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BioRestorative Therapies, Inc. – ‘S-1/A’ on 4/12/24

On:  Friday, 4/12/24, at 4:53pm ET   ·   Accession #:  1021771-24-99   ·   File #:  333-278488

Previous ‘S-1’:  ‘S-1’ on 4/3/24   ·   Latest ‘S-1’:  This Filing   ·   14 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/12/24  BioRestorative Therapies, Inc.    S-1/A                  1:86K                                    Certilman Balin … LLP/FA

Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No. 1                                     HTML     85K 


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 C: 


As filed with the Securities and Exchange Commission on April 12, 2024
 
Registration No. 333-278488
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
FORM S-1/A
(Amendment No. 1)
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
 
 
BIORESTORATIVE THERAPIES, INC.
(Exact name of registrant as specified in its charter)
 

Nevada
 
 8099
 
30-1341024
(State or other jurisdiction of
 
 (Primary Standard Industrial
 
(I.R.S. Employer
incorporation or organization)
 
 Classification Code Number)
 
Identification Number)
 
40 Marcus Drive, Suite One
Melville, New York 11747
(631) 760-8100
 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
 
Lance Alstodt, President and Chief Executive Officer
BioRestorative Therapies, Inc.
40 Marcus Drive, Suite One
Melville, New York 11747
(631) 760-8100
 (Name, address, including zip code, and telephone number, including area code, of agent for service)
 
 
 With a copy to:
 
Fred Skolnik, Esq.
Certilman Balin Adler & Hyman, LLP
90 Merrick Avenue
East Meadow, New York 11554
(516) 296-7048
  
  
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement
 
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. [X]
 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [  ]
 
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [  ]
 
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [  ]
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 
Large accelerated filer [  ]
Accelerated filer [  ]
 
 
 
 
Non-accelerated filer [X]
Smaller reporting company [X]
 
 
 
 
 
Emerging growth company [  ]
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. [  ]

The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.



EXPLANATORY NOTE
This Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-1 of BioRestorative Therapies, Inc. (File No. 333-278488) (the “Registration Statement”) is being filed as an exhibit-only filing to include Exhibits 3.1, 3.2, 3.3, 10.1 through 10.46 and 21.1 (each incorporated by reference as indicated herein). Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement and the signature page to the Registration Statement. The prospectus and the balance of Part II of the Registration Statement are unchanged and have been omitted.

Item 16. Exhibits.

Exhibit
Number

Exhibit Description
 

 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 
 

 

 

 
 

 

 

 
 

 ________________________
*Previously filed.


SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Amendment No. 1 to registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Melville, New York, on April 12, 2024.
  
BIORESTORATIVE THERAPIES, INC.
 
 
 
By:
 
 
 
 
President, Chief Executive Officer and Chairman of the Board
 
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
 
Signature
 
Title
 
Date
 
 
 
 
 
 
President, Chief Executive Officer and Chairman of the Board (Principal Executive Officer)
 
 
 
 
 
 
 
 
*
 
Vice President, Research and Development, Secretary and Director
 
Francisco Silva
 
 
 
 
 
 
 
*
 
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
 
Robert E. Kristal
 
         
*
 
Director
 
Nickolay Kukekov
 
 
 
 
 
 
 
*
 
Director
 
Patrick F. Williams
 
         
*
 
Director
 
David Rosa
 
         
*By: /s/ Lance Alstodt
       
Attorney-In-Fact
       


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-1/A’ Filing    Date    Other Filings
Filed on:4/12/24None on these Dates
 List all Filings 


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/03/24  BioRestorative Therapies, Inc.    S-1                    4:339K                                   Certilman Balin … LLP/FA
 4/01/24  BioRestorative Therapies, Inc.    10-K       12/31/23   80:9M                                     M2 Compliance LLC/FA
 2/08/24  BioRestorative Therapies, Inc.    8-K:1,3,8,9 2/06/24   15:507K                                   Certilman Balin … LLP/FA
 4/14/23  BioRestorative Therapies, Inc.    8-K:1,9     4/14/23   12:627K                                   M2 Compliance LLC/FA
 3/27/23  BioRestorative Therapies, Inc.    10-K       12/31/22   79:7.4M                                   M2 Compliance LLC/FA
 1/05/23  BioRestorative Therapies, Inc.    8-K:3,9    12/29/22   16:27M                                    Certilman Balin … LLP/FA
 3/30/22  BioRestorative Therapies, Inc.    10-K       12/31/21   92:16M                                    M2 Compliance LLC/FA
11/08/21  BioRestorative Therapies, Inc.    8-K:1,5,7,911/04/21   14:14M                                    Certilman Balin … LLP/FA
 3/19/21  BioRestorative Therapies, Inc.    8-K:5,9     3/18/21    8:492K                                   Certilman Balin … LLP/FA
 3/18/21  BioRestorative Therapies, Inc.    10-K       12/31/19   81:8.9M                                   M2 Compliance LLC/FA
 3/29/19  BioRestorative Therapies, Inc.    10-K       12/31/18   94:8.6M                                   M2 Compliance LLC/FA
 3/30/16  BioRestorative Therapies, Inc.    10-K       12/31/15   73:9.3M                                   Toppan Merrill/FA
 8/29/14  BioRestorative Therapies, Inc.    8-K:1,2,3,9 8/26/14    2:318K                                   Certilman Balin … LLP/FA
 4/16/12  BioRestorative Therapies, Inc.    10-K       12/31/11   46:4.4M                                   Toppan Merrill/FA
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Filing Submission 0001021771-24-000099   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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