SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Silva Francisco – ‘4’ for 4/8/24 re: BioRestorative Therapies, Inc.

On:  Wednesday, 4/10/24, at 5:16pm ET   ·   For:  4/8/24   ·   As:  Director and Officer   ·   Accession #:  1021771-24-91   ·   File #:  1-37603

Previous ‘4’:  ‘4’ on 3/20/24 for 3/18/24   ·   Latest ‘4’:  This Filing

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/10/24  Silva Francisco                   4          Dir.,Off.   1:14K  BioRestorative Therapies, Inc.    Certilman Balin … LLP/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     14K 
                Securities by an Insider -- form4.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/8/24
Issuer:
Issuer CIK:  1505497
Issuer Name:  BioRestorative Therapies, Inc.
Issuer Trading Symbol:  BRTX
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1527241
Owner Name:  Silva Francisco
Reporting Owner Address:
Owner Street 1:  C/O BIORESTORATIVE THERAPIES, INC.
Owner Street 2:  40 MARCUS DRIVE
Owner City:  MELVILLE
Owner State:  NY
Owner ZIP Code:  11747
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Officer Title:  VP of Research and Development
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  476
Transaction Price Per Share:
Value:  1.13
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  147,927
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,232
Transaction Price Per Share:
Value:  1.17
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  149,159
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/9/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,600
Transaction Price Per Share:
Value:  1.25
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  155,759
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12,136
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  IRA
Derivative Table:
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  3,000
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  10/23/24
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  9
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  3,000
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  9/4/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  6
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  3,000
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  6/10/26
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  15
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  3,000
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  7/12/27
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  20
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  3,000
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  10/29/28
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  25
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  25
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  5.08
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  3/18/31
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  293,479
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  293,479
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  5.08
Exercise Date:
Footnote ID:  F2
Expiration Date:
Value:  11/4/31
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  42,059
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  42,059
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  2.91
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  2/17/33
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  106,762
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  106,762
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  1.45
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  2/13/34
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  394,737
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  394,737
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The option is currently exercisable.
Footnote - F2:  The option vests and becomes exercisable to the extent of 21,030 shares on November 4, 2021 and 21,029 shares in eight nearly equal quarterly installments beginning November 4, 2022 and continuing every three months thereafter until fully vested.
Footnote - F3:  The option vests and becomes exercisable to the extent of 53,381 shares on February 17, 2023 and 53,381 shares in eight nearly equal quarterly installments beginning February 17, 2024 and continuing every three months thereafter until fully vested.
Footnote - F4:  The option vests and becomes exercisable to the extent of 197,369 shares on February 13, 2024 and 197,368 shares in eight nearly equal quarterly installments beginning February 13, 2025 and continuing every three months thereafter until fully vested.
Owner Signature:
Signature Name:  /s/ Francisco Silva
Signature Date:  4/10/24


↑Top
Filing Submission 0001021771-24-000091   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Tue., Apr. 30, 1:04:23.1am ET