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As Of Filer Filing For·On·As Docs:Size Issuer Agent 12/08/04 Iteris, Inc. 8-A12B 2:46K Merrill Corp/New/FA |
Document/Exhibit Description Pages Size 1: 8-A12B Registration of a Class of Securities HTML 36K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 20K
Exhibit 4.1
| See reverse for certain restrictions, rights and definitions and certain instructions on how to obtain a statement of the rights, preferences, privileges and restrictions granted to or imposed upon each class or series of shares. | ||||
| NUMBER | SHARES | |||
| ITERIS, INC. | ||||
| INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE | ||||
| COMMON STOCK | CUSIP 46564T 10 7 | |||
This Certifies that
is the record holder of
FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $.10 PAR VALUE, OF
ITERIS, INC.
transferable on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
Dated:
| /s/ JAMES S. MIELE | [SEAL] | /s/ GREGORY A. MINER | ||
| SECRETARY | CHAIRMAN |
| COUNTERSIGNED AND REGISTERED: | ||
| U.S. STOCK TRANSFER CORPORATION (GLENDALE, CALIFORNIA) |
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| TRANSFER AGENT AND REGISTRAR |
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| BY | ||
| AUTHORIZED SIGNATURE |
ITERIS, INC.
This certificate also evidences and entitles the holder hereof to certain rights as set forth in an Amended Restated Rights Agreement between Iteris, Inc. and U.S. Stock Transfer Corporation, dated as of May 10, 2004 (the "Rights Agreement"), the terms of which are hereby incorporated herein by reference and a copy of which is on file at the principal executive offices of Iteris, Inc. Under certain circumstances, as set forth in the Rights Agreement, such Rights will be evidenced by separate certificates and will no longer be evidenced by this certificate. Iteris, Inc. will mail to the holder of this certificate a copy of the Rights Agreement without charge after receipt of a written request therefor. Under certain circumstances, as set forth in the Rights Agreement, Rights issued to any Person who becomes an Acquiring Person (as defined in the Rights Agreement), whether currently held by or on behalf of such person or by any subsequent holder, may become null and void.
The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional, or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be made to the Corporation's Secretary at the principal office of the Corporation.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
| TEN COM | — | as tenants in common | UNIF GIFT MIN ACT | — | Custodian | |||||||||
| TEN ENT | — | as tenants by the entireties | (Cust) | (Minor) | ||||||||||
| JT TEN | — | as joint tenants with right of survivorship and not as tenants in common | under Uniform Gifts to Minors Act (State) |
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UNIF TRF MIN ACT |
— |
Custodian (until age ) |
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| (Cust) | (Minor) | |||||||||||||
| under Uniform Transfers to Minors Act (State) |
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Additional abbreviations may also be used though not in the above list
FOR VALUE RECEIVED, hereby sell, assign and transfer unto
| PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE |
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) |
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| |
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Shares |
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| of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint | ||||
| |
Attorney | |||
| to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. | ||||
Dated |
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X |
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X |
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THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. |
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Signature(s) Guaranteed: |
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| By | ||||
| THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS, AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. | ||||
KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.
| This ‘8-A12B’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 12/8/04 | 4/A | ||
| 5/10/04 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/29/23 Iteris, Inc. 10-K 3/31/23 86:8.1M Workiva Inc Wde… FA01/FA 6/01/22 Iteris, Inc. 10-K 3/31/22 104:11M Workiva Inc Wde… FA01/FA 11/12/21 Iteris, Inc. S-8 11/12/21 3:88K Toppan Merrill/FA 7/30/21 Iteris, Inc. S-3/A 2:65K Toppan Merrill/FA 6/08/21 Iteris, Inc. S-3 4:799K Toppan Merrill/FA 6/07/21 Iteris, Inc. 10-K/A 3/31/21 104:11M Workiva Inc Wde… FA01/FA 6/01/21 Iteris, Inc. 10-K 3/31/21 107:16M 12/22/20 Iteris, Inc. S-8 12/22/20 3:91K |