Preview Travel Inc – IPO: ‘S-1’ on 10/3/97 – EX-10.7

As of:  Friday, 10/3/97   ·   Accession #:  944209-97-1339   ·   File #:  333-37183

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Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)                 98    623K 
 2: EX-10.1     Form of Indemnification Agreement                      9     43K 
11: EX-10.11    Warrant Agreement                                     14     63K 
12: EX-10.12    Warrant Agreement for Series E Stock                  14     62K 
13: EX-10.13    Office Lease                                          48    196K 
14: EX-10.14    Severance Agreement With Kenneth Orton                 9     36K 
 3: EX-10.2     1988 Stock Option Plan                                11     49K 
 4: EX-10.3     1997 Stock Option Plan                                13     55K 
 5: EX-10.4     1997 Employee Stock Purchase Plan                     10     47K 
 6: EX-10.5     1997 Directors' Stock Option Plan                     12     51K 
 7: EX-10.6     Registration Rights Agreement                         25    103K 
 8: EX-10.7     Am. No. 1 to the Registration Rights Agreement        12     33K 
 9: EX-10.8     Travel Channel Agreement                              16     58K 
10: EX-10.9     Interactive Services Agreement                        34    157K 
15: EX-11.1     Statement Regarding Computation of Earnings            1      8K 
16: EX-21.1     List of Subsidiaries                                   1      6K 
17: EX-27     ƒ Financial Data Schedule                                2     11K 

EX-10.7   —   Am. No. 1 to the Registration Rights Agreement
Exhibit Table of Contents

EX-10.7
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                                                                    EXHIBIT 10.7

AMENDMENT NO. 1 TO  
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

   This Amendment No. 1 (the "Amendment") to the Third Amended and
   ---------
Restated Registration Rights Agreement (the "Agreement") dated as of June 28,   
                   ---------
1996 by and among Preview Travel, Inc., a California corporation (the           

"Company"), and certain of the Company's investors, is made this 26th day of    
-------                                                                       
September, 1997 by and among the Company, the investors listed on Schedule A    
                                                              ----------
hereto (the "Investors") and the undersigned holders of at least a majority of  
---------                                             
the Registrable Securities (as defined in the Agreement), who shall hereinafter 
be referred as the "Consenting Holders."                                        
------------------                      

    The Company has granted to the holders of its Series A Preferred
Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred   
Stock and Series E Preferred Stock registration and other rights under the      
Agreement;                                                                      

     The Company proposes to sell and issue to the Investors shares of
Series E Preferred Stock pursuant to that certain Series E Preferred Stock      
Purchase Agreement, dated June 28, 1996, as amended by that certain Amendment   
No. 1 to the Series E Preferred Stock Purchase Agreement dated of even date     
herewith (the "Series E Amendment"); and                                        
------------------                                

         As a condition of entering into the Series E Amendment, the Investors
have requested that the Company extend to them the registration and other rights
that were extended to the holders of the Registrable Securities.                

         The Consenting Holders have agreed to the extension of such rights to
the Investors.                                                                  

     In consideration of the mutual covenants set forth herein and for
other good and valuable consideration, the receipt of which is hereby           
acknowledged, the undersigned hereby consent and agree as follows:              

         1.   All terms not defined herein shall have the meaning set forth in
the Agreement.                                                                  

         2.   Each Investor shall be deemed a party to the Agreement and shall
be deemed a "Holder" for purposes of the Agreement and shall be entitled to all 
------                                                
of the rights, benefits and privileges of, and subject to all of the            
restrictions on, a "Holder" under the Agreement.                                
------                                  

        3.   Each Investor shall be deemed to be both a "Series E Purchaser"
                                                        ------------------
and a "Purchaser" for purposes of the Agreement.                                
---------                                                         

       4.   Each share of Series E Preferred Stock acquired by an Investor
shall be deemed to be both "Series E Preferred" and "Preferred" for purposes of 
          ------------------       ---------
the Agreement.                                                                  

         5.   This Amendment shall become effective upon the execution of this
Amendment by the Company and the holders of at least a majority of the          
Registrable Securities.                                                         

EX-10.7
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        6.   Except as otherwise specifically provided herein, the Agreement
shall remain in full force and effect, and the undersigned shall be entitled to 
all the rights and subject to all the restrictions thereunder.                  

         7.   This Amendment may be executed in one or more counterparts, each
of which shall be an original but all of which, taken together, shall constitute
one and the same.                                                               

        8.   This Amendment shall be governed in all respects by the laws of
the State of California.                                                        

[SIGNATURE PAGES FOLLOW]

-2- 

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         The foregoing agreement is hereby executed as of the date first above
written.                                                                        
COMPANY             

 PREVIEW TRAVEL, INC.,
    a California corporation

    By:    /s/ David Lambert
                                  ----------------------------------------
Name:  David Lambert
                                  ----------------------------------------
           Title: Executive Vice President
                                  ----------------------------------------

          CONSENTING HOLDER AND INVESTOR

              US WEST Interactive Services, Inc.

                         By:    /s/ US WEST Interactive Services, Inc.
                                  ----------------------------------------

Title:    President 
                                     -------------------------------------

CONSENTING HOLDERS  

                Kleiner Perkins Caufield & Byers VII

                           By:    /s/ Kleiner Perkins Caufield & Byers VII
                                  ----------------------------------------

     Title:    General Partner
                                     -------------------------------------

  KPCB VII Founders Fund

             By:    /s/ KPCB VII Founders Fund
                                  ----------------------------------------

  Title: General Partner
                                  ----------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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                      KPCB Information Sciences Zaibatsu Fund II

                By:    /s/ KPCB Information Sciences
                                  ------------------------------------------
        Zaibatsu Fund II
                                  ------------------------------------------

     Title:    General Partner
                                      --------------------------------------

CONSENTING HOLDER   

America Online, Inc.

           By:    /s/ America Online, Inc.
                                   -----------------------------------------

                Title: President & CEO - AOL Studios
                                   -----------------------------------------

        Trase Miller Solutions, Inc.

                   By:    /s/ Trase Miller Solutions, Inc.
                                   -----------------------------------------

        Title: Senior Vice President
                                   -----------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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          CONSENTING HOLDER AND INVESTOR

                      James J. Hornthal and Bethany S. Hornthal,
                       Trustees of the Hornthal Living Trust dated
12/23/92            

     By:    /s/ J. J. Hornthal
                                    ------------------------------------------

Title: Trustee      
                                    ------------------------------------------

            CONSENTING HOLDERS AND INVESTORS

                  Edmund & Mary Shea Real Property Trust

  By:    /s/ Edmund Shea
                                    ------------------------------------------

Title: Trustee      
                                    ------------------------------------------

                Edmund & Mary Shea Family Foundation

  By:    /s/ Edmund Shea
                                    ------------------------------------------

Title:    President 
                                      ----------------------------------------

Tahoe Partnership I 

    By:    /s/ Peter O. Shea
                                    ------------------------------------------

Title: Custodian    
                                    ------------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO   
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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Siam Partners II    

  By:    /s/ Edmund Shea
                               -------------------------------------

  Title: General Partner
                               -------------------------------------

INVESTOR            

Chris Anderson      

/s/ C. Anderson     
                        --------------------------------------------

  The Sapling Foundation

  By:    /s/ C. Anderson
                               -------------------------------------

                        Title: _____________________________________

Robert Senoff       

/s/ Robert Senoff   
                        --------------------------------------------

          CONSENTING HOLDER AND INVESTOR

Moldaw Variable Fund

       By:    /s/ Stuart S. Moldaw
                               -------------------------------------

  Title: General Partner
                               -------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENTS 

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               H & Q Preview Media Investors, L.P.

      By:    /s/ J. Berterretche
                               -------------------------------------

   Title: Attorney-in-Fact
                               -------------------------------------

INVESTOR            

   The Rogers Family Trust

    By:    /s/ Roy L. Rogers
                               -------------------------------------

Title: Trustee      
                               -------------------------------------

INVESTORS           

           Spitfire Capital Partners, L.P.

                      By:    /s/ Spitfire Capital Partners, L.P.
                               -------------------------------------

Title: Chairman     
                               -------------------------------------

           Montgomery Associates 1992 L.P.

                      By:    /s/ Montgomery Associates 1992 L.P.
                               -------------------------------------

   Title: Managing Partner
                               -------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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INVESTOR            

Douglas A. Berl     

/s/ Douglas A. Berl 
                        --------------------------------------------

INVESTORS           

           Pequot Private Equity Fund L.P.

                      By:    /s/ Pequot Private Equity Fund L.P.
                               -------------------------------------

                 Title: CFO, DSCMI, Investment Advisor
                               -------------------------------------

                     Pequot Offshore Private Equity Fund, L.P.

                     By:    /s/ Pequot Offshore Private Equity
                               -------------------------------------
     Fund,  L.P.
                               -------------------------------------

                 Title: CFO, DSCMI, Investment Advisor
                               -------------------------------------

        Olympus Growth Fund II, L.P.

      By:    /s/ James A. Conroy
                               -------------------------------------

  Title: General Partner
                               -------------------------------------

        Olympus Executive Fund, L.P.

      By:    /s/ James A. Conroy
                               -------------------------------------

  Title: General Partner
                               -------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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INVESTOR            

Stefan Sanktjohanser

    /s/ Stefan Sanktjohanser
                        --------------------------------------------

              The Homer Luther, Jr. IRA Rollover

      By:    /s/ Homer L. Luther
                               -------------------------------------

                        Title: _____________________________________

Bill Luby           

/s/ William Luby    
                        --------------------------------------------

                 Annabel J. Montgomery Revocable Trust

               /s/ Annabel J. Montgomery - Trustee
                        --------------------------------------------

                       American National Bank and Trust Company of
     Chicago as Trustee of the
Ronald L. Chez IRA  

                 By:    /s/ American National Bank and
                               -------------------------------------
                  Trust Company of Chicago
                               -------------------------------------

 Title: Vice President
                               -------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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INVESTORS           

Lamoreaux Partners  

           By:    /s/ Phillip A. Lamoreaux
                                --------------------------------------

  Title: General Partner
                                --------------------------------------

Phillip A. Lamoreaux

    /s/ Phillip A. Lamoreaux
                         ---------------------------------------------

INVESTOR            

                   David S. Pottruck CRT No. 3 UTD 7/27/97

        By:    /s/ David S. Pottruck
                                --------------------------------------

                         Title: ______________________________________

Thomas Unterman     

/s/ Thomas Unterman 
                         ---------------------------------------------

                GENERAL ELECTRIC CAPITAL CORPORATION

      By:    /s/ Tony V. Pantuso
                                --------------------------------------
  Name:  Tony V. Pantuso
                                --------------------------------------
       Title: SVP - Equity Capital
                                --------------------------------------

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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INVESTOR            

/s/ David V. Crowder
                   ---------------------------------------
David V. Crowder    

INVESTOR            

/s/ Richard Friedman
                   ---------------------------------------
Richard Friedman    

SIGNATURE PAGE TO AMENDMENT NO.1 TO 
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT  

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EXHIBIT A 

US WEST Interactive Services, Inc.                                              
James J. Hornthal and Bethany S. Hornthal, Trustees of the Hornthal Living Trust
dated 12/23/92                                                                  
Edmund & Mary Shea Real Property Trust                                          
Edmund & Mary Shea Family Foundation                                            
Tahoe Partnership I                                                             
Siam Partners II                                                                
Chris Anderson                                                                  
The Sapling Foundation                                                          
Robert Senoff                                                                   
Moldaw Variable Fund                                                            
H & Q Preview Media Investors, L.P.                                             
The Rogers Family Trust                                                         
Spitfire Capital Partners, L.P.                                                 
Montgomery Associates 1992 L.P.                                                 
David Crowder                                                                   
Rick Friedman                                                                   
Douglas A. Berl                                                                 
Pequot Private Equity Fund L.P.                                                 
Pequot Offshore Private Equity Fund, Inc.                                       
Olympus Growth Fund II, L.P.                                                    
Olympus Executive Fund, L.P.                                                    
Stefan Sanktjohanser                                                            
The Homer L. Luther, Jr. IRA Rollover                                           
Bill Luby                                                                       
Annabel J. Montgomery Revocable Trust                                           
Ronald L. Chez IRA                                                              
Lamoreaux Partners                                                              
Phillip A. Lamoreaux                                                            
David S. Pottruck CRT No. 3 UTD 7/27/97                                         
Thomas Unterman                                                                 
General Electric Capital Corporation                                            

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘S-1’ Filing		Date		First		Last			Other Filings
		10/6/97							8-A12G
Filed on:		10/3/97
		6/28/96		1
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