SEC Info - Hancock John Financial Services Inc. - ‘3’ for 2/1/00 re: Nexell Therapeutics Inc.

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Hancock John Financial Services Inc. – ‘3’ for 2/1/00 re: Nexell Therapeutics Inc.

As of: Thursday, 2/10/00 · For: 2/1/00 · Accession #: 1010521-0-172 · File #: 0-19153

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/10/00  Hancock John Fin’l Services Inc.  3          10% Owner   1:10K  Nexell Therapeutics Inc.          Maffucci Noel/FA

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Nexell Therapeutics Inc.                               2     18K 

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U. S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 

Form 3                                            ------------------------------
                                            OMB Number     3235-0104
                                               Expires:  December 31, 2001
                                            Estimated average burden
                                                  hours per response . . . . 0.5
                                                  ------------------------------

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 
17(a) of the Public Utility                                                     

Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of   
1940                                                                            

                                                        [Enlarge/Download Table]


                                                                                                                                    

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1.   Name and Address of Reporting Person   2.   Date of Event Re-   4.  Issuer Name and Ticker or Trading Symbol                   
                                                 quiring Statement                                                                  
John Hancock Financial Services, Inc.(a)         (Month/Day/Year)        Nexell Therapeutics Inc. ("NEXL")                          
                                                 February 1, 2000                                                                   
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     (Last)       (First)      (Middle)     3.   IRS or Social Se-   5.  Relationship of Reporting Person to Issuer 6. If Amendment,
                                                 curity Number of                 (Check all applicable)               Date of      
P.O. Box 111                                     Reporting Person        _____ Director        __X__ 10% Owner         Original     
                                                                                                                    (Month/Day/Year)
_________________________________________          (Voluntary)           _____ Officer (give   _____ Other (specify                 
                (Street)                                                                title below)         below)                 
                                                    04-3483032                         _______________________                      

                                                                                                        7. Individual or            
                                                                                                           Joint/Group Filing       
                                                                                                           (Check Applicable Line)  
                                                                                                           X Form Filed by One      
                                                                                                          --- Reporting Person      
                                                                                                             Form Filed by More than
Boston,           MA              02117                                                                   --- One Reporting Person  
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 (City)         (State)           (Zip)                              Table 1 -- Non-Derivative Securities Beneficially Owned        

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1.   Title of Security                            2.  Amount of Securities      3.  Ownership           4. Nature of Indirect       
     (Instr. 4)                                       Beneficially Owned            Form:  Direct          Beneficial Ownership     
                                                      (Instr. 4)                    (D) or Indirect        (Instr. 5)               
                                                                                    (I)   (Instr.5)                                 
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Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly                   (Over)
*If the form is filed by more than one reporting person, see Instructions 5 (b) (v)                                  SEC 1473 (3/99)

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FORM 3 (continued)                        Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls,                  
                                                           warrants, options, convertible securities)                               

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1.Title of Derivative Security   2.   Date Exer-     3. Title and Amount of      4.   Conver-   5. Owner-    6. Nature of Indirect  
  (Instr. 4)                          cisable and       Securities Underlying         sion or      ship         Beneficial Ownership
                                      Expiration        Derivative Security           Exercise     Form of      (Instr. 5)          
                                      Date              (Instr. 4)                    Price of     Deri-                            
                                      (Month/Day/                                     Deri-        vative                           
                                      Year)                                           vative       Security                         
                                                                                      Security                                      

                                 -----------------------------------------------                                                    
                                 Date       Expira-                    Amount                      Direct                           
                                 Exer-      tion                       or                          (D) or                           
                                 cisable    Date          Title        Number                      Indirect                         
                                                                       of                          (I)                              
                                                                       Shares                      (Instr. 5)                       

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Series B Cumulative Convertible    11/24/99  (b)        Common Stock   10,909,091 (c)   $2.75          I         Owned by JHLICO (a)
Preferred Stock                                                           727,273 (d)                                               
                                                                          363,636 (e)                                               
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Class B Warrant to Purchase        11/24/99  12/16/04   Common Stock    1,428,571 (f)   $3.00          I         Owned by JHLICO (a)
                                                                           95,238 (g)                                               
                                                                           47,619 (h)                                               
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Class A Warrant to Purchas         11/24/04  12/16/04   Common Stock    2,857,142-0 (j)  $.01          I         Owned by JHLICO (a)
                                                            (i)           190,476-0 (k)                                             
                                                                           95,238-0 (l)                                             
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Explanation of Responses:                                                                                                           

(a) Effective February 1, 2000, John Hancock Financial Services, Inc.                                                               
    became the parent of John Hancock Life Insurance Company ("JHLICO"),                                                            
    formerly named John Hancock Mutual Life Insurance Company ("JHMLICO"),                                                          
    JHMLICO and JHMLICO's direct wholly-owned subsidiary, John Hancock                                                              
    Variable Life Insurance Company ("JHVLICO") and JHVLICO's direct                                                                
    wholly-owned subsidiary, Investors Partner Life Insurance Company                                                               
    ("Partners") filed Form 3's on December 17, 1999 reporting their                                                                
    holdings in the Issuer.                                                                                                         
(b) The Preferred Stock automatically converts to Common Stock on November 24,                                                      
    2006.                                                                                                                           
(c) Owned by JHLICO. 30,000 shares of Series B Cumulative Convertible Preferred                                                     
    Stock are currently owned by JHLICO.                                                                                            
(d) Owned by JHVLICO. 2,000 shares of Series B Cumulative Convertible Preferred                                                     
    Stock are currently owned by JHVLICO.                                                                                           
(e) Owned by Partners. 1,000 shares of Series B Cumulative Convertible Preferred                                                    
    Stock are currently owned by Partners.                                                                                          
(f) Owned by JHLICO.                                                                                                                
(g) Owned by JHVLICO.                                                                                                               
(h) Owned by Partners.                                                                                                              
(i) Number of shares of Common Stock into which Class A Warrants are exercisable                                                    
    depends on market price on November 24, 2004.                                                                                   
(j) Owned by JHLICO.                                                                                                                
(k) Owned by JHVLICO.                                                                                                               
(l) Owned by Partners.                                                                                                              

**Intentional misstatements or omissions of facts constitute Federal Criminal                                                       
Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                                                                                

JOHN HANCOCK FINANCIAL                                                                                                              
SERVICES, INC.                                                                                                                      

By:/s/Barry J. Rubenstein                                 February 10, 2000                                                         
-------------------------------------                     -----------------                                                         
Barry J. Rubenstein                                            Date                                                                 
Vice President, Counsel, & Secretary                                                                                                

Note:  File three copies of this Form, one of which must be manually signed.                                                        
       If space provided is insufficient, See Instruction 6 for procedure.                                                          

Potential persons who are to respond to the collection of information contained                                                     
in this form are not to respond unless the form displays a currently valid OMB                                                      
control number.                                                                                                                     
                                                     Page 2      SEC 1473 (8/92)

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘3’ Filing	Date	First	Last	Other Filings

	11/24/06	2
	11/24/04	2
	12/31/01	1		10-K, 10-K/A, 10-K405, 11-K, ARS
Filed on:	2/10/00	2		3, 4
For Period end:	2/1/00	1	2	3, 3/A
	12/17/99	2
				List all Filings

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Filing Submission 0001010521-00-000172 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Hancock John Financial Services Inc. – ‘3’ for 2/1/00 re: Nexell Therapeutics Inc.

As of: Thursday, 2/10/00 · For: 2/1/00 · Accession #: 1010521-0-172 · File #: 0-19153

Previous ‘3’: ‘3’ on 2/10/00 for 2/1/00 · Next: ‘3’ on 2/10/00 for 2/1/00 · Latest: ‘3’ on 9/17/01 for 9/5/01

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents