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Clifford Swan Investment Counsel LLC – ‘13F-NT’ for 6/30/01

As of: Tuesday, 8/14/01 · For: 6/30/01 · Accession #: 1034642-1-500008 · File #: 28-06208

  As Of               Filer                 Filing    For·On·As Docs:Size

 8/14/01  Clifford Associates LLC           13F-NT      6/30/01    1:13K

Quarterly Holdings Notice by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-NT      Form 13F for the Quarter Ended 6/30/01                 5±    33K 

13F-NT 1st “Page” of 3 TOC ↑Top Previous Next ↓Bottom Just 1st
 
FORM 13F                                                                        
FORM 13F COVER PAGE                                                             

Report for the Calendar Year or Quarter Ended:  June 30, 2001                   

Check here if Amendment [ ]; Amendment Number:                                  
This Amendment (Check only one.):       [ ] is a restatement.                   
                                              [ ] adds new holdings entries.

Institutional Investment Manager filing this report:                            

Name:           Clifford Associates, LLC                                        
Address:        200 South Los Robles Avenue                                     
Suite 320                                       
Pasadena, California  91101                     

13F File Number:        28-6208-3                                               

The institutional investment manager filling this report and the person by whom 
it is signed hereby represent that the person signing the report is authorized  
to submit it, that all information contained herein is true, correct and        
complete, and that it is understood that all required items, statements,        
schedules, lists, and tables, are considered integral parts of this form.       

Person signing this report on behalf of reporting manager:                      

Name:           Peter J. Boyle                                                  
Title:  Principal                                                               
Phone:  626-792-2228                                                            
Signature, Place, and Date of Signing:                                          
PETER J. BOYLE  Pasadena, California    August 10, 2001                         

Report Type (check only one.):                                                  

[ X ]   13 F HOLDINGS REPORT.                                                   

[   ]   13 F NOTICE.                                                            

[   ]   13 F COMBINATION REPORT.                                                

List of Other Managers Reporting for this Manager:                              

13F-NT 2nd “Page” of 3 TOC 1st Previous Next ↓Bottom Just 2nd
FORM 13 F SUMMARY PAGE                                                          

Report Summary:                                                                 

Number of Other Included Managers:                      0                       

Form 13 F Information Table Entry Total:                202                     

Form 13 F Information Table Value Total:                $376,770                

List of Other Included Managers:                                                

13F-NT Last “Page” of 3 TOC 1st Previous Next ↓Bottom Just 3rd
                                                        [Enlarge/Download Table]
                                                                  FORM 13F INFORMATION TABLE                                        
                                                           VALUE   SHARES/  SH/ PUT/ INVSTMT    OTHER          VOTING AUTHORITY     
        NAME OF ISSUER          TITLE OF CLASS    CUSIP   (x$1000) PRN AMT  PRN CALL DSCRETN   MANAGERS     SOLE    SHARED    NONE  
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
                                                                                                                                    
Endowments Growth & Income Por COM              29264q102      702    54441 SH       SOLE                    54441                  
Growth Fd of America Inc.      COM              399874106     1080    42404 SH       SOLE                    42404                  
Harbor Capital Appreciation Fu COM              411511504     1731    55697 SH       SOLE                    53469              2228
Investment Co. of America Del  COM              461308108     2574    85444 SH       SOLE                    83578              1867
Salomon Brothers Fund Inc      COM              795477108      360    24167 SH       SOLE                    24167                  
Schwab 1000 Select             COM              808517809      913    26717 SH       SOLE                    26717                  
Scudder Capital Growth Fund-S  COM              460965825      288     5758 SH       OTHER   01                                 5758
Scudder Global Discovery Fund  COM              811150408        4      152 SH       SOLE                      152                  
                                                               427    16473 SH       OTHER   01                                16473
Scudder Growth And Income Fund COM              811167105      882    39362 SH       OTHER   01                                39362
Scudder Large Company Growth F COM              460965700       14      508 SH       SOLE                                        508
                                                              1286    45305 SH       OTHER   01                                45305
Scudder Large Company Value Fu COM              920390507        3       96 SH       SOLE                       96                  
                                                              2150    80282 SH       OTHER   01                                80282
Scudder Small Company Value Fu COM              811196203      217    10122 SH       OTHER   01                                10122
Vanguard REIT Index            COM              921908703     1636   131918 SH       SOLE                   131918                  
Washington Mut Inv Fd          COM              939330106      434    14730 SH       SOLE                    12957              1773
Europacific Growth Fund        COM              298706102      586    20021 SH       SOLE                    20021                  
Scudder International Fund     COM              811165109     1082    25798 SH       OTHER   01                                25798
Non-US Equity Fund for Tax-Exe                  458372109      958    44000 SH       SOLE                                      44000
U.S. Equity Fund for Tax Exemp                                1908    63576 SH       SOLE                                      63576
U.S. Small Cap Fund for Tax-Ex                                1521    61467 SH       SOLE                                      61467
AOL Time Warner Inc.           COM              00184A105      664    12535 SH       SOLE                     2035             10700
                                                                32      600 SH       OTHER   01                100               500
AT&T Corp.                     COM              001957109      246    11192 SH       SOLE                     3804              7388
                                                                 1       50 SH       OTHER   01                 50                  
Abbott Laboratories            COM              002824100     7325   152609 SH       SOLE                    83803             68806
                                                               607    12650 SH       OTHER   01               4800              4250
Agilent Technologies           COM              00846U101     1085    33378 SH       SOLE                    20516     1237    12348
                                                               239     7360 SH       OTHER   01               2649              3949
Albertson's, Inc.              COM              013104104     1475    49167 SH       SOLE                    28665             20502
                                                               326    10855 SH       OTHER   01               6850              4005
American Express Co.           COM              025816109      630    16238 SH       SOLE                     8340              7898
                                                                52     1350 SH       OTHER   01               1350                  
American Home Prod.            COM              026609107     1229    20922 SH       SOLE                     6300             14622
                                                              1045    17795 SH       OTHER   01               7200              8995
American Intl Group            COM              026874107      484     5693 SH       SOLE                     4972               721
Amgen, Inc.                    COM              031162100     1062    17500 SH       SOLE                    13530              3970
                                                               264     4350 SH       OTHER   01               2850              1500
Andrew Corp.                   COM              034425108     1321    71580 SH       SOLE                    43655     1700    26525
                                                               582    31550 SH       OTHER   01              10000             21550
Anheuser-Busch Cos., Inc.      COM              035229103     1830    44416 SH       SOLE                    26700      800    16916
                                                               680    16500 SH       OTHER   01               9600              2900
Automatic Data Proc.           COM              053015103     4984   100282 SH       SOLE                    73257     8450    21625
                                                               669    13468 SH       OTHER   01               2018             11450
Avery Dennison Corp.           COM              053611109     5872   115028 SH       SOLE                    79163     3525    34590
                                                               682    13355 SH       OTHER   01               2105              9650
BP Plc - Spons ADR             COM              055622104     5712   114574 SH       SOLE                    98573     1594    14407
                                                               808    16202 SH       OTHER   01               7562              8640
Bank of America Corp.          COM              060505104      514     8564 SH       SOLE                     3267              5297
Bank of New York               COM              064057102     7990   166462 SH       SOLE                   129717     4800    36445
                                                              1118    23297 SH       OTHER   01               7887             14710
Baxter Intl Inc.               COM              071813109      253     5000 SH       SOLE                                       5000
                                                                45      892 SH       OTHER   01                892                  
Bentley Pharmaceuticals Inc    COM              082657107       71    12000 SH       SOLE                    12000                  
Berkshire Hathaway A           COM              084670108     1874       27 SH       SOLE                       27                  
Berkshire Hathaway B           COM              084670207     1587      690 SH       SOLE                      680                10
                                                                14        6 SH       OTHER   01                                    6
Bristol-Myers Squibb Company   COM              110122108     7880   150673 SH       SOLE                    96172     6274    55351
                                                              1773    33910 SH       OTHER   01              11175             22735
COMPAQ Computer                COM              204493100     4464   291408 SH       SOLE                   227948     7600    60910
                                                               464    30298 SH       OTHER   01              14800             15498
Casey's General Stores         COM              147528103     1641   126265 SH       SOLE                   108335             17930
                                                                43     3345 SH       OTHER   01               3345                  
Cedar Fair L.P.                COM              150185106      541    23780 SH       SOLE                    23780                  
Chevron Corporation            COM              166751107     2984    32971 SH       SOLE                    20681     1100    11590
                                                               449     4962 SH       OTHER   01               4632               330
Chiron Corp.                   COM              170040109      495     9708 SH       SOLE                     9708                  
Cintas Corp.                   COM              172908105     4792   103605 SH       SOLE                    81468     4000    19987
                                                               225     4857 SH       OTHER   01               2807              2050
Cisco Systems, Inc.            COM              17275R102     2254   123844 SH       SOLE                   121944              2400
                                                                76     4200 SH       OTHER   01               2000              2200
Clorox Company                 COM              189054109     6621   195592 SH       SOLE                   131651    10030    63691
                                                              1259    37185 SH       OTHER   01               5345             29840
Coca-Cola Company              COM              191216100      661    14685 SH       SOLE                    14685                  
                                                                16      363 SH       OTHER   01                                  363
Colgate-Palmolive Co.          COM              194162103     5812    98525 SH       SOLE                    72795     3700    24130
                                                               281     4766 SH       OTHER   01               2116              2650
Comerica Inc.                  COM              200340107      228     3951 SH       SOLE                                       3951
Corning Inc.                   COM              219350105      308    18419 SH       SOLE                     7470             16349
                                                               150     8950 SH       OTHER   01               7950              1000
Costco Wholesale Corp.         COM              22160K105     7349   178892 SH       SOLE                   119019     9450    54223
                                                              1072    26099 SH       OTHER   01               6090             18909
Disney Co., Walt               COM              254687106      396    13711 SH       SOLE                     2470     2750     9091
Du Pont E I De Nemours         COM              263534109      230     4769 SH       SOLE                      255      533     3981
                                                                10      200 SH       OTHER   01                200                  
EMC Corporation                COM              268648102     1032    35266 SH       SOLE                    22281             13385
                                                               129     4400 SH       OTHER   01                                 4400
Ecolab, Inc.                   COM              278865100     2193    53523 SH       SOLE                    44438      900     8985
                                                                86     2095 SH       OTHER   01               1195               900
Emerson                        COM              291011104     1627    26888 SH       SOLE                    19475              9213
                                                               368     6085 SH       OTHER   01                500              2385
ExxonMobil Corporation         COM              30231G102    14716   168477 SH       SOLE                   116452     4291    51996
                                                              2427    27789 SH       OTHER   01               8837             18152
Fannie Mae                     COM              313586109      716     8423 SH       SOLE                     6498              1925
                                                                18      215 SH       OTHER   01                215                  
First Data Corp.               COM              319963104    10939   169991 SH       SOLE                   127791     5875    39425
                                                              1653    25695 SH       OTHER   01               7125             18570
Freddie Mac                    COM              313400301      209     3070 SH       SOLE                     2970               100
General Electric Co.           COM              369604103    19789   405921 SH       SOLE                   278441    12705   127830
                                                              2777    56958 SH       OTHER   01              13895             38913
Gillette Co.                   COM              375766102     2448    84430 SH       SOLE                    66860     5500    15270
                                                               116     4000 SH       OTHER   01                600              3400
Grainger Inc., W.W.            COM              384802104      714    17335 SH       SOLE                     8710              8625
                                                                31      750 SH       OTHER   01                400               350
Harley-Davidson                COM              412822108      377     8000 SH       OTHER   01               8000                  
Heinz, H J Company             COM              423074103     1604    39225 SH       SOLE                    10175             29050
                                                                43     1050 SH       OTHER   01                                 1050
Hewlett-Packard Co.            COM              428236103     4995   174637 SH       SOLE                   103427     8132    66878
                                                              1002    35044 SH       OTHER   01              12424             19620
Home Depot, Inc.               COM              437076102     6003   128960 SH       SOLE                   128285      675         
                                                               348     7470 SH       OTHER   01               7425                45
Illinois Tool Works Inc.       COM              452308109     4986    78770 SH       SOLE                    59784      625    18861
                                                              1197    18913 SH       OTHER   01               5150             12563
Intel Corp.                    COM              458140100     9053   309488 SH       SOLE                   238608     9875    67530
                                                               824    28165 SH       OTHER   01              10090             17075
International Bus Mach         COM              459200101     2474    21897 SH       SOLE                     8407     2372    11118
                                                               367     3250 SH       OTHER   01                150              3100
Johnson & Johnson              COM              478160104    10780   215598 SH       SOLE                   163946     6500    47952
                                                               645    12905 SH       OTHER   01               1995             10910
Johnson Controls Inc.          COM              478366107     7957   109797 SH       SOLE                    84162     1550    24785
                                                               971    13405 SH       OTHER   01               2150              9905
Kimberly-Clark Corp.           COM              494368103     7122   127412 SH       SOLE                    87151     5550    38411
                                                              1644    29416 SH       OTHER   01               8426             20990
Kroger Co.                     COM              501044101      277    11096 SH       SOLE                    11096                  
Lowe's Companies               COM              548661107    11829   163044 SH       SOLE                    99623     7950    59321
                                                              2424    33415 SH       OTHER   01               5840             25075
Lucent Technologies            COM              549463107      534    86000 SH       SOLE                    68178     3696    17122
                                                                 9     1450 SH       OTHER   01               1450                  
MacDermid Inc.                 COM              554273102      303    16848 SH       SOLE                    16848                  
Marsh & McLennan Companies     COM              571748102     1401    13870 SH       SOLE                     9025      600     4245
                                                               856     8475 SH       OTHER   01                675              7800
May Department Stores          COM              577778103     1117    32610 SH       SOLE                    31448              1162
McDonald's Corp.               COM              580135101      721    26662 SH       SOLE                    21830              4832
                                                               117     4316 SH       OTHER   01                                 4316
Merck & Co., Inc.              COM              589331107     7442   116438 SH       SOLE                    86869     4330    28040
                                                              1213    18980 SH       OTHER   01               2305             15275
Microsoft Corp.                COM              594918104     8758   119966 SH       SOLE                    92718     3658    25365
                                                               885    12123 SH       OTHER   01               3183              8940
Minerals Technologies Inc.     COM              603158106     1704    39707 SH       SOLE                    36247              3460
Minnesota Mng & Mfg.           COM              604059105      594     5204 SH       SOLE                      412              4792
                                                               152     1330 SH       OTHER   01                200              1130
Motorola Inc.                  COM              620076109      186    11220 SH       SOLE                     2670              8550
                                                                15      900 SH       OTHER   01                900                  
Neoforma.Com Inc.              COM              640475109       10    12000 SH       OTHER   01              12000                  
Newell Rubbermaid, Inc.        COM              651229106      375    14925 SH       SOLE                    13125              1800
Northrop Grumman Corp.         COM              666807102      593     7400 SH       SOLE                     7400                  
Oracle Systems                 COM              68389X105     4142   218003 SH       SOLE                   141901     8850    71102
                                                               842    44305 SH       OTHER   01              14035             28270
PPG Industries, Inc.           COM              693506107      888    16901 SH       SOLE                    10950              7951
                                                               193     3675 SH       OTHER   01               1600              2075
PepsiCo Inc.                   COM              713448108     7490   169447 SH       SOLE                    92042    10850    73005
                                                              1583    35823 SH       OTHER   01               8940             26883
Pfizer, Inc.                   COM              717081103     4958   123788 SH       SOLE                   101675      748    22165
                                                               428    10685 SH       OTHER   01               2545              8140
Philip Morris Cos Inc.         COM              718154107     1365    26900 SH       SOLE                     7200             19700
                                                                91     1800 SH       OTHER   01                                 1800
Procter & Gamble Co.           COM              742718109      404     6328 SH       SOLE                     3868              2460
                                                                45      700 SH       OTHER   01                700                  
Protective Life Corp.          COM              743674103     1274    37065 SH       SOLE                    26500             10565
                                                                32      930 SH       OTHER   01                805               125
Raytheon Company               COM              755111101      250     9400 SH       SOLE                     1400              8000
Reddi Brake Supply Cp          COM                               0    10000 SH       SOLE                    10000                  
Reebok International Ltd       COM              758110100      250     7800 SH       SOLE                     7800                  
Roche Dividend Right Cert      COM                            1369    19000 SH       SOLE                    19000                  
Royal Dutch Petroleum Co.      COM              780257804     2336    40090 SH       SOLE                    22500     2300    16090
                                                               350     6000 SH       OTHER   01               2000              4000
S&P 500 Depository Receipt     COM              78462F103     1864    15200 SH       SOLE                    15200                  
SBC Communications             COM              78387G103     5585   139417 SH       SOLE                    88917     7641    48213
                                                               787    19640 SH       OTHER   01               5655             12185
SYSCO Corp.                    COM              871829107     8764   322811 SH       SOLE                   210048    11450   107413
                                                              1776    65428 SH       OTHER   01              28708             32720
Sara Lee Corp.                 COM              803111103      110     5800 SH       SOLE                     5800              3600
                                                               120     6350 SH       OTHER   01               2350              4000
Schering Plough Corp.          COM              806605101      851    23485 SH       SOLE                    10985             12500
Schlumberger Ltd               COM              806857108     4925    93538 SH       SOLE                    67866     5180    22662
                                                               218     4148 SH       OTHER   01                905              3243
Sigma-Aldrich Corp.            COM              826552101      480    12425 SH       SOLE                     8525              3900
Sovran Self Storage            COM              84610H108      844    30832 SH       SOLE                    30832                  
Sun Microsystems Inc.          COM              866810104      114     7255 SH       SOLE                     6950               305
                                                                79     5000 SH       OTHER   01                                 5000
THQ, Inc.                      COM              872443403      218     3650 SH       SOLE                     3650                  
Tektronix Inc.                 COM              879131100     2892   106510 SH       SOLE                    65960     5900    37850
                                                               130     4800 SH       OTHER   01                                 4800
Texaco Inc.                    COM              881694103      335     5022 SH       SOLE                     2022              3000
Transocean Sedco Forex Inc.    COM              2821287        422    10223 SH       SOLE                     8174      273     2049
                                                                 2       58 SH       OTHER   01                 58                  
Tyco International Ltd New     COM              902124106      211     3874 SH       SOLE                     2974               900
UST Inc.                       COM              902911106      722    25000 SH       SOLE                     6000             19000
United Parcel Service          COM              911312106      662    11455 SH       SOLE                     9589      150     1766
                                                                45      775 SH       OTHER   01                                  775
Verizon Comm.                  COM              92343V104      309     5776 SH       SOLE                     4638              1138
                                                                33      610 SH       OTHER   01                610                  
Vodafone Group Plc             COM              92857W100     6260   280079 SH       SOLE                   186091    14938    89588
                                                              1433    64135 SH       OTHER   01              14405             45230
Wal-Mart Stores, Inc.          COM              931142103     1587    32520 SH       SOLE                    19020             13500
                                                                15      300 SH       OTHER   01                                  300
Walgreen Co.                   COM              931422109     4413   128052 SH       SOLE                   124552              3500
                                                                18      525 SH       OTHER   01                525                  
Wells Fargo & Co.              COM              949746101     8625   185765 SH       SOLE                   146929     1050    38036
                                                              1057    22765 SH       OTHER   01               7000             15765
Pacific Liberty Bank           COM              694470105       80 10000.00 SH       SOLE                 10000.00

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Dates Referenced Herein

		Referenced-On Page
This ‘13F-NT’ Filing	Date	First	Last	Other Filings

Filed on:	8/14/01			None on these Dates
	8/10/01	1
For Period end:	6/30/01	1
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Filing Submission 0001034642-01-500008 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Clifford Swan Investment Counsel LLC – ‘13F-NT’ for 6/30/01

As of: Tuesday, 8/14/01 · For: 6/30/01 · Accession #: 1034642-1-500008 · File #: 28-06208

Quarterly Holdings Notice by a Money Manager — Form 13FFiling Table of Contents

Dates Referenced Herein

Quarterly Holdings Notice by a Money Manager — Form 13F
Filing Table of Contents