SEC Info - John Hancock Investment Trust - ‘NSAR-B’ for 12/31/05

Report

Registrant: John Hancock Investment Trust — List all N-SARs

Annual Report for the 2nd-half period ended at fiscal year end: 12/31/05

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info

Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No

Is this a change to a previous Report? No

Registrant

1.

SEC CIK: 22370

SEC File #: 811-00560

Telephone #: 617-663-4362

2.

Address: 601 Congress Street

Boston, MA 02210

3.

Is this the first Form N-SAR filed by the Registrant? No

4.

Is this the final Form N-SAR filed by the Registrant? No

Funds/Series

↑Top of Form N-SAR

7.

Is the Registrant a Funds/Series (multiple portfolios) company? Yes

The number of separate Funds/Series (portfolios) at period end: 5

↓

Series 2: John Hancock Balanced Fund [ now
Balanced Fund ] — S#629 ⇒ SVBAX & 3 more

↓

Series 1: John Hancock Large Cap Equity Fund [ now
Fundamental Large Cap Core Fund ] — S#630 ⇒ TAGRX & 3 more

↓

Series 5: John Hancock Large Cap Intrinsic Value Fund [ renamed
Global Opportunities Fund ] — S#632 ⇒ JGPAX & 3 more

↓

Series 6: John Hancock Small Cap Intrinsic Value Fund [ renamed
Small Cap Intrinsic Value Fund ] — S#633 ⇒ JHIAX & 3 more

↓

Series 3: John Hancock Sovereign Investors Fund [ renamed
Sovereign Investors Fund ] — S#631 ⇒ SOVIX & 4 more

Family of Investment Companies

19.

Is the Registrant/Series part of a “family” of investment companies? Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family: 53

The Identification Code of the family for Form N-SAR Filings: JOHNHANCOC

Investment Company Type

27.

Is the Registrant an “open-end” investment company? Yes, Open-End

Additional Disclosures

77.

Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? Yes

EX-99.77B: Accountant’s Report re: Internal Controls? Yes

EX-99.77K: Letter re: a Change in Certified Public Accountant? Yes

EX-99.77Q1: Other Disclosure? Yes

Subsidiaries

78.

Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No

All Series

↑List of 5 Funds/Series Reported Here

All:

Investment Adviser

8.1

Name: John Hancock Advisers, LLC

Role: Adviser

SEC File #: 801-08124

Location: Boston, MA

8.2

Name: Sovereign Asset Management

Role: Sub-Adviser

SEC File #: 801-42023

Location: Boston, MA

All:

Principal Underwriter

11.1

Name: John Hancock Funds, LLC

SEC File #: 008-43582

Location: Boston, MA

All:

Affiliated Broker/Dealer

14.1

Name: Signator Investors, Inc.

SEC File #: 008-13995

14.2

Name: John Hancock Funds, LLC

SEC File #: 008-43582

All:

Custodian

18.

Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4? Yes

All:

Brokerage Commissions Paid on Portfolio Transactions

20.

The brokers who received the largest amount of gross brokerage
commissions during the period:

20.1

Broker: Merrill Lynch

IRS #: 13-5674085

Commissions paid ($000s): 515

20.2

Broker: Bernstein, Sanford & Co., Inc.

IRS #: 13-2625874

Commissions paid ($000s): 214

20.3

Broker: Lehman Brothers, Inc.

IRS #: 13-2726611

Commissions paid ($000s): 179

20.4

Broker: Credit Suisse First Boston

IRS #: 13-5659485

Commissions paid ($000s): 121

20.5

Broker: Stuart Frankel

Commissions paid ($000s): 120

20.6

Broker: Bank of America

IRS #: 94-1687665

Commissions paid ($000s): 113

20.7

Broker: Deutsche Bank Securities Corp.

IRS #: 13-2730828

Commissions paid ($000s): 105

20.8

Broker: Bear Stearns & Co.

IRS #: 13-2975144

Commissions paid ($000s): 85

20.9

Broker: Pershing Div of DLJ

IRS #: 13-2792478

Commissions paid ($000s): 69

20.10

Broker: Salomon Smith Barney

IRS #: 13-1912900

Commissions paid ($000s): 62

21.

Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 2,225

All:

Portfolio Transactions with Entities Acting as Principals

22.

The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:

22.1

Entity: Barclays

IRS #: 13-3551367

Registrant’s purchases ($000s): 7,337,152

22.2

Entity: Morgan Stanley

IRS #: 13-2655998

Registrant’s purchases ($000s): 6,452,268

Registrant’s sales ($000s): 493

22.3

Entity: Boa Montgomery

IRS #: 94-3551367

Registrant’s purchases ($000s): 4,767,364

22.4

Entity: Bank of America

IRS #: 94-1687665

Registrant’s purchases ($000s): 4,117,431

22.5

Entity: UBS Warburg LLC

IRS #: 04-2474663

Registrant’s purchases ($000s): 3,471,679

22.6

Entity: Montgomery Securites

Registrant’s purchases ($000s): 378,745

22.7

Entity: J.P. Morgan Chase

IRS #: 13-3224016

Registrant’s purchases ($000s): 153,819

22.8

Entity: RBC Dominion

IRS #: 13-5033225

Registrant’s purchases ($000s): 32,622

Registrant’s sales ($000s): 23,186

22.9

Entity: Friedman, Billings, Ramsey&Co., Inc.

Registrant’s purchases ($000s): 32,456

22.10

Entity: State Street Bank

Registrant’s purchases ($000s): 29,640

23.

Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 26,801,953

Aggregate sales ($000s): 25,196

All:

Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers

24.

At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No

All:

Considerations which Affected the Participation of Brokers or Dealers

26.

Considerations which affected the participation of brokers or dealers or
other entities in commissions or other compensation paid on portfolio
transactions of the Registrant:

Consideration?

Sales of the Registrant’s/Series’ shares ............................... Yes

Receipt of investment research and statistical info .................... Yes

Receipt of quotations for portfolio valuations ......................... Yes

Ability to execute portfolio transactions to obtain the best price
and execution ........................................................ Yes

Receipt of telephone line and wire services ............................ No

Broker or Dealer which is an affiliated person ......................... No

An arrangement to return or credit part or all of commissions or
profits thereon...
To an Investment Adviser or Principal Underwriter, or to an
affiliated person of either ...................................... No

To the Registrant .................................................. No

Other .................................................................. No

All:

Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)

37.

Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? No

39.

Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No

All:

Payment Plan for the Distribution of Fund Shares

40.

During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes

41.

During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes

All:

Advisory Fee

54.

Indicated below are whether services were supplied or paid for wholly or
in substantial part by Investment Adviser(s) or Administrator(s) in
connection with the advisory or administrative contract(s) but for which
the Adviser(s) or Administrator(s) are not reimbursed by the Registrant:

Provided to the Registrant?
Occupancy and office rental ............................................ No

Clerical and bookkeeping services ...................................... No

Accounting services .................................................... No

Services of independent auditors ....................................... No

Services of outside counsel ............................................ No

Registration and filing fees ........................................... No

Stationery, supplies and printing ...................................... No

Salaries & compensation of Registrant’s interested Directors ........... No

Salaries & compensation of Registrant’s disinterested Directors ........ No

Salaries & compensation of Registrant’s Officers who aren’t Directors .. No

Reports to current shareholders ........................................ No

Determination of offering and redemption prices ........................ No

Trading department ..................................................... No

Prospectus preparation and printing for current shareholders ........... No

Other .................................................................. No

All:

Classification and Asset Allocation

58.

Is the Registrant/Series a Separate Account of an insurance company? No

59.

Is the Registrant/Series a management investment company? Yes

60.

Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Was the Registrant/Series a diversified investment company at the end of
the period? Yes

61.

The lowest minimum initial investment required by the Registrant/Series
from an investor that is not an employee or otherwise affiliated with
the Registrant/Series, its Investment Adviser, Principal Underwriter or
other affiliated entity: $1,000

62.

Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? No

Series 1

↑Information Common to All Funds/Series ↑List of 5 Funds/Series

7.

Name: John Hancock Large Cap Equity Fund [ now
Fundamental Large Cap Core Fund ] — S#630 ⇒ TAGRX & 3 more

Is this the final Form N-SAR filed for this Fund/Series? No

S 1:

Shareholder Servicing/Transfer Agent

12.1

Name: John Hancock Signature Services, Inc.

SEC File #: 084-01885

Location: Boston, MA

12.2

Name: The Charles Schwab Trust Co.

SEC File #: 084-05627

Location: San Francisco, CA

S 1:

Independent Public Accountant

13.1

Name: Deloitte & Touche LLP

Location: Boston, MA

S 1:

Custodian

15.1

Name: The Bank of New York

Role: Custodian

Location: New York, NY

Type of custody: Section 17(f)(1) — Bank

15.2

Name: Banco Rio De La Plata

Role: Sub-Custodian

Location: Buenos Aires

Argentina

Type of custody: Rule 17f-5 — Foreign Custodian

15.3

Name: National Australia Bank Ltd.

Role: Sub-Custodian

Location: Melbourne

Australia

Type of custody: Rule 17f-5 — Foreign Custodian

15.4

Name: Bankaustria AG

Role: Sub-Custodian

Location: Vienna

Austria

Type of custody: Rule 17f-5 — Foreign Custodian

15.5

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Dhaka

Bangladesh

Type of custody: Rule 17f-5 — Foreign Custodian

15.6

Name: Banque Bruxelles Lambert

Role: Sub-Custodian

Location: Brussels

Belgium

Type of custody: Rule 17f-5 — Foreign Custodian

15.7

Name: Barclays Bank of Botswana Ltd.

Role: Sub-Custodian

Location: Garborone

Botswana

Type of custody: Rule 17f-5 — Foreign Custodian

15.8

Name: Bankboston, N.A.

Role: Sub-Custodian

Location: Sao Paulo

Brazil

Type of custody: Rule 17f-5 — Foreign Custodian

15.9

Name: Royal Bank of Canada

Role: Sub-Custodian

Location: Toronto

Canada

Type of custody: Rule 17f-5 — Foreign Custodian

15.10

Name: Standard Chartered Bank, Shanghai

Role: Sub-Custodian

Location: Shanghai

China

Type of custody: Rule 17f-5 — Foreign Custodian

15.11

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Bissau

Guinea Bissau

Type of custody: Rule 17f-5 — Foreign Custodian

15.12

Name: Cititrust Colombia S.A. (Columbia)

Role: Sub-Custodian

Location: Bogota

Colombia

Type of custody: Rule 17f-5 — Foreign Custodian

15.13

Name: Ceskoslovenska Obchodni Banka A.S.

Role: Sub-Custodian

Location: Prague

Czech Republic

Type of custody: Rule 17f-5 — Foreign Custodian

15.14

Name: Danske Bank

Role: Sub-Custodian

Location: Copenhagen

Denmark

Type of custody: Rule 17f-5 — Foreign Custodian

15.15

Name: Citibank, N.A. (Egypt)

Role: Sub-Custodian

Location: Cairo

Egypt

Type of custody: Rule 17f-5 — Foreign Custodian

15.16

Name: Merita Bank plc

Role: Sub-Custodian

Location: Helsinki

Finland

Type of custody: Rule 17f-5 — Foreign Custodian

15.17

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Paris

France

Type of custody: Rule 17f-5 — Foreign Custodian

15.18

Name: Dresdner Bank AG

Role: Sub-Custodian

Location: Frankfurt

Germany

Type of custody: Rule 17f-5 — Foreign Custodian

15.19

Name: Barclays Bank of Ghana Ltd.

Role: Sub-Custodian

Location: Accra

Ghana

Type of custody: Rule 17f-5 — Foreign Custodian

15.20

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Athens

Greece

Type of custody: Rule 17f-5 — Foreign Custodian

15.21

Name: HSBC

Role: Sub-Custodian

Location: Hong Kong

Hong Kong

Type of custody: Rule 17f-5 — Foreign Custodian

15.22

Name: Citibank Budapest RT

Role: Sub-Custodian

Location: Budapest

Hungary

Type of custody: Rule 17f-5 — Foreign Custodian

15.23

Name: Citibank, N.A. (Ecuador)

Role: Sub-Custodian

Location: Quito

Ecuador

Type of custody: Rule 17f-5 — Foreign Custodian

15.24

Name: HSBC

Role: Sub-Custodian

Location: Jakarta

Indonesia

Type of custody: Rule 17f-5 — Foreign Custodian

15.25

Name: Allied Irish Banks, plc

Role: Sub-Custodian

Location: Dublin

Ireland

Type of custody: Rule 17f-5 — Foreign Custodian

15.26

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Milan

Italy

Type of custody: Rule 17f-5 — Foreign Custodian

15.27

Name: The Bank of Tokyo-Mitsubishi Ltd.

Role: Sub-Custodian

Location: Tokyo

Japan

Type of custody: Rule 17f-5 — Foreign Custodian

15.28

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Amman

Jordan

Type of custody: Rule 17f-5 — Foreign Custodian

15.29

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Seoul

South Korea

Type of custody: Rule 17f-5 — Foreign Custodian

15.30

Name: Banque Et Caisse D’Epargne De L’Eta

Role: Sub-Custodian

Location: Luxembourg

Luxembourg

Type of custody: Rule 17f-5 — Foreign Custodian

15.31

Name: Hong Kong Bank Malaysia Berhad

Role: Sub-Custodian

Location: Kuala Lumper

Malaysia

Type of custody: Rule 17f-5 — Foreign Custodian

15.32

Name: Banco Nacional De Mexico

Role: Sub-Custodian

Location: Mexico City

Mexico

Type of custody: Rule 17f-5 — Foreign Custodian

15.33

Name: Fortis Bank, N.V.

Role: Sub-Custodian

Location: Amsterdam

The Netherlands

Type of custody: Rule 17f-5 — Foreign Custodian

15.34

Name: Den Norske Bank Asa

Role: Sub-Custodian

Location: Oslo

Norway

Type of custody: Rule 17f-5 — Foreign Custodian

15.35

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Karachi

Pakistan

Type of custody: Rule 17f-5 — Foreign Custodian

15.36

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Lima

Peru

Type of custody: Rule 17f-5 — Foreign Custodian

15.37

Name: HSBC

Role: Sub-Custodian

Location: Manila

The Philippines

Type of custody: Rule 17f-5 — Foreign Custodian

15.38

Name: Bank Handlowy W Warszawie S.A.

Role: Sub-Custodian

Location: Warsaw

Poland

Type of custody: Rule 17f-5 — Foreign Custodian

15.39

Name: Banco Comerciale Portugues

Role: Sub-Custodian

Location: Lisbon

Portugal

Type of custody: Rule 17f-5 — Foreign Custodian

15.40

Name: United Overseas Bank Ltd.

Role: Sub-Custodian

Location: Singapore

Singapore

Type of custody: Rule 17f-5 — Foreign Custodian

15.41

Name: The Standard Bank of South Africa Ltd.

Role: Sub-Custodian

Location: Capetown

South Africa

Type of custody: Rule 17f-5 — Foreign Custodian

15.42

Name: Banco Bibao Vizcaya Argentaria S.A.

Role: Sub-Custodian

Location: Madrid

Spain

Type of custody: Rule 17f-5 — Foreign Custodian

15.43

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Colombo

Sri Lanka

Type of custody: Rule 17f-5 — Foreign Custodian

15.44

Name: Skandinaviska Enskilda Banken

Role: Sub-Custodian

Location: Stockholm

Sweden

Type of custody: Rule 17f-5 — Foreign Custodian

15.45

Name: Credit Suisse First Boston

Role: Sub-Custodian

Location: Zurich

Switzerland

Type of custody: Rule 17f-5 — Foreign Custodian

15.46

Name: HSBC

Role: Sub-Custodian

Location: Tai Pei

Taiwan

Type of custody: Rule 17f-5 — Foreign Custodian

15.47

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Bangkok

Thailand

Type of custody: Rule 17f-5 — Foreign Custodian

15.48

Name: Osmanli Bankasi A.S.

Role: Sub-Custodian

Location: Istanbul

Turkey

Type of custody: Rule 17f-5 — Foreign Custodian

15.49

Name: The Bank of New York

Role: Sub-Custodian

Location: London

United Kingdom

Type of custody: Rule 17f-5 — Foreign Custodian

15.50

Name: Bank Leumi Le-Israel B.M.

Role: Sub-Custodian

Location: Jerusalem

Israel

Type of custody: Rule 17f-5 — Foreign Custodian

15.51

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Caracas

Venezuela

Type of custody: Rule 17f-5 — Foreign Custodian

15.52

Name: Barclays Bank of Zambia Ltd.

Role: Sub-Custodian

Location: Lusaka

Zambia

Type of custody: Rule 17f-5 — Foreign Custodian

15.53

Name: Barclays Bank of Zimbabwe Ltd.

Role: Sub-Custodian

Location: Harare

Zimbabwe

Type of custody: Rule 17f-5 — Foreign Custodian

15.54

Name: HSBC

Role: Sub-Custodian

Location: Port Louis

Mauritius

Type of custody: Rule 17f-5 — Foreign Custodian

15.55

Name: Banque Commerciale Du Maroc

Role: Sub-Custodian

Location: Rabat

Morocco

Type of custody: Rule 17f-5 — Foreign Custodian

15.56

Name: National Australia Bank Ltd.

Role: Sub-Custodian

Location: Wellington

New Zealand

Type of custody: Rule 17f-5 — Foreign Custodian

15.57

Name: Ceskoslovenska Obchodni Banka A.S.

Role: Sub-Custodian

Location: Bratislava

Slovak Republic

Type of custody: Rule 17f-5 — Foreign Custodian

15.58

Name: Credit Suisse First Boston AO

Role: Sub-Custodian

Location: Moscow

Russia

Type of custody: Rule 17f-5 — Foreign Custodian

15.59

Name: The Depository & Clearing Centre

Role: Sub-Custodian

Location: London

United Kingdom

Type of custody: Rule 17f-5 — Foreign Custodian

15.60

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Manama

Bahrain

Type of custody: Rule 17f-5 — Foreign Custodian

15.61

Name: Privredna Banka Zagreb D.D.

Role: Sub-Custodian

Location: Zagreb

Croatia

Type of custody: Rule 17f-5 — Foreign Custodian

15.62

Name: Hansabank Ltd.

Role: Sub-Custodian

Location: Tallin

Estonia

Type of custody: Rule 17f-5 — Foreign Custodian

15.63

Name: HSBC

Role: Sub-Custodian

Location: New Delhi

India

Type of custody: Rule 17f-5 — Foreign Custodian

15.64

Name: Hansabank Ltd.

Role: Sub-Custodian

Location: Riga

Latvia

Type of custody: Rule 17f-5 — Foreign Custodian

15.65

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Beirut

Lebanon

Type of custody: Rule 17f-5 — Foreign Custodian

15.66

Name: Vilniaus Bankas

Role: Sub-Custodian

Location: Vilnius

Lithuania

Type of custody: Rule 17f-5 — Foreign Custodian

15.67

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Muscat

Oman

Type of custody: Rule 17f-5 — Foreign Custodian

15.68

Name: ING Bank

Role: Sub-Custodian

Location: Bucharest

Romania

Type of custody: Rule 17f-5 — Foreign Custodian

15.69

Name: Bank Austria Creditanstalt D.D. Ljubljana

Role: Sub-Custodian

Location: Ljubljana

Slovenia

Type of custody: Rule 17f-5 — Foreign Custodian

15.70

Name: The Bank of Bermuda Ltd.

Role: Sub-Custodian

Location: Hamilton

Bermuda

Type of custody: Rule 17f-5 — Foreign Custodian

15.71

Name: ING Bank

Role: Sub-Custodian

Location: Sofia

Bulgaria

Type of custody: Rule 17f-5 — Foreign Custodian

15.72

Name: Bankboston, N.A.

Role: Sub-Custodian

Location: Santiago

Chile

Type of custody: Rule 17f-5 — Foreign Custodian

15.73

Name: Abn Amro

Role: Sub-Custodian

Location: Alma-Ata

Kazakstan

Type of custody: Rule 17f-5 — Foreign Custodian

15.74

Name: Barclays Bank of Kenya Ltd.

Role: Sub-Custodian

Location: Nairobi

Kenya

Type of custody: Rule 17f-5 — Foreign Custodian

15.75

Name: ING Bank

Role: Sub-Custodian

Location: Kiev

Ukraine

Type of custody: Rule 17f-5 — Foreign Custodian

15.76

Name: Bankboston N.A.

Role: Sub-Custodian

Location: Montevideo

Uruguay

Type of custody: Rule 17f-5 — Foreign Custodian

15.77

Name: Societe Generale-Abidjan

Role: Sub-Custodian

Location: Abidjan

Ivory Coast

Type of custody: Rule 17f-5 — Foreign Custodian

15.78

Name: Banco BCT

Role: Sub-Custodian

Location: San Juan

Costa Rica

Type of custody: Rule 17f-5 — Foreign Custodian

15.79

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Cotonou

Benin

Type of custody: Rule 17f-5 — Foreign Custodian

15.80

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Sucre

Bolivia

Type of custody: Rule 17f-5 — Foreign Custodian

15.81

Name: Bank of Cyprus

Role: Sub-Custodian

Location: Lefkosia

Cyprus

Type of custody: Rule 17f-5 — Foreign Custodian

15.82

Name: Credit Agricole Indosuez

Role: Sub-Custodian

Location: Paris

France

Type of custody: Rule 17f-5 — Foreign Custodian

15.83

Name: Landsbanki Islands

Role: Sub-Custodian

Location: Reykjavik

Iceland

Type of custody: Rule 17f-5 — Foreign Custodian

15.84

Name: Intesa Bci S.P.A.

Role: Sub-Custodian

Location: Milan

Italy

Type of custody: Rule 17f-5 — Foreign Custodian

15.85

Name: Cibc Trust & Merchant Bank Jamaica Ltd.

Role: Sub-Custodian

Location: Kingstown

Jamaica

Type of custody: Rule 17f-5 — Foreign Custodian

15.86

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Niamey

Niger

Type of custody: Rule 17f-5 — Foreign Custodian

15.87

Name: Stanbic Merchant Bank Nigeria Ltd.

Role: Sub-Custodian

Location: Abuja

Nigeria

Type of custody: Rule 17f-5 — Foreign Custodian

15.88

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Al Quads

Palestine

Type of custody: Rule 17f-5 — Foreign Custodian

15.89

Name: Bank Boston N.A.

Role: Sub-Custodian

Location: Panama City

Panama

Type of custody: Rule 17f-5 — Foreign Custodian

15.90

Name: HSBC Bank Malta P.L.C.

Role: Sub-Custodian

Location: Valletta

Malta

Type of custody: Rule 17f-5 — Foreign Custodian

15.91

Name: Stanbic Bank Namibia Ltd.

Role: Sub-Custodian

Location: Windhoek

Namibia

Type of custody: Rule 17f-5 — Foreign Custodian

15.92

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Doha

Qatar

Type of custody: Rule 17f-5 — Foreign Custodian

15.93

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Dakar

Senegal

Type of custody: Rule 17f-5 — Foreign Custodian

15.94

Name: Standard Bank Swaziland Ltd.

Role: Sub-Custodian

Location: Mbabane

Swaziland

Type of custody: Rule 17f-5 — Foreign Custodian

15.95

Name: Republic Bank Ltd.

Role: Sub-Custodian

Location: Port of Spain

Trinidad & Tobago

Type of custody: Rule 17f-5 — Foreign Custodian

15.96

Name: Banque Internationale Arabe De Tunisie

Role: Sub-Custodian

Location: Tunis

Tunisia

Type of custody: Rule 17f-5 — Foreign Custodian

15.97

Name: HSBC

Role: Sub-Custodian

Location: Saigon

Vietnam

Type of custody: Rule 17f-5 — Foreign Custodian

15.98

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Ouagadougou

Burkina Faso

Type of custody: Rule 17f-5 — Foreign Custodian

15.99

Name: Bangkok Bank Public Co. Ltd.

Role: Sub-Custodian

Location: Bangkok

Thailand

Type of custody: Rule 17f-5 — Foreign Custodian

S 1:

Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers

25.

The brokers or dealers, or their parents (issuers):

25.1

Name: (See a prior Form N-SAR for who was...) Deleted

S 1:

Sales and Repurchases

28.

Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:

1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

4,257

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

12,498

2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

5,316

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

11,510

3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

5,752

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

11,128

4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

7,255

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

12,619

5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

5,777

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

11,895

6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

5,573

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

13,320

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

33,930

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

72,967

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 27,924

S 1:

Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)

29.

Was a front-end sales load deducted from any share sales during the
period? Yes

30.

Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 166

The maximum sales load rate in effect at period end as a percentage of
the offering price: 5.0%

The minimum sales load rate in effect at period end as a percentage of
the offering price: 1.0%

31.

Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 20

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0

32.

Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 114

33.

Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 32

34.

Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes

35.

Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 320

36.

Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? Yes

S 1:

Payment Plan for the Distribution of Fund Shares

42.

For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................

–

Printing & mailing of prospectuses to other than current shareholders ..

–

Payments to underwriters ...............................................

100

Payments to brokers or dealers .........................................

–

Direct payments to sales personnel .....................................

–

Payments to banks and savings & loans ..................................

–

Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................

–

Unallocated payments made for a combination of such services ...........

–

43.

Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 2,698

44.

If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 2,728

S 1:

Advisory Fee

45.

Did the Registrant/Series have an advisory contract during the period? Yes

46.

Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? Yes

47.

Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes

48.

Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%

Step-fee rates:
For 1st $000s: 3,000,000

Annual rate: 0.625%

& Above $000s: 3,000,000

Annual rate: 0.6%

49.

Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No

50.

Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No

51.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No

52.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No

53.

Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? No

Income? Yes

S 1:

Miscellaneous Info

55.

Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:

Overdrafts? No

Bank loans? No

56.

During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? Yes

57.

Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No

S 1:

Classification and Asset Allocation

66.

Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No

Capital appreciation? Yes

Growth? No

Growth and income? No

Income? No

Total return? No

67.

Is the Registrant/Series a “balanced” Fund? No

68.

Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No

Located primarily in countries other than the United States? No

69.

Is the Registrant/Series an index Fund? No

S 1:

Investment Practices

70.

Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In

Writing or investing in repurchase agreements? Yes to both

Writing or investing in options on equities? Yes to both

Writing or investing in options on debt securities? Yes No

Writing or investing in options on stock indices? Yes No

Writing or investing in interest rate futures? Yes No

Writing or investing in stock index futures? Yes No

Writing or investing in options on futures? Yes No

Writing or investing in options on stock index futures? Yes No

Writing or investing in other commodity futures? No –

Investments in restricted securities? Yes to both

Investments in shares of other investment companies? Yes No

Investments in securities of foreign issuers? Yes to both

Currency exchange transactions? Yes to both

Loaning portfolio securities? Yes to both

Borrowing of money? No –

Purchases/sales by certain exempted affiliated persons? Yes No

Margin purchases? No –

Short selling? No –

S 1:

Portfolio Turnover

71.

Portfolio turnover rate for the period:

Purchases ($000s): 335,036

Sales ($000s): 460,156

Monthly average Value of portfolio ($000s): 450,296

Percent turnover (lesser of Purchases or Sales, divided by Value): 74%

S 1:

Financial Info — Income and Expenses

72.

The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income ..............................................

1,768

Net dividend income ..............................................

3,782

Account maintenance fees .........................................

–

Net other income .................................................

207

Expenses ($000s)
Advisory fees ....................................................

3,182

Administrator fees ...............................................

–

Salaries and other compensation ..................................

–

Shareholder Servicing Agent fees .................................

1,653

Custodian fees ...................................................

120

Postage ..........................................................

–

Printing expenses ................................................

103

Directors’ fees ..................................................

33

Registration fees ................................................

47

Taxes ............................................................

–

Interest .........................................................

5

Bookkeeping fees paid to anyone performing this service ..........

–

Auditing fees ....................................................

43

Legal fees .......................................................

11

Marketing/distribution payments, incl. Rule 12b-1 plan payments ..

2,698

Amortization of organization expenses ............................

–

Shareholder meeting expenses .....................................

–

Other expenses ...................................................

176

Total expenses ...................................................

8,071

Expense reimbursements ($000s): 257

Net investment income ($000s): -2,057

Realized capital gains ($000s): 64,343

Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 11,375

Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 0

73.

Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.0000

Other distributions: $0.0000

S 1:

Financial Info — Condensed Balance Sheet Data

74.

Assets ($000s)

Cash .............................................................

–

Repurchase agreements ............................................

55,350

Short-term debt securities, other than repurchase agreements .....

64,404

Long-term debt securities, including convertible debt ............

–

Preferred, conv. preferred and adjustable-rate preferred stock ...

–

Common stock .....................................................

451,997

Options on equities ..............................................

8,382

Options on all futures ...........................................

–

Other investments ................................................

–

Receivables from portfolio instruments sold ......................

2,710

Receivables from affiliated persons ..............................

–

Other receivables ................................................

502

All other assets .................................................

130

Total assets .....................................................

583,475

Liabilities ($000s)
Payables for portfolio instruments purchased .....................

50

Amounts owed to affiliated persons ...............................

500

Senior long-term debt ............................................

–

Other liabilities:
Reverse repurchase agreements ..................................

–

Short sales ....................................................

–

Written options ................................................

–

All other liabilities ..........................................

66,333

Equity ($000s)
Senior equity ....................................................

–

Net assets of common shareholders ................................

516,592

Number of shares outstanding (000s): 19,451

Number of shares outstanding of a second class of shares (000s): 10,389

Net Asset Value (NAV) per share (to nearest cent): $17.66

NAV per share of a second class of shares (to nearest cent): $16.67

Total number of shareholder accounts: 46,887

Total value of assets in segregated accounts ($000s): 0

75.

Monthly average net assets during the period ($000s): 509,098

S 1:

Fidelity Bond in Effect at Fiscal Year End

80.

Insurer: Gulf Insurance Co.

2nd Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 45,000

81.

Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 53

82.

Does the mandatory coverage of the fidelity bond have a deductible? No

83.

Were any claims with respect to this Registrant/Series filed under the
bond during the period? Yes

84.

Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No

85.

Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No

Series 2

↑Information Common to All Funds/Series ↑List of 5 Funds/Series

7.

Name: John Hancock Balanced Fund [ now
Balanced Fund ] — S#629 ⇒ SVBAX & 3 more

Is this the final Form N-SAR filed for this Fund/Series? No

S 2:

Shareholder Servicing/Transfer Agent

12.1

Name: John Hancock Signature Services, Inc.

SEC File #: 084-01885

Location: Boston, MA

S 2:

Independent Public Accountant

13.1

Name: Deloitte & Touche LLP

Location: Boston, MA

S 2:

Custodian

15.1

Name: The Bank of New York

Role: Custodian

Location: New York, NY

Type of custody: Section 17(f)(1) — Bank

15.2

Name: Banco Rio De La Palta

Role: Sub-Custodian

Location: Buenos Aires

Argentina

Type of custody: Rule 17f-5 — Foreign Custodian

15.3

Name: National Australia Bank Ltd.

Role: Sub-Custodian

Location: Melbourne

Australia

Type of custody: Rule 17f-5 — Foreign Custodian

15.4

Name: Bank Austria AG

Role: Sub-Custodian

Location: Vienna

Austria

Type of custody: Rule 17f-5 — Foreign Custodian

15.5

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Dhaka

Bangladesh

Type of custody: Rule 17f-5 — Foreign Custodian

15.6

Name: Banque Bruxelles Lambert

Role: Sub-Custodian

Location: Brussels

Belgium

Type of custody: Rule 17f-5 — Foreign Custodian

15.7

Name: Barclays Bank of Botswana Ltd.

Role: Sub-Custodian

Location: Garborone

Botswana

Type of custody: Rule 17f-5 — Foreign Custodian

15.8

Name: Bankboston, N.A.

Role: Sub-Custodian

Location: Sao Paulo

Brazil

Type of custody: Rule 17f-5 — Foreign Custodian

15.9

Name: Royal Bank of Canada

Role: Sub-Custodian

Location: Toronto

Canada

Type of custody: Rule 17f-5 — Foreign Custodian

15.10

Name: Standard Chartered Bank, Shanghai

Role: Sub-Custodian

Location: Shanghai

China

Type of custody: Rule 17f-5 — Foreign Custodian

15.11

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Bissau

Guinea Bissau

Type of custody: Rule 17f-5 — Foreign Custodian

15.12

Name: Cititrust Colombia S.A.

Role: Sub-Custodian

Location: Bogota

Colombia

Type of custody: Rule 17f-5 — Foreign Custodian

15.13

Name: Ceskoslovenska Obchodni Banka A.S.

Role: Sub-Custodian

Location: Prague

Czech Republic

Type of custody: Rule 17f-5 — Foreign Custodian

15.14

Name: Danske Bank

Role: Sub-Custodian

Location: Copenhagan

Denmark

Type of custody: Rule 17f-5 — Foreign Custodian

15.15

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Quito

Ecuador

Type of custody: Rule 17f-5 — Foreign Custodian

15.16

Name: Citibnk, N.A.

Role: Sub-Custodian

Location: Cairo

Egypt

Type of custody: Rule 17f-5 — Foreign Custodian

15.17

Name: Merita Bank plc

Role: Sub-Custodian

Location: Helsinki

Finland

Type of custody: Rule 17f-5 — Foreign Custodian

15.18

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Paris

France

Type of custody: Rule 17f-5 — Foreign Custodian

15.19

Name: Dresdner Bank AG

Role: Sub-Custodian

Location: Frankfurt

Germany

Type of custody: Rule 17f-5 — Foreign Custodian

15.20

Name: Barclays Bank of Ghana Ltd.

Role: Sub-Custodian

Location: Accra

Ghana

Type of custody: Rule 17f-5 — Foreign Custodian

15.21

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Athens

Greece

Type of custody: Rule 17f-5 — Foreign Custodian

15.22

Name: HSBC

Role: Sub-Custodian

Location: Hong Kong

Hong Kong

Type of custody: Rule 17f-5 — Foreign Custodian

15.23

Name: Citibank Budapest RT

Role: Sub-Custodian

Location: Budapest

Hungary

Type of custody: Rule 17f-5 — Foreign Custodian

15.24

Name: HSBC

Role: Sub-Custodian

Location: Jakarta

Indonesia

Type of custody: Rule 17f-5 — Foreign Custodian

15.25

Name: Allied Irish Banks, plc

Role: Sub-Custodian

Location: Dublin

Ireland

Type of custody: Rule 17f-5 — Foreign Custodian

15.26

Name: Bank Leumi Le-Israel B.M

Role: Sub-Custodian

Location: Jerusalem

Israel

Type of custody: Rule 17f-5 — Foreign Custodian

15.27

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Milan

Italy

Type of custody: Rule 17f-5 — Foreign Custodian

15.28

Name: The Bank of Tokyo-Mitsubishi Ltd.

Role: Sub-Custodian

Location: Tokyo

Japan

Type of custody: Rule 17f-5 — Foreign Custodian

15.29

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Amman

Jordan

Type of custody: Rule 17f-5 — Foreign Custodian

15.30

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Seoul

South Korea

Type of custody: Rule 17f-5 — Foreign Custodian

15.31

Name: Banque Et Caisse D’Epargne De L’Eta

Role: Sub-Custodian

Location: Luxembourg

Luxembourg

Type of custody: Rule 17f-5 — Foreign Custodian

15.32

Name: Hong Kong Bank Malyasia Berhad

Role: Sub-Custodian

Location: Kuala Lumpur

Malaysia

Type of custody: Rule 17f-5 — Foreign Custodian

15.33

Name: HSBC

Role: Sub-Custodian

Location: Port Louis

Mauritius

Type of custody: Rule 17f-5 — Foreign Custodian

15.34

Name: Banco Nacional De Mexico

Role: Sub-Custodian

Location: Mexico City

Mexico

Type of custody: Rule 17f-5 — Foreign Custodian

15.35

Name: Banque Comerciale Du Maroc

Role: Sub-Custodian

Location: Rabat

Morocco

Type of custody: Rule 17f-5 — Foreign Custodian

15.36

Name: Fortis Bank N.V.

Role: Sub-Custodian

Location: Amsterdam

The Netherlands

Type of custody: Rule 17f-5 — Foreign Custodian

15.37

Name: National Australia Bank Ltd.

Role: Sub-Custodian

Location: Wellington

New Zealand

Type of custody: Rule 17f-5 — Foreign Custodian

15.38

Name: Den Norske Bank Asa

Role: Sub-Custodian

Location: Oslo

Norway

Type of custody: Rule 17f-5 — Foreign Custodian

15.39

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Karachi

Pakistan

Type of custody: Rule 17f-5 — Foreign Custodian

15.40

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Lima

Peru

Type of custody: Rule 17f-5 — Foreign Custodian

15.41

Name: HSBC

Role: Sub-Custodian

Location: Manila

Philippines

Type of custody: Rule 17f-5 — Foreign Custodian

15.42

Name: Bank Hondlowy W Warszawie S.A.

Role: Sub-Custodian

Location: Warsaw

Poland

Type of custody: Rule 17f-5 — Foreign Custodian

15.43

Name: Banco Comercial Portugues

Role: Sub-Custodian

Location: Lisbon

Portugal

Type of custody: Rule 17f-5 — Foreign Custodian

15.44

Name: Credit Suisse First Boston AO

Role: Sub-Custodian

Location: Moscow

Russia

Type of custody: Rule 17f-5 — Foreign Custodian

15.45

Name: The Development Bank of Singapore Ltd.

Role: Sub-Custodian

Location: Singapore

Singapore

Type of custody: Rule 17f-5 — Foreign Custodian

15.46

Name: Ceskoslovenska Obchodni Banka A.S.

Role: Sub-Custodian

Location: Bratislava

Slovak Republic

Type of custody: Rule 17f-5 — Foreign Custodian

15.47

Name: The Standard Bank of South Africa Ltd.

Role: Sub-Custodian

Location: Capetown, Pretoria

South Africa

Type of custody: Rule 17f-5 — Foreign Custodian

15.48

Name: Banco Bilbao Vizcaya Argentaria S.A.

Role: Sub-Custodian

Location: Madrid

Spain

Type of custody: Rule 17f-5 — Foreign Custodian

15.49

Name: Standard Chartered Bank, Colombo

Role: Sub-Custodian

Location: Colombo

Sri Lanka

Type of custody: Rule 17f-5 — Foreign Custodian

15.50

Name: Skandinaviska Enskilda Banken

Role: Sub-Custodian

Location: Stockholm

Sweden

Type of custody: Rule 17f-5 — Foreign Custodian

15.51

Name: Credit Suisse First Boston

Role: Sub-Custodian

Location: Zurich

Switzerland

Type of custody: Rule 17f-5 — Foreign Custodian

15.52

Name: HSBC

Role: Sub-Custodian

Location: Taipei

Taiwan

Type of custody: Rule 17f-5 — Foreign Custodian

15.53

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Bangkok

Thailand

Type of custody: Rule 17f-5 — Foreign Custodian

15.54

Name: Osmanli Bankasi A.S.

Role: Sub-Custodian

Location: Istanbul

Turkey

Type of custody: Rule 17f-5 — Foreign Custodian

15.55

Name: The Bank of New York

Role: Sub-Custodian

Location: London

United Kingdom

Type of custody: Rule 17f-5 — Foreign Custodian

15.56

Name: The Depository & Clearing Centre

Role: Sub-Custodian

Location: London

United Kingdom

Type of custody: Rule 17f-5 — Foreign Custodian

15.57

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Caracas

Venezuela

Type of custody: Rule 17f-5 — Foreign Custodian

15.58

Name: Barclays Bank of Zambia

Role: Sub-Custodian

Location: Lusaka

Zambia

Type of custody: Rule 17f-5 — Foreign Custodian

15.59

Name: Barclays Bank of Zimbabwe Ltd.

Role: Sub-Custodian

Location: Harare

Zimbabwe

Type of custody: Rule 17f-5 — Foreign Custodian

15.60

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Manama

Bahrain

Type of custody: Rule 17f-5 — Foreign Custodian

15.61

Name: Privredna Banka Zagreb DD

Role: Sub-Custodian

Location: Zagreb

Croatia

Type of custody: Rule 17f-5 — Foreign Custodian

15.62

Name: Hansabank Ltd.

Role: Sub-Custodian

Location: Tallin

Estonia

Type of custody: Rule 17f-5 — Foreign Custodian

15.63

Name: HSBC

Role: Sub-Custodian

Location: New Delhi

India

Type of custody: Rule 17f-5 — Foreign Custodian

15.64

Name: Hansabank

Role: Sub-Custodian

Location: Riga

Latvia

Type of custody: Rule 17f-5 — Foreign Custodian

15.65

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Beirut

Lebanon

Type of custody: Rule 17f-5 — Foreign Custodian

15.66

Name: Vilniaus Bankas

Role: Sub-Custodian

Location: Vilnius

Lithuania

Type of custody: Rule 17f-5 — Foreign Custodian

15.67

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Muscat

Oman

Type of custody: Rule 17f-5 — Foreign Custodian

15.68

Name: ING Bank

Role: Sub-Custodian

Location: Bucharest

Romania

Type of custody: Rule 17f-5 — Foreign Custodian

15.69

Name: Bank Austria Creditanstalt D.D. Ljubljana

Role: Sub-Custodian

Location: Ljubljana

Slovenia

Type of custody: Rule 17f-5 — Foreign Custodian

15.70

Name: The Bank of Bermuda Ltd.

Role: Sub-Custodian

Location: Hamilton

Bermuda

Type of custody: Rule 17f-5 — Foreign Custodian

15.71

Name: ING Bank

Role: Sub-Custodian

Location: Sofia

Bulgaria

Type of custody: Rule 17f-5 — Foreign Custodian

15.72

Name: Bankboston, N.A.

Role: Sub-Custodian

Location: Santiago

Chile

Type of custody: Rule 17f-5 — Foreign Custodian

15.73

Name: Abn Amro

Role: Sub-Custodian

Location: Alma-Ata

Kazakstan

Type of custody: Rule 17f-5 — Foreign Custodian

15.74

Name: Barclays Bank of Kenya Ltd.

Role: Sub-Custodian

Location: Nairobi

Kenya

Type of custody: Rule 17f-5 — Foreign Custodian

15.75

Name: ING Bank

Role: Sub-Custodian

Location: Kiev

Ukraine

Type of custody: Rule 17f-5 — Foreign Custodian

15.76

Name: Bankboston, N.A.

Role: Sub-Custodian

Location: Montevideo

Uruguay

Type of custody: Rule 17f-5 — Foreign Custodian

15.77

Name: Societe Generale

Role: Sub-Custodian

Location: Abidjan

Ivory Coast

Type of custody: Rule 17f-5 — Foreign Custodian

15.78

Name: Banco BCT

Role: Sub-Custodian

Location: San Juan

Costa Rica

Type of custody: Rule 17f-5 — Foreign Custodian

15.79

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Cotonou

Benin

Type of custody: Rule 17f-5 — Foreign Custodian

15.80

Name: Citibank N.A.

Role: Sub-Custodian

Location: Sucre

Bolivia

Type of custody: Rule 17f-5 — Foreign Custodian

15.81

Name: Societe Grenerale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Ouagadougou

Burkina Faso

Type of custody: Rule 17f-5 — Foreign Custodian

15.82

Name: Bank of Cyprus

Role: Sub-Custodian

Location: Nicosia

Cyprus

Type of custody: Rule 17f-5 — Foreign Custodian

15.83

Name: Credit Agricole Indosuez

Role: Sub-Custodian

Location: Paris

France

Type of custody: Rule 17f-5 — Foreign Custodian

15.84

Name: Landsbanki Islands

Role: Sub-Custodian

Location: Reykjavik

Iceland

Type of custody: Rule 17f-5 — Foreign Custodian

15.85

Name: Intesa Bci S.P.A.

Role: Sub-Custodian

Location: Milan

Italy

Type of custody: Rule 17f-5 — Foreign Custodian

15.86

Name: Cibc Trust & Merchant Bank Jamaica Ltd.

Role: Sub-Custodian

Location: Kingstown

Jamaica

Type of custody: Rule 17f-5 — Foreign Custodian

15.87

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Bamako

Mali

Type of custody: Rule 17f-5 — Foreign Custodian

15.88

Name: HSBC Bank Malta P.L.C.

Role: Sub-Custodian

Location: Valletta

Malta

Type of custody: Rule 17f-5 — Foreign Custodian

15.89

Name: Stanbic Bank Namibia Ltd.

Role: Sub-Custodian

Location: Windhoek

Namibia

Type of custody: Rule 17f-5 — Foreign Custodian

15.90

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Niamey

Niger

Type of custody: Rule 17f-5 — Foreign Custodian

15.91

Name: Stanbic Merchant Bank Nigeria Ltd.

Role: Sub-Custodian

Location: Abuja

Nigeria

Type of custody: Rule 17f-5 — Foreign Custodian

15.92

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Al Quads

Palestine

Type of custody: Rule 17f-5 — Foreign Custodian

15.93

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Doha

Qatar

Type of custody: Rule 17f-5 — Foreign Custodian

15.94

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Dakar

Senegal

Type of custody: Rule 17f-5 — Foreign Custodian

15.95

Name: United Overseas Bank Ltd.

Role: Sub-Custodian

Location: Singapore

Singapore

Type of custody: Rule 17f-5 — Foreign Custodian

15.96

Name: Banco Santander Central Hispano

Role: Sub-Custodian

Location: Madrid

Spain

Type of custody: Rule 17f-5 — Foreign Custodian

15.97

Name: Standard Bank Swaizland Ltd.

Role: Sub-Custodian

Location: Mbabane

Swaziland

Type of custody: Rule 17f-5 — Foreign Custodian

15.98

Name: Bangkok Bank Public Co. Ltd.

Role: Sub-Custodian

Location: Bangkok

Thailand

Type of custody: Rule 17f-5 — Foreign Custodian

15.99

Name: Republic Bank Ltd.

Role: Sub-Custodian

Location: Port of Spain

Trinidad & Tobago

Type of custody: Rule 17f-5 — Foreign Custodian

S 2:

Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers

25.

The brokers or dealers, or their parents (issuers):

25.1

Name: (See a prior Form N-SAR for who was...) Deleted

S 2:

Sales and Repurchases

28.

Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:

1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

1,457

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

2,055

2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

2,290

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

2,912

3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

3,305

Reinvestment of dividends and distributions ................

312

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

2,321

4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

2,918

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

1,678

5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

2,915

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

2,574

6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

3,066

Reinvestment of dividends and distributions ................

4,695

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

2,045

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

15,951

Reinvestment of dividends and distributions ................

5,007

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

13,585

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 6,583

S 2:

Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)

29.

Was a front-end sales load deducted from any share sales during the
period? Yes

30.

Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 123

The maximum sales load rate in effect at period end as a percentage of
the offering price: 5.0%

The minimum sales load rate in effect at period end as a percentage of
the offering price: 1.0%

31.

Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 19

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0

32.

Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 86

33.

Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 18

34.

Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes

35.

Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 49

36.

Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? Yes

S 2:

Payment Plan for the Distribution of Fund Shares

42.

For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................

–

Printing & mailing of prospectuses to other than current shareholders ..

–

Payments to underwriters ...............................................

100

Payments to brokers or dealers .........................................

–

Direct payments to sales personnel .....................................

–

Payments to banks and savings & loans ..................................

–

Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................

–

Unallocated payments made for a combination of such services ...........

–

43.

Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 564

44.

If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 1,375

S 2:

Advisory Fee

45.

Did the Registrant/Series have an advisory contract during the period? Yes

46.

Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? Yes

47.

Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes

48.

Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%

Step-fee rates:
For 1st $000s: 2,000,000

Annual rate: 0.6%

& Above $000s: 2,000,000

Annual rate: 0.55%

49.

Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No

50.

Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No

51.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No

52.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No

53.

Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? No

Income? Yes

S 2:

Miscellaneous Info

55.

Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:

Overdrafts? No

Bank loans? No

56.

During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? Yes

57.

Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No

S 2:

Classification and Asset Allocation

66.

Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No

Capital appreciation? No

Growth? No

Growth and income? Yes

Income? No

Total return? No

67.

Is the Registrant/Series a “balanced” Fund? Yes

68.

Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No

Located primarily in countries other than the United States? No

69.

Is the Registrant/Series an index Fund? No

S 2:

Investment Practices

70.

Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In

Writing or investing in repurchase agreements? Yes to both

Writing or investing in options on equities? Yes No

Writing or investing in options on debt securities? Yes No

Writing or investing in options on stock indices? Yes No

Writing or investing in interest rate futures? Yes No

Writing or investing in stock index futures? Yes No

Writing or investing in options on futures? Yes No

Writing or investing in options on stock index futures? Yes No

Writing or investing in other commodity futures? No –

Investments in restricted securities? Yes to both

Investments in shares of other investment companies? Yes No

Investments in securities of foreign issuers? Yes to both

Currency exchange transactions? Yes No

Loaning portfolio securities? Yes to both

Borrowing of money? Yes No

Purchases/sales by certain exempted affiliated persons? No –

Margin purchases? No –

Short selling? Yes No

S 2:

Portfolio Turnover

71.

Portfolio turnover rate for the period:

Purchases ($000s): 103,178

Sales ($000s): 110,644

Monthly average Value of portfolio ($000s): 116,796

Percent turnover (lesser of Purchases or Sales, divided by Value): 88%

S 2:

Financial Info — Income and Expenses

72.

The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income ..............................................

2,048

Net dividend income ..............................................

975

Account maintenance fees .........................................

–

Net other income .................................................

24

Expenses ($000s)
Advisory fees ....................................................

740

Administrator fees ...............................................

–

Salaries and other compensation ..................................

–

Shareholder Servicing Agent fees .................................

319

Custodian fees ...................................................

44

Postage ..........................................................

–

Printing expenses ................................................

47

Directors’ fees ..................................................

11

Registration fees ................................................

52

Taxes ............................................................

–

Interest .........................................................

–

Bookkeeping fees paid to anyone performing this service ..........

–

Auditing fees ....................................................

37

Legal fees .......................................................

3

Marketing/distribution payments, incl. Rule 12b-1 plan payments ..

564

Amortization of organization expenses ............................

–

Shareholder meeting expenses .....................................

–

Other expenses ...................................................

45

Total expenses ...................................................

1,862

Expense reimbursements ($000s): 19

Net investment income ($000s): 1,204

Realized capital gains ($000s): 17,104

Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 0

Net unrealized depreciation during the period ($000s): 2,973

Total income dividends for which the record date passed during the
period ($000s): 1,148

Dividends for a second class of shares ($000s): 317

Total capital gains distributions for which the record date passed
during the period ($000s): 4,558

73.

Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.1638

Dividends for a second class of shares: $0.0781

Distribution of capital gains: $0.4522

Other distributions: $0.0000

S 2:

Financial Info — Condensed Balance Sheet Data

74.

Assets ($000s)

Cash .............................................................

1

Repurchase agreements ............................................

7,175

Short-term debt securities, other than repurchase agreements .....

4,586

Long-term debt securities, including convertible debt ............

39,610

Preferred, conv. preferred and adjustable-rate preferred stock ...

3,248

Common stock .....................................................

81,239

Options on equities ..............................................

–

Options on all futures ...........................................

–

Other investments ................................................

–

Receivables from portfolio instruments sold ......................

330

Receivables from affiliated persons ..............................

–

Other receivables ................................................

1,168

All other assets .................................................

23

Total assets .....................................................

137,380

Liabilities ($000s)
Payables for portfolio instruments purchased .....................

4,586

Amounts owed to affiliated persons ...............................

121

Senior long-term debt ............................................

–

Other liabilities:
Reverse repurchase agreements ..................................

–

Short sales ....................................................

–

Written options ................................................

–

All other liabilities ..........................................

145

Equity ($000s)
Senior equity ....................................................

–

Net assets of common shareholders ................................

132,528

Number of shares outstanding (000s): 7,265

Number of shares outstanding of a second class of shares (000s): 3,252

Net Asset Value (NAV) per share (to nearest cent): $12.60

NAV per share of a second class of shares (to nearest cent): $12.60

Total number of shareholder accounts: 9,506

Total value of assets in segregated accounts ($000s): 0

75.

Monthly average net assets during the period ($000s): 123,402

S 2:

Fidelity Bond in Effect at Fiscal Year End

80.

Insurer: Gulf Insurance Co.

2nd Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 45,000

81.

Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 53

82.

Does the mandatory coverage of the fidelity bond have a deductible? No

83.

Were any claims with respect to this Registrant/Series filed under the
bond during the period? Yes

84.

Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No

85.

Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No

Series 3

↑Information Common to All Funds/Series ↑List of 5 Funds/Series

7.

Name: John Hancock Sovereign Investors Fund [ renamed
Sovereign Investors Fund ] — S#631 ⇒ SOVIX & 4 more

Is this the final Form N-SAR filed for this Fund/Series? No

S 3:

Shareholder Servicing/Transfer Agent

12.1

Name: John Hancock Signature Services, Inc.

SEC File #: 084-01885

Location: Boston, MA

S 3:

Independent Public Accountant

13.1

Name: Deloitte & Touche LLP

Location: Boston, MA

S 3:

Custodian

15.1

Name: The Bank of New York

Role: Custodian

Location: New York, NY

Type of custody: Section 17(f)(1) — Bank

S 3:

Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers

25.

The brokers or dealers, or their parents (issuers):

25.1

Name: Bank of America

IRS #: 94-1687665

Type of security owned: Equity

Value of securities owned at period end ($000s): 30,348

25.2

Name: Merrill Lynch

IRS #: 13-5674085

Type of security owned: Equity

Value of securities owned at period end ($000s): 23,706

S 3:

Sales and Repurchases

28.

Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:

1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

4,099

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

22,599

2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

4,865

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

26,386

3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

4,111

Reinvestment of dividends and distributions ................

1,492

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

22,481

4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

4,385

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

20,475

5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

3,788

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

20,191

6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

3,989

Reinvestment of dividends and distributions ................

64,444

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

21,643

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

25,237

Reinvestment of dividends and distributions ................

65,936

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

133,775

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 21,186

S 3:

Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)

29.

Was a front-end sales load deducted from any share sales during the
period? Yes

30.

Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 383

The maximum sales load rate in effect at period end as a percentage of
the offering price: 5.0%

The minimum sales load rate in effect at period end as a percentage of
the offering price: 1.0%

31.

Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 58

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0

32.

Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 186

33.

Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 139

34.

Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes

35.

Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 346

36.

Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? Yes

S 3:

Payment Plan for the Distribution of Fund Shares

42.

For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................

–

Printing & mailing of prospectuses to other than current shareholders ..

–

Payments to underwriters ...............................................

100

Payments to brokers or dealers .........................................

–

Direct payments to sales personnel .....................................

–

Payments to banks and savings & loans ..................................

–

Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................

–

Unallocated payments made for a combination of such services ...........

–

43.

Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 4,674

44.

If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 5,019

S 3:

Advisory Fee

45.

Did the Registrant/Series have an advisory contract during the period? Yes

46.

Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No

47.

Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes

48.

Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%

Step-fee rates:
For 1st $000s: 750,000

Annual rate: 0.6%

Of next $000s: 750,000

Annual rate: 0.55%

Of next $000s: 1,000,000

Annual rate: 0.5%

& Above $000s: 2,500,000

Annual rate: 0.45%

49.

Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No

50.

Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No

51.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No

52.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No

53.

Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? No

Income? Yes

S 3:

Miscellaneous Info

55.

Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:

Overdrafts? No

Bank loans? No

56.

During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? Yes

57.

Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No

S 3:

Classification and Asset Allocation

66.

Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No

Capital appreciation? No

Growth? No

Growth and income? Yes

Income? No

Total return? No

67.

Is the Registrant/Series a “balanced” Fund? No

68.

Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No

Located primarily in countries other than the United States? No

69.

Is the Registrant/Series an index Fund? No

S 3:

Investment Practices

70.

Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In

Writing or investing in repurchase agreements? Yes to both

Writing or investing in options on equities? Yes No

Writing or investing in options on debt securities? No –

Writing or investing in options on stock indices? Yes No

Writing or investing in interest rate futures? No –

Writing or investing in stock index futures? No –

Writing or investing in options on futures? No –

Writing or investing in options on stock index futures? No –

Writing or investing in other commodity futures? No –

Investments in restricted securities? Yes to both

Investments in shares of other investment companies? Yes No

Investments in securities of foreign issuers? Yes to both

Currency exchange transactions? No –

Loaning portfolio securities? Yes to both

Borrowing of money? No –

Purchases/sales by certain exempted affiliated persons? Yes No

Margin purchases? No –

Short selling? No –

S 3:

Portfolio Turnover

71.

Portfolio turnover rate for the period:

Purchases ($000s): 301,602

Sales ($000s): 494,088

Monthly average Value of portfolio ($000s): 1,022,443

Percent turnover (lesser of Purchases or Sales, divided by Value): 30%

S 3:

Financial Info — Income and Expenses

72.

The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income ..............................................

1,700

Net dividend income ..............................................

20,787

Account maintenance fees .........................................

–

Net other income .................................................

186

Expenses ($000s)
Advisory fees ....................................................

6,300

Administrator fees ...............................................

–

Salaries and other compensation ..................................

–

Shareholder Servicing Agent fees .................................

2,473

Custodian fees ...................................................

170

Postage ..........................................................

–

Printing expenses ................................................

140

Directors’ fees ..................................................

68

Registration fees ................................................

65

Taxes ............................................................

–

Interest .........................................................

–

Bookkeeping fees paid to anyone performing this service ..........

–

Auditing fees ....................................................

44

Legal fees .......................................................

26

Marketing/distribution payments, incl. Rule 12b-1 plan payments ..

4,674

Amortization of organization expenses ............................

–

Shareholder meeting expenses .....................................

–

Other expenses ...................................................

356

Total expenses ...................................................

14,316

Expense reimbursements ($000s): 89

Net investment income ($000s): 8,446

Realized capital gains ($000s): 68,502

Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 0

Net unrealized depreciation during the period ($000s): 56,888

Total income dividends for which the record date passed during the
period ($000s): 7,940

Dividends for a second class of shares ($000s): 492

Total capital gains distributions for which the record date passed
during the period ($000s): 65,928

73.

Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.1800

Dividends for a second class of shares: $0.0442

Distribution of capital gains: $1.3031

Other distributions: $0.0000

S 3:

Financial Info — Condensed Balance Sheet Data

74.

Assets ($000s)

Cash .............................................................

1

Repurchase agreements ............................................

21,262

Short-term debt securities, other than repurchase agreements .....

219,427

Long-term debt securities, including convertible debt ............

–

Preferred, conv. preferred and adjustable-rate preferred stock ...

6,495

Common stock .....................................................

967,705

Options on equities ..............................................

–

Options on all futures ...........................................

–

Other investments ................................................

–

Receivables from portfolio instruments sold ......................

–

Receivables from affiliated persons ..............................

–

Other receivables ................................................

1,339

All other assets .................................................

221

Total assets .....................................................

1,216,450

Liabilities ($000s)
Payables for portfolio instruments purchased .....................

–

Amounts owed to affiliated persons ...............................

1,825

Senior long-term debt ............................................

–

Other liabilities:
Reverse repurchase agreements ..................................

–

Short sales ....................................................

–

Written options ................................................

–

All other liabilities ..........................................

221,665

Equity ($000s)
Senior equity ....................................................

–

Net assets of common shareholders ................................

992,960

Number of shares outstanding (000s): 44,200

Number of shares outstanding of a second class of shares (000s): 9,468

Net Asset Value (NAV) per share (to nearest cent): $18.51

NAV per share of a second class of shares (to nearest cent): $18.46

Total number of shareholder accounts: 71,732

Total value of assets in segregated accounts ($000s): 0

75.

Monthly average net assets during the period ($000s): 1,077,221

S 3:

Fidelity Bond in Effect at Fiscal Year End

80.

Insurer: Gulf Insurance Co.

2nd Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 45,000

81.

Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 53

82.

Does the mandatory coverage of the fidelity bond have a deductible? No

83.

Were any claims with respect to this Registrant/Series filed under the
bond during the period? Yes

84.

Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No

85.

Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No

Series 5

↑Information Common to All Funds/Series ↑List of 5 Funds/Series

7.

Name: John Hancock Large Cap Intrinsic Value Fund [ renamed
Global Opportunities Fund ] — S#632 ⇒ JGPAX & 3 more

Is this the final Form N-SAR filed for this Fund/Series? No

S 5:

Shareholder Servicing/Transfer Agent

12.1

Name: John Hancock Signature Services, Inc.

SEC File #: 084-01885

Location: Boston, MA

S 5:

Independent Public Accountant

13.1

Name: Deloitte & Touche LLP

Location: Boston, MA

S 5:

Custodian

15.1

Name: The Bank of New York

Role: Custodian

Location: New York, NY

Type of custody: Section 17(f)(1) — Bank

15.2

Name: Banco Rio De La Plata

Role: Sub-Custodian

Location: Buenos Aires

Argentina

Type of custody: Rule 17f-5 — Foreign Custodian

15.3

Name: National Australia Bank Ltd.

Role: Sub-Custodian

Location: Melbourne

Australia

Type of custody: Rule 17f-5 — Foreign Custodian

15.4

Name: Bank Austria AG

Role: Sub-Custodian

Location: Vienna

Austria

Type of custody: Rule 17f-5 — Foreign Custodian

15.5

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Manama

Bahrain

Type of custody: Rule 17f-5 — Foreign Custodian

15.6

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Dhaka

Bangladesh

Type of custody: Rule 17f-5 — Foreign Custodian

15.7

Name: Banque Bruxelles Lambert

Role: Sub-Custodian

Location: Brussels

Belgium

Type of custody: Rule 17f-5 — Foreign Custodian

15.8

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Cotonou

Benin

Type of custody: Rule 17f-5 — Foreign Custodian

15.9

Name: Bank of Bermuda Ltd.

Role: Sub-Custodian

Location: Hamilton

Bermuda

Type of custody: Rule 17f-5 — Foreign Custodian

15.10

Name: Citibank N.A.

Role: Sub-Custodian

Location: Sucre

Bolivia

Type of custody: Rule 17f-5 — Foreign Custodian

15.11

Name: Barclays Bank of Botswana Ltd.

Role: Sub-Custodian

Location: Garborone

Botswana

Type of custody: Rule 17f-5 — Foreign Custodian

15.12

Name: Bankboston N.A.

Role: Sub-Custodian

Location: Brasilia

Brazil

Type of custody: Rule 17f-5 — Foreign Custodian

15.13

Name: ING Bank

Role: Sub-Custodian

Location: Sofia

Bulgaria

Type of custody: Rule 17f-5 — Foreign Custodian

15.14

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Ouagadougou

Burkina Faso

Type of custody: Rule 17f-5 — Foreign Custodian

15.15

Name: Royal Bank of Canada

Role: Sub-Custodian

Location: Toronto

Canada

Type of custody: Rule 17f-5 — Foreign Custodian

15.16

Name: Bankboston, N.A.

Role: Sub-Custodian

Location: Santiago

Chile

Type of custody: Rule 17f-5 — Foreign Custodian

15.17

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Beijing

China

Type of custody: Rule 17f-5 — Foreign Custodian

15.18

Name: Cititrust Columbia S.A.

Role: Sub-Custodian

Location: Bogota

Columbia

Type of custody: Rule 17f-5 — Foreign Custodian

15.19

Name: Banco BCT

Role: Sub-Custodian

Location: San Jose

Costa Rica

Type of custody: Rule 17f-5 — Foreign Custodian

15.20

Name: Privredna Banka Zagreb

Role: Sub-Custodian

Location: Zagreb

Croatia

Type of custody: Rule 17f-5 — Foreign Custodian

15.21

Name: Bank of Cyprus

Role: Sub-Custodian

Location: Nicosia

Cyprus

Type of custody: Rule 17f-5 — Foreign Custodian

15.22

Name: Ceskoslovenska Obchodni Banka A.S.

Role: Sub-Custodian

Location: Prague

Czec Republic

Type of custody: Rule 17f-5 — Foreign Custodian

15.23

Name: Danske Bank

Role: Sub-Custodian

Location: Copenhagen

Denmark

Type of custody: Rule 17f-5 — Foreign Custodian

15.24

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Quito

Ecuador

Type of custody: Rule 17f-5 — Foreign Custodian

15.25

Name: Citibank, N.A.

Role: Sub-Custodian

Location: Cairo

Egypt

Type of custody: Rule 17f-5 — Foreign Custodian

15.26

Name: Hansabank Ltd.

Role: Sub-Custodian

Location: Tallin

Estonia

Type of custody: Rule 17f-5 — Foreign Custodian

15.27

Name: Merita Bank plc

Role: Sub-Custodian

Location: Helsinki

Finland

Type of custody: Rule 17f-5 — Foreign Custodian

15.28

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Paris

France

Type of custody: Rule 17f-5 — Foreign Custodian

15.29

Name: Credit Agricole Indosuez

Role: Sub-Custodian

Location: Paris

France

Type of custody: Rule 17f-5 — Foreign Custodian

15.30

Name: Dresdner Bank

Role: Sub-Custodian

Location: Berlin

Germany

Type of custody: Rule 17f-5 — Foreign Custodian

15.31

Name: Barclays Bank of Ghana Ltd.

Role: Sub-Custodian

Location: Accra

Ghana

Type of custody: Rule 17f-5 — Foreign Custodian

15.32

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Athens

Greece

Type of custody: Rule 17f-5 — Foreign Custodian

15.33

Name: Societe Generale De Banques En Cote D L’Voire

Role: Sub-Custodian

Location: Bissau

Guinea Bissau

Type of custody: Rule 17f-5 — Foreign Custodian

15.34

Name: HSBC

Role: Sub-Custodian

Location: Hong Kong

Hong Kong

Type of custody: Rule 17f-5 — Foreign Custodian

15.35

Name: Citibank Budapest RT

Role: Sub-Custodian

Location: Budapest

Hungary

Type of custody: Rule 17f-5 — Foreign Custodian

15.36

Name: Landsbanki Islands

Role: Sub-Custodian

Location: Reykjavik

Iceland

Type of custody: Rule 17f-5 — Foreign Custodian

15.37

Name: HSBC

Role: Sub-Custodian

Location: New Delhi

India

Type of custody: Rule 17f-5 — Foreign Custodian

15.38

Name: Deutsche Bank AG

Role: Sub-Custodian

Location: New Delhi

India

Type of custody: Rule 17f-5 — Foreign Custodian

15.39

Name: HSBC

Role: Sub-Custodian

Location: Jakarta

Indonesia

Type of custody: Rule 17f-5 — Foreign Custodian

15.40

Name: Allied Irish Banks plc

Role: Sub-Custodian

Location: Dublin

Ireland

Type of custody: Rule 17f-5 — Foreign Custodian

15.41

Name: Bank Leumi Le-Israel B.M.

Role: Sub-Custodian

Location: Jerusalem

Israel

Type of custody: Rule 17f-5 — Foreign Custodian

15.42

Name: Intesabci S.P.A.

Role: Sub-Custodian

Location: Milan

Italy

Type of custody: Rule 17f-5 — Foreign Custodian

15.43

Name: BNP Paribas Securities Services

Role: Sub-Custodian

Location: Milan

Italy

Type of custody: Rule 17f-5 — Foreign Custodian

15.44

Name: Societe Generale-Abidjan

Role: Sub-Custodian

Location: Abidjan

Ivory Coast

Type of custody: Rule 17f-5 — Foreign Custodian

15.45

Name: Cibc Trust & Merchant Bank Jamaica Ltd.

Role: Sub-Custodian

Location: Kingstown

Jamaica

Type of custody: Rule 17f-5 — Foreign Custodian

15.46

Name: The Bank of Tokyo-Mitsubishi Ltd.

Role: Sub-Custodian

Location: Tokyo

Japan

Type of custody: Rule 17f-5 — Foreign Custodian

15.47

Name: The Fuji Bank, Ltd.

Role: Sub-Custodian

Location: Tokyo

Japan

Type of custody: Rule 17f-5 — Foreign Custodian

15.48

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Amman

Jordan

Type of custody: Rule 17f-5 — Foreign Custodian

15.49

Name: Abn/Amro

Role: Sub-Custodian

Location: Astana

Kazakhstan

Type of custody: Rule 17f-5 — Foreign Custodian

15.50

Name: Barclays Bank of Kenya Ltd.

Role: Sub-Custodian

Location: Nairobi

Kenya

Type of custody: Rule 17f-5 — Foreign Custodian

15.51

Name: Hansabanka Ltd.

Role: Sub-Custodian

Location: Riga

Latvia

Type of custody: Rule 17f-5 — Foreign Custodian

15.52

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Beirut

Lebanon

Type of custody: Rule 17f-5 — Foreign Custodian

15.53

Name: Vilniaus Bankas

Role: Sub-Custodian

Location: Vilniaus

Lithuania

Type of custody: Rule 17f-5 — Foreign Custodian

15.54

Name: Banque Et Caisse D’Epargne De L’Etat

Role: Sub-Custodian

Location: Luxembourg

Luxembourg

Type of custody: Rule 17f-5 — Foreign Custodian

15.55

Name: Hong Kong Bank Malysaia Berhad

Role: Sub-Custodian

Location: Kuala Lampur

Malyasia

Type of custody: Rule 17f-5 — Foreign Custodian

15.56

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Bamako

Mali

Type of custody: Rule 17f-5 — Foreign Custodian

15.57

Name: HSBC Bank Malta plc

Role: Sub-Custodian

Location: Valletta

Malta

Type of custody: Rule 17f-5 — Foreign Custodian

15.58

Name: HSBC

Role: Sub-Custodian

Location: Port Louis

Mauritius

Type of custody: Rule 17f-5 — Foreign Custodian

15.59

Name: Banco Nacional De Mexico

Role: Sub-Custodian

Location: Mexico City

Mexico

Type of custody: Rule 17f-5 — Foreign Custodian

15.60

Name: Banque Comerciale Du Maroc

Role: Sub-Custodian

Location: Rabat

Morrocco

Type of custody: Rule 17f-5 — Foreign Custodian

15.61

Name: Stanbic Bank Namibia Ltd.

Role: Sub-Custodian

Location: Windhoek

Namibia

Type of custody: Rule 17f-5 — Foreign Custodian

15.62

Name: Fortis Bank NV

Role: Sub-Custodian

Location: Amsterdam

The Netherlands

Type of custody: Rule 17f-5 — Foreign Custodian

15.63

Name: National Australia Bank Ltd.

Role: Sub-Custodian

Location: Wellington

New Zeland

Type of custody: Rule 17f-5 — Foreign Custodian

15.64

Name: Societe Generale De Banques En Cote D’Lvoire

Role: Sub-Custodian

Location: Niamey

Niger

Type of custody: Rule 17f-5 — Foreign Custodian

15.65

Name: Stanbic Merchant Bank Nigeria Ltd.

Role: Sub-Custodian

Location: Abuja

Nigeria

Type of custody: Rule 17f-5 — Foreign Custodian

15.66

Name: Den Norske Bank Asa

Role: Sub-Custodian

Location: Olso

Norway

Type of custody: Rule 17f-5 — Foreign Custodian

15.67

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Muscat

Oman

Type of custody: Rule 17f-5 — Foreign Custodian

15.68

Name: Standard Cahrtered Bank

Role: Sub-Custodian

Location: Islamabad

Pakistan

Type of custody: Rule 17f-5 — Foreign Custodian

15.69

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Al Quads

Palestine

Type of custody: Rule 17f-5 — Foreign Custodian

15.70

Name: Bankboston N.A.

Role: Sub-Custodian

Location: Panama City

Panama

Type of custody: Rule 17f-5 — Foreign Custodian

15.71

Name: Citibank N.A.

Role: Sub-Custodian

Location: Lima

Peru

Type of custody: Rule 17f-5 — Foreign Custodian

15.72

Name: HSBC

Role: Sub-Custodian

Location: Manila

Philippines

Type of custody: Rule 17f-5 — Foreign Custodian

15.73

Name: Bank Handlowy W Warszawie S.A.

Role: Sub-Custodian

Location: Warsaw

Poland

Type of custody: Rule 17f-5 — Foreign Custodian

15.74

Name: Banco Comerciale Portugues

Role: Sub-Custodian

Location: Lisbon

Portugal

Type of custody: Rule 17f-5 — Foreign Custodian

15.75

Name: HSBC Bank Middle East

Role: Sub-Custodian

Location: Doha

Qatar

Type of custody: Rule 17f-5 — Foreign Custodian

15.76

Name: ING Bank

Role: Sub-Custodian

Location: Bucharest

Romania

Type of custody: Rule 17f-5 — Foreign Custodian

15.77

Name: Vneshtorgbank

Role: Sub-Custodian

Location: Moscow

Russia

Type of custody: Rule 17f-5 — Foreign Custodian

15.78

Name: Credit Suisse First Baston AO

Role: Sub-Custodian

Location: Moscow

Russia

Type of custody: Rule 17f-5 — Foreign Custodian

15.79

Name: Societe Generale De Banques En Cote D;Lvoire

Role: Sub-Custodian

Location: Dakar

Senegal

Type of custody: Rule 17f-5 — Foreign Custodian

15.80

Name: United Overseas Bank Ltd.

Role: Sub-Custodian

Location: Singapore

Singapore

Type of custody: Rule 17f-5 — Foreign Custodian

15.81

Name: The Development Bank of Singapore

Role: Sub-Custodian

Location: Singapore

Singapore

Type of custody: Rule 17f-5 — Foreign Custodian

15.82

Name: Ceskoslovenska Obchodni Banka A.S.

Role: Sub-Custodian

Location: Bratislava

Slovak Republic

Type of custody: Rule 17f-5 — Foreign Custodian

15.83

Name: Bank Austria Creditanstalt D.D. Ljubljana

Role: Sub-Custodian

Location: Ljubljana

Slovenia

Type of custody: Rule 17f-5 — Foreign Custodian

15.84

Name: The Standard Bank of South Africa Ltd.

Role: Sub-Custodian

Location: Capetown

South Africa

Type of custody: Rule 17f-5 — Foreign Custodian

15.85

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Seoul

South Korea

Type of custody: Rule 17f-5 — Foreign Custodian

15.86

Name: Banco Bilbao Vizcaya Argentaria S.A.

Role: Sub-Custodian

Location: Madrid

Spain

Type of custody: Rule 17f-5 — Foreign Custodian

15.87

Name: Banco Santander Central Hispano

Role: Sub-Custodian

Location: Madrid

Spain

Type of custody: Rule 17f-5 — Foreign Custodian

15.88

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Colombo

Sri Lanka

Type of custody: Rule 17f-5 — Foreign Custodian

15.89

Name: Standard Bank Swaizland Ltd.

Role: Sub-Custodian

Location: Mbabane

Swaziland

Type of custody: Rule 17f-5 — Foreign Custodian

15.90

Name: Skandinaviska Enskilda Banken

Role: Sub-Custodian

Location: Stockholm

Sweden

Type of custody: Rule 17f-5 — Foreign Custodian

15.91

Name: Credit Suisse First Boston

Role: Sub-Custodian

Location: Bern

Swizerland

Type of custody: Rule 17f-5 — Foreign Custodian

15.92

Name: HSBC

Role: Sub-Custodian

Location: Taipei

Taiwan

Type of custody: Rule 17f-5 — Foreign Custodian

15.93

Name: Standard Chartered Bank

Role: Sub-Custodian

Location: Bangkok

Thailand

Type of custody: Rule 17f-5 — Foreign Custodian

15.94

Name: Bangkok Bank Public Co.

Role: Sub-Custodian

Location: Bangkok

Thailand

Type of custody: Rule 17f-5 — Foreign Custodian

15.95

Name: Republic Bank Ltd.

Role: Sub-Custodian

Location: Port of Spain

Trinidad & Tobago

Type of custody: Rule 17f-5 — Foreign Custodian

15.96

Name: Banque Internationale Arabe De Tunise

Role: Sub-Custodian

Location: Tunis

Tunisia

Type of custody: Rule 17f-5 — Foreign Custodian

15.97

Name: Osmanli Bankasi A.S.

Role: Sub-Custodian

Location: Ankara

Turkey

Type of custody: Rule 17f-5 — Foreign Custodian

15.98

Name: ING Bank

Role: Sub-Custodian

Location: Kiev

Ukraine

Type of custody: Rule 17f-5 — Foreign Custodian

15.99

Name: The Bank of New York

Role: Sub-Custodian

Location: London

United Kingdom

Type of custody: Rule 17f-5 — Foreign Custodian

S 5:

Sales and Repurchases

28.

Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:

1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

93

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

93

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0

S 5:

Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)

29.

Was a front-end sales load deducted from any share sales during the
period? No

34.

Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? No

S 5:

Payment Plan for the Distribution of Fund Shares

42.

For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................

–

Printing & mailing of prospectuses to other than current shareholders ..

–

Payments to underwriters ...............................................

100

Payments to brokers or dealers .........................................

–

Direct payments to sales personnel .....................................

–

Payments to banks and savings & loans ..................................

–

Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................

–

Unallocated payments made for a combination of such services ...........

–

43.

Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 9

44.

If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 120

S 5:

Advisory Fee

45.

Did the Registrant/Series have an advisory contract during the period? Yes

46.

Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No

47.

Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes

48.

Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.75%

Step-fee rates:
For 1st $000s: 0

Annual rate: 0.0%

49.

Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No

50.

Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No

51.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No

52.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No

53.

Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes

Income? Yes

S 5:

Miscellaneous Info

55.

Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:

Overdrafts? No

Bank loans? No

56.

During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? Yes

57.

Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No

S 5:

Classification and Asset Allocation

66.

Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No

Capital appreciation? Yes

Growth? No

Growth and income? No

Income? No

Total return? No

67.

Is the Registrant/Series a “balanced” Fund? No

68.

Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No

Located primarily in countries other than the United States? No

69.

Is the Registrant/Series an index Fund? No

S 5:

Investment Practices

70.

Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In

Writing or investing in repurchase agreements? Yes No

Writing or investing in options on equities? Yes No

Writing or investing in options on debt securities? Yes No

Writing or investing in options on stock indices? Yes No

Writing or investing in interest rate futures? Yes No

Writing or investing in stock index futures? Yes No

Writing or investing in options on futures? Yes No

Writing or investing in options on stock index futures? Yes No

Writing or investing in other commodity futures? No –

Investments in restricted securities? Yes to both

Investments in shares of other investment companies? Yes No

Investments in securities of foreign issuers? Yes to both

Currency exchange transactions? Yes No

Loaning portfolio securities? Yes No

Borrowing of money? No –

Purchases/sales by certain exempted affiliated persons? Yes No

Margin purchases? No –

Short selling? No –

S 5:

Portfolio Turnover

71.

Portfolio turnover rate for the period:

Purchases ($000s): 4,954

Sales ($000s): 2,052

Monthly average Value of portfolio ($000s): 2,657

Percent turnover (lesser of Purchases or Sales, divided by Value): 77%

S 5:

Financial Info — Income and Expenses

72.

The number of months covered by the values in Items 72 and 73: 10

Income ($000s)
Net interest income ..............................................

12

Net dividend income ..............................................

25

Account maintenance fees .........................................

–

Net other income .................................................

–

Expenses ($000s)
Advisory fees ....................................................

20

Administrator fees ...............................................

–

Salaries and other compensation ..................................

–

Shareholder Servicing Agent fees .................................

1

Custodian fees ...................................................

10

Postage ..........................................................

–

Printing expenses ................................................

11

Directors’ fees ..................................................

–

Registration fees ................................................

15

Taxes ............................................................

–

Interest .........................................................

–

Bookkeeping fees paid to anyone performing this service ..........

–

Auditing fees ....................................................

10

Legal fees .......................................................

–

Marketing/distribution payments, incl. Rule 12b-1 plan payments ..

9

Amortization of organization expenses ............................

–

Shareholder meeting expenses .....................................

–

Other expenses ...................................................

2

Total expenses ...................................................

78

Expense reimbursements ($000s): 41

Net investment income ($000s): 0

Realized capital gains ($000s): 127

Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 437

Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 93

73.

Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.3097

Other distributions: $0.0000

S 5:

Financial Info — Condensed Balance Sheet Data

74.

Assets ($000s)

Cash .............................................................

69

Repurchase agreements ............................................

–

Short-term debt securities, other than repurchase agreements .....

137

Long-term debt securities, including convertible debt ............

–

Preferred, conv. preferred and adjustable-rate preferred stock ...

–

Common stock .....................................................

3,398

Options on equities ..............................................

37

Options on all futures ...........................................

–

Other investments ................................................

76

Receivables from portfolio instruments sold ......................

–

Receivables from affiliated persons ..............................

10

Other receivables ................................................

5

All other assets .................................................

–

Total assets .....................................................

3,732

Liabilities ($000s)
Payables for portfolio instruments purchased .....................

7

Amounts owed to affiliated persons ...............................

5

Senior long-term debt ............................................

–

Other liabilities:
Reverse repurchase agreements ..................................

–

Short sales ....................................................

–

Written options ................................................

–

All other liabilities ..........................................

156

Equity ($000s)
Senior equity ....................................................

–

Net assets of common shareholders ................................

3,564

Number of shares outstanding (000s): 277

Number of shares outstanding of a second class of shares (000s): 31

Net Asset Value (NAV) per share (to nearest cent): $11.57

NAV per share of a second class of shares (to nearest cent): $11.52

Total number of shareholder accounts: 4

Total value of assets in segregated accounts ($000s): 0

75.

Monthly average net assets during the period ($000s): 3,213

S 5:

Fidelity Bond in Effect at Fiscal Year End

80.

Insurer: Gulf Insurance Co.

2nd Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 45,000

81.

Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 53

82.

Does the mandatory coverage of the fidelity bond have a deductible? No

83.

Were any claims with respect to this Registrant/Series filed under the
bond during the period? Yes

84.

Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No

85.

Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No

Series 6

↑Information Common to All Funds/Series ↑List of 5 Funds/Series

7.

Name: John Hancock Small Cap Intrinsic Value Fund [ renamed
Small Cap Intrinsic Value Fund ] — S#633 ⇒ JHIAX & 3 more

Is this the final Form N-SAR filed for this Fund/Series? No

S 6:

Shareholder Servicing/Transfer Agent

12.1

Name: John Hancock Signature Services, Inc.

SEC File #: 084-01885

Location: Boston, MA

S 6:

Independent Public Accountant

13.1

Name: Deloitte & Touche LLP

Location: Boston, MA

S 6:

Custodian

15.1

Name: The Bank of New York

Role: Custodian

Location: New York, NY

Type of custody: Section 17(f)(1) — Bank

S 6:

Sales and Repurchases

28.

Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:

1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

–

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

256

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................

–

Reinvestment of dividends and distributions ................

256

Other ......................................................

–

Total NAV of shares redeemed & repurchased (inc. exchanges) ..

–

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0

S 6:

Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)

29.

Was a front-end sales load deducted from any share sales during the
period? No

34.

Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? No

S 6:

Payment Plan for the Distribution of Fund Shares

42.

For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................

–

Printing & mailing of prospectuses to other than current shareholders ..

–

Payments to underwriters ...............................................

–

Payments to brokers or dealers .........................................

–

Direct payments to sales personnel .....................................

–

Payments to banks and savings & loans ..................................

–

Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................

–

Unallocated payments made for a combination of such services ...........

–

43.

Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 9

44.

If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 121

S 6:

Advisory Fee

45.

Did the Registrant/Series have an advisory contract during the period? Yes

46.

Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No

47.

Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes

48.

Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.9%

Step-fee rates:
For 1st $000s: 0

Annual rate: 0.0%

49.

Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No

50.

Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No

51.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No

52.

Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No

53.

Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes

Income? Yes

S 6:

Miscellaneous Info

55.

Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:

Overdrafts? No

Bank loans? No

56.

During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? Yes

57.

Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No

S 6:

Classification and Asset Allocation

66.

Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No

Capital appreciation? Yes

Growth? No

Growth and income? No

Income? No

Total return? No

67.

Is the Registrant/Series a “balanced” Fund? No

68.

Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No

Located primarily in countries other than the United States? No

69.

Is the Registrant/Series an index Fund? No

S 6:

Investment Practices

70.

Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In

Writing or investing in repurchase agreements? Yes No

Writing or investing in options on equities? Yes No

Writing or investing in options on debt securities? Yes No

Writing or investing in options on stock indices? Yes No

Writing or investing in interest rate futures? Yes No

Writing or investing in stock index futures? Yes No

Writing or investing in options on futures? Yes No

Writing or investing in options on stock index futures? Yes No

Writing or investing in other commodity futures? No –

Investments in restricted securities? Yes No

Investments in shares of other investment companies? Yes No

Investments in securities of foreign issuers? Yes to both

Currency exchange transactions? Yes No

Loaning portfolio securities? Yes to both

Borrowing of money? Yes No

Purchases/sales by certain exempted affiliated persons? No –

Margin purchases? No –

Short selling? No –

S 6:

Portfolio Turnover

71.

Portfolio turnover rate for the period:

Purchases ($000s): 5,476

Sales ($000s): 2,941

Monthly average Value of portfolio ($000s): 3,030

Percent turnover (lesser of Purchases or Sales, divided by Value): 97%

S 6:

Financial Info — Income and Expenses

72.

The number of months covered by the values in Items 72 and 73: 10

Income ($000s)
Net interest income ..............................................

4

Net dividend income ..............................................

29

Account maintenance fees .........................................

–

Net other income .................................................

3

Expenses ($000s)
Advisory fees ....................................................

24

Administrator fees ...............................................

–

Salaries and other compensation ..................................

–

Shareholder Servicing Agent fees .................................

1

Custodian fees ...................................................

9

Postage ..........................................................

–

Printing expenses ................................................

10

Directors’ fees ..................................................

–

Registration fees ................................................

65

Taxes ............................................................

–

Interest .........................................................

–

Bookkeeping fees paid to anyone performing this service ..........

–

Auditing fees ....................................................

10

Legal fees .......................................................

–

Marketing/distribution payments, incl. Rule 12b-1 plan payments ..

9

Amortization of organization expenses ............................

–

Shareholder meeting expenses .....................................

–

Other expenses ...................................................

2

Total expenses ...................................................

130

Expense reimbursements ($000s): 91

Net investment income ($000s): -3

Realized capital gains ($000s): 360

Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 161

Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 256

73.

Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.8548

Other distributions: $0.0000

S 6:

Financial Info — Condensed Balance Sheet Data

74.

Assets ($000s)

Cash .............................................................

1

Repurchase agreements ............................................

–

Short-term debt securities, other than repurchase agreements .....

1,045

Long-term debt securities, including convertible debt ............

–

Preferred, conv. preferred and adjustable-rate preferred stock ...

–

Common stock .....................................................

3,058

Options on equities ..............................................

–

Options on all futures ...........................................

–

Other investments ................................................

–

Receivables from portfolio instruments sold ......................

–

Receivables from affiliated persons ..............................

59

Other receivables ................................................

1

All other assets .................................................

–

Total assets .....................................................

4,164

Liabilities ($000s)
Payables for portfolio instruments purchased .....................

20

Amounts owed to affiliated persons ...............................

3

Senior long-term debt ............................................

–

Other liabilities:
Reverse repurchase agreements ..................................

–

Short sales ....................................................

–

Written options ................................................

–

All other liabilities ..........................................

622

Equity ($000s)
Senior equity ....................................................

–

Net assets of common shareholders ................................

3,519

Number of shares outstanding (000s): 292

Number of shares outstanding of a second class of shares (000s): 33

Net Asset Value (NAV) per share (to nearest cent): $10.86

NAV per share of a second class of shares (to nearest cent): $10.81

Total number of shareholder accounts: 4

Total value of assets in segregated accounts ($000s): 0

75.

Monthly average net assets during the period ($000s): 3,169

S 6:

Fidelity Bond in Effect at Fiscal Year End

80.

Insurer: Gulf Insurance Co.

2nd Insurer: Ici Mutual Insurance Companies

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 45,000

81.

Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 53

82.

Does the mandatory coverage of the fidelity bond have a deductible? No

83.

Were any claims with respect to this Registrant/Series filed under the
bond during the period? Yes

84.

Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No

85.

Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No

Signature

↑Top of Form N-SAR

John Hancock Investment Trust – ‘NSAR-B’ for 12/31/05

On: Monday, 2/27/06, at 2:40pm ET · Effective: 2/27/06 · For: 12/31/05 · Accession #: 1010521-6-125 · File #: 811-00560

Previous ‘NSAR-B’: ‘NSAR-B’ on 2/22/05 for 12/31/04 · Next: ‘NSAR-B’ on 2/27/07 for 12/31/06 · Latest: ‘NSAR-B’ on 5/15/18 for 3/31/18

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

‘NSAR-B’ — Investment Trust

John Hancock Investment Trust – ‘NSAR-B’ for 12/31/05

On: Monday, 2/27/06, at 2:40pm ET · Effective: 2/27/06 · For: 12/31/05 · Accession #: 1010521-6-125 · File #: 811-00560

Previous ‘NSAR-B’: ‘NSAR-B’ on 2/22/05 for 12/31/04 · Next: ‘NSAR-B’ on 2/27/07 for 12/31/06 · Latest: ‘NSAR-B’ on 5/15/18 for 3/31/18

Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

‘NSAR-B’ — Investment Trust

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents