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As Of Filer Filing For·On·As Docs:Size 6/21/19 Opko Health, Inc. 8-K:5,7,9 6/20/19 2:88K |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 40K 2: EX-3.1 Articles of Incorporation/Organization or By-Laws HTML 8K
Document |
Delaware | 75-2402409 | |||
(State or Other Jurisdiction of Incorporation) | (Commission
File Number) | (IRS Employer Identification No.) |
Not Applicable |
Former name or former address, if changed since last report |
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Emerging growth company | o
|
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common
Stock | OPK | NASDAQ Global Select Market |
ITEM 5.03. | Amendments
to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
ITEM
5.07. | Submission of Matters to a Vote of Security Holders. |
1. | All nine nominees were elected to the Board of Directors with each director receiving votes as follows: |
Election
of Directors | For | Withheld | Broker Non-Votes | |||||
Phillip
Frost, M.D. | 360,959,527 | 13,881,686 | 129,623,450 | |||||
Jane H. Hsiao, Ph.D. | 321,761,978 | 53,079,235 | 129,623,450 | |||||
Steven
D. Rubin | 321,134,297 | 53,706,916 | 129,623,450 | |||||
Robert S. Fishel, M.D. | 363,916,903 | 10,924,310 | 129,623,450 | |||||
Richard
M. Krasno, Ph.D. | 366,983,988 | 7,857,225 | 129,623,450 | |||||
Richard A. Lerner, M.D. | 366,296,459 | 8,544,754 | 129,623,450 | |||||
John
A. Paganelli | 339,795,674 | 35,045,539 | 129,623,450 | |||||
Richard C. Pfenniger, Jr. | 366,883,611 | 7,957,602 | 129,623,450 | |||||
Alice
Lin-Tsing Yu, M.D., Ph.D. | 367,145,849 | 7,695,364 | 129,623,450 |
2. | The stockholders voted to approve an amendment to the Company’s amended and restated certificate
of incorporation to increase the authorized number of shares of the Company’s Common Stock that the Company may issue from 750 million shares to 1 billion shares as disclosed in the 2019 Proxy Statement for the Annual Meeting. The votes on the OPKO Authorized Share Increase Proposal were as follows: |
For | Against | Abstain | ||
466,547,752 | 35,671,721 | 2,245,191 |
3. | The
stockholders voted to approve, on a non-binding advisory basis, the compensation of the named executive officers of the Company as disclosed in the 2019 Proxy Statement for the Annual Meeting. The votes on this proposal were as follows: |
For | Against | Abstain | Broker
Non-Vote | |||
351,096,471 | 22,996,698 | 748,045 | 12,623,450 |
4. | The
stockholders voted to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. The votes on this proposal were as follows: |
For | Against | Abstain | ||
499,815,890 | 3,425,402 | 1,223,371 |
ITEM 7.01. | Regulation FD |
ITEM 9.01. | Financial Statements and Exhibits. |
(d) | Exhibits |
Exhibit No. | Description | |
3.1 | Certificate
of Amendment to Amended and Restated Certificate of Incorporation of OPKO Health, Inc. |
Exhibit No. | Description | |
3.1 |
OPKO
Health, Inc. | |||
By: | /s/ Adam Logal | ||
Date: June 21, 2019 | Name: | ||
Title: | Senior Vice President, Chief Financial Officer | ||
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/19 | ||||
Filed on: | 6/21/19 | 4 | ||
For Period End: | 6/20/19 | 4, DEF 14A | ||
4/26/19 | DEF 14A, DEFA14A | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/01/24 Opko Health, Inc. 10-K 12/31/23 122:18M RDG Filings/FA 5/15/23 Opko Health, Inc. S-8 5/15/23 4:98K RDG Filings/FA 2/27/23 Opko Health, Inc. 10-K 12/31/22 121:20M 3/01/22 Opko Health, Inc. 10-K 12/31/21 110:16M 2/18/21 Opko Health, Inc. 10-K 12/31/20 111:16M |