of the foregoing is hereinafter individually referred to as a
       "Reporting Person" and collectively as the "Reporting Persons." The
        Reporting Persons have entered into a Joint Filing Agreement, a copy
      of which is filed with this Schedule 13G as Exhibit A, pursuant to
          which the Reporting Persons have agreed to file this statement jointly
        in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

   The Reporting Persons may be deemed to constitute a "group" for
   purposes of Section 13(d)(3) of the Act, however, the Reporting
      Persons expressly disclaim that they have agreed to act as a group
other than as described in this Section 13G.                
         ---------------------------------------------------------------------
(b)   Address of Principal Business Office or, if none, Residence:      
The address of the principal business office of each of the 
   Reporting Persons is 1751 Lake Cook Road, Suite 350, Deerfield,
Illinois, 60015.                                            
         ---------------------------------------------------------------------
(c)   Citizenship                                                       
VLSEF and VFM are Delaware limited partnerships and VSI is a
       Delaware limited liability company. D. Theodore Berghorst, Peter F.
 Drake, Barclay A. Phillips and Douglas Reed are United States
citizens.                                                   
         ---------------------------------------------------------------------
(d)   Title of Class of Securities                                      
Common Stock, par value $0.001 per share                    
         ---------------------------------------------------------------------
(e)   CUSIP Number                                                      
531927101                                                   
         ---------------------------------------------------------------------

ITEM 3.  IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR        
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:    

/ / Not applicable                                              
(a) / / Broker or dealer registered under section 15 of the Act         
(15 U.S.C. 78o).                                        

(b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).  

(c) / / Insurance company as defined in section 3(a)(19) of the Act     
(15 U.S.C. 78c).                                        

(d) / / Investment company registered under section 8 of the Investment 
Company Act of 1940 (15 U.S.C. 80a-8).                  

(e) / / An investment adviser in accordance with section                
240.13d-1(b)(1)(ii)(E).                                 

(f) / / An employee benefit plan or endowment fund in accordance with   
section 240.13d-1(b)(1)(ii)(F).                         

(g) / / A parent holding company or control person in accordance with   
section 240.13d-1(b)(1)(ii)(G).                         

(h) / / A savings association as defined in section 3(b) of the Federal 
Deposit Insurance Act (12 U.S.C. 1813).                 

SC 13G/A 10th Page of 12 TOC 1st Previous Next ↓Bottom Just 10th
   (i) / / A church plan that is excluded from the definition of an investment
            company under section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);                                      

(j) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(J).       

This Schedule is not being filed pursuant to Rule 13d-1(b) or Rule 13d-2(b)     
or (c) and therefore, none of the above are applicable.                         

SC 13G/A 11th Page of 12 TOC 1st Previous Next ↓Bottom Just 11th
ITEM 4.  OWNERSHIP                                                              

Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare      
that the filing of this statement shall not be construed as an admission that   
any such person is, for the purposes of Section 13(d) and/or Section 13(g) of   
the Act, the beneficial owner of any securities covered by this statement       
except for otherwise expressly described below.                                 

All ownership percentages of the securities reported herein are based upon      
25,436,490 shares of Common Stock outstanding as of October 23, 2003, as        
disclosed in the Company's Quarterly Report filed on Form 10-Q with the         
Securities and Exchange Commission on October 27, 2003 for the fiscal quarter   
ended September 30, 2003.                                                       

The aggregate amount of beneficially owned securities covered by this           
statement is 2,660,644, which represents 9.6% of the class. The Reporting       
Persons hold such securities as follows:                                        

VLSEF                                                                           

(a) Amount beneficially owned:  VLSEF is the direct owner of 1,911,997 shares   
of Common Stock.  These shares include 271,376 shares Common Stock and  
45,281 shares of Series B Preferred Stock, which are convertible into   
 1,640,621 shares of Common Stock. VLSEF disclaims beneficial ownership of
any other securities covered by this statement.                         

(b) Percent of class:  7.1%                                                     

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: -0-                    
(ii)   Shared power to vote or to direct the vote: 1,911,997            
(iii)  Sole power to dispose or to direct the disposition of: -0-       
 (iv)   Shared power to dispose or to direct the disposition of: 1,911,997

VFM                                                                             

(a) Amount beneficially owned: Dispositive and voting power of securities       
which are beneficially owned by VLSEF is shared by VFM (the general     
partner of VLSEF). For Purposes of Rule 13d-3 of the Act, VFM may be    
deemed to be a beneficial owner of the 1,911,997 shares of Common Stock 
beneficially owned by VLSEF. VFM disclaims beneficial ownership of any  
other securities covered by this statement.                             

(b) Percent of class: 7.1%                                                      

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: -0-                    
(ii)   Shared power to vote or to direct the vote: 1,911,997            
(iii)  Sole power to dispose or to direct the disposition of: -0-       
 (iv)   Shared power to dispose or to direct the disposition of: 1,911,997

VSI                                                                             

(a) Amount beneficially owned:  VSI is the direct owner of Warrants to          
purchase 125,000 shares of Common Stock. VSI disclaims beneficial       
ownership of any other securities covered by this statement.            

(b) Percent of class:  0.5%                                                     

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: -0-                    
(ii)   Shared power to vote or to direct the vote: 125,000              
(iii)  Sole power to dispose or to direct the disposition of: -0-       
(iv)   Shared power to dispose or to direct the disposition of: 125,000 

D. THEODORE BERGHORST                                                           

(a) Amount beneficially owned: D. Theordore Berghorst is a direct beneficial    
 owner of and has sole dispositive and voting power over 523,378 shares of
Common Stock. These shares include 133,485 shares of Common Stock and   
10,761 shares of Series B Preferred Stock, which are convertible into   
389,893 shares of Common Stock. Also, by virtue of D. Theodore Berghorst
being an officer and director of VFM (the general partner of VLSEF) and 
 the managing member of VSI, for purposes of Rule 13d-3 of the Act, he may
be deemed to be a beneficial owner of the 2,036,997 shares of Common    
Stock beneficially owned by VLSEF, VFM and VSI. D. Theodore Berghorst   
disclaims beneficial ownership of any other securities covered by this  
statement.                                                              

(b) Percent of class: 9.3%                                                      

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: 523,378                
(ii)   Shared power to vote or to direct the vote: 2,036,997            
(iii)  Sole power to dispose or to direct the disposition of: 523,378   
 (iv)   Shared power to dispose or to direct the disposition of: 2,036,997

PETER F. DRAKE                                                                  

(a) Amount beneficially owned: Peter F. Drake is a direct beneficial owner of   
and has sole dispositive and voting power over 44,293 shares of Common  
 Stock. These shares include 6,286 shares of Common Stock and 1,049 shares
of Series B Preferred Stock, which are convertible into 38,007 shares of
Common Stock. Also, by virtue of Peter F. Drake being an officer and    
director of VFM (the general partner of VLSEF), for purposes of Rule    
 13d-3 of the Act, he may be a beneficial owner of the 1,911,997 shares of
Common Stock beneficially owned by VLSEF and VFM. Peter F. Drake        
disclaims beneficial ownership of any other securities covered by this  
statement.                                                              

(b) Percent of class: 7.2%                                                      

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: 44,293                 
(ii)   Shared power to vote or to direct the vote: 1,911,997            
(iii)  Sole power to dispose or to direct the disposition of: 44,293    
 (iv)   Shared power to dispose or to direct the disposition of: 1,911,997

BARCLAY A. PHILLIPS                                                             

(a) Amount beneficially owned: Barclay A. Phillips is a direct beneficial       
owner of and has sole dispositive and voting power over 15,813 shares of
Common Stock. These shares include 6,320 shares of Common Stock and 262 
shares of Series B Preferred Stock, which are convertible into 9,493    
shares of Common Stock. Also, by virtue of Barclay A. Phillips being a  
  director of VFM (the general partner of VLSEF), for purposes of Rule 13d-3
of the Act, he may be a beneficial owner of the 1,911,997 shares of     
Common Stock beneficially owned by VLSEF and VFM. Barclay A. Phillips   
disclaims beneficial ownership of any other securities covered by this  
statement.                                                              

(b) Percent of class: 7.1%                                                      

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: 15,813                 
(ii)   Shared power to vote or to direct the vote: 1,911,997            
(iii)  Sole power to dispose or to direct the disposition of: 15,813    
 (iv)   Shared power to dispose or to direct the disposition of: 1,911,997

DOUGLAS REED                                                                    

(a) Amount beneficially owned: Douglas Reed is a direct beneficial owner of     
and has sole dispositive and voting power over 40,163 shares of Common  
Stock. These shares include 30,670 shares of Common Stock and 262 shares
of Series B Preferred Stock, which are convertible into 9,493 shares of 
Common Stock. Also, by virtue of Douglas Reed being a director of VFM   
 (the general partner of VLSEF), for purposes of Rule 13d-3 of the Act, he
may be a beneficial owner of the 1,911,997 shares of Common Stock       
beneficially owned by VLSEF and VFM. Douglas Reed disclaims beneficial  
ownership of any other securities covered by this statement.            

(b) Percent of class: 7.2%                                                      

(c) Number of shares as to which such person has:                               

(i)    Sole power to vote or to direct the vote: 40,163                 
(ii)   Shared power to vote or to direct the vote: 1,911,997            
(iii)  Sole power to dispose or to direct the disposition of: 40,163    
 (iv)   Shared power to dispose or to direct the disposition of: 1,911,997

ITEM 5.  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS                           

If this statement is being filed to report the fact that as of the date 
hereof the reporting person has ceased to be the beneficial owner of more       
than five percent of the class of securities, check the following.  / /         

ITEM 6.  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON        

See response to Item 4.                                                         

ITEM 7.  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED     
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY  

Not applicable.                                                                 

ITEM 8.  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP              

Not applicable.                                                                 

ITEM 9.  NOTICE OF DISSOLUTION OF GROUP                                         

Not applicable.                                                                 

ITEM 10. CERTIFICATION                                                          

Not applicable.                                                                 

SC 13G/A Last Page of 12 TOC 1st Previous Next ↓Bottom Just 12th
SIGNATURE     

After reasonable inquiry and to the best of our knowledge and belief, the       
undersigned certify that the information set forth in this statement is true,   
complete and correct.                                                           

Date:  September 29, 2003                                                       

Vector Later-Stage Equity Fund, L.P.            

By:   Vector Fund Management, L.P.              
Its:  General Partner                           

By:   Vector Asset Management, Inc.             
Its:  General Partner                           

By: /s/ Mark Flower                             
     ---------------------------------------------
Mark Flower, Chief Financial Officer    

Vector Fund Management, L.P.                    

By:   Vector Asset Management, Inc.             
Its:  General Partner                           

By: /s/ Mark Flower                             
     ---------------------------------------------
Mark Flower, Chief Financial Officer    

VSI Advisors, LLC                               

By: /s/ D. Theodore Berghorst                   
     ---------------------------------------------
D. Theodore Berghorst, Managing Member  

/s/ D. Theodore Berghorst               
     ---------------------------------------------
D. Theodore Berghorst           

/s/ Peter F. Drake                      
     ---------------------------------------------
Peter F. Drake                  

/s/ Barclay A. Phillips                 
     ---------------------------------------------
Barclay A. Phillips             

/s/ Douglas Reed                        
     ---------------------------------------------
Douglas Reed

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/13/04			SC 13G/A
	12/31/03	1		10-K, 4
	10/27/03	11		10-Q
	10/23/03	11
	9/30/03	11		10-Q
	9/29/03	12		SC 13G/A
				List all Filings

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Filing Submission 0001047469-04-004544 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Vector Later Stage Equity Fund LP, et al. – ‘SC 13G/A’ on 2/13/04 re: Lifecell Corp

On: Friday, 2/13/04, at 5:13pm ET · Accession #: 1047469-4-4544 · File #: 5-45509

Previous ‘SC 13G’: ‘SC 13G/A’ on 9/29/03 · Next: ‘SC 13G’ on 2/14/05 · Latest: ‘SC 13G/A’ on 3/12/07

Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

SC 13G/A — Amendment to Statement of Beneficial OwnershipDocument Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

SC 13G/A — Amendment to Statement of Beneficial Ownership
Document Table of Contents