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Credit Suisse International Equity Fund Inc. – ‘NSAR-A’ for 4/30/02

On:  Friday, 6/28/02, at 10:37am ET   ·   For:  4/30/02   ·   Accession #:  940400-2-381   ·   File #:  811-05765

Previous ‘NSAR-A’:  ‘NSAR-A’ on 6/28/01 for 4/30/01   ·   Latest ‘NSAR-A’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/28/02  Credit Suisse Int’l Equity Fd Inc NSAR-A      4/30/02    2:13K                                    Bny Mellon Inv S… Inc/FA

Semi-Annual Report by an Investment Company   —   Form N-SAR   —   ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-A      Semi-Annual Report by an Investment Company            9     39K 
 2: EX-99       Miscellaneous Exhibit                                  2±     8K 


‘NSAR-A’   —   Semi-Annual Report by an Investment Company




SEC Info rendering:  Data from the Answer File, which may only contain updates to a prior Form N-SAR


Form N-SAR
 
Semi-Annual Report by an Open-End Investment Company
 
Report 
 
      Registrant:   Credit Suisse International Equity FundList all N-SARs

Semi-Annual Report (at mid-year) for the 1st-half period ended:  4/30/02

Were there any Answer File errors in the Filing?  None Found
Was the Answer File completed by the Registrant?  Yes

Is this an Amendment to a previous Report?  No
Is this a change to a previous Report?      No
 
Registrant 
 
 1.SEC CIK:      846582
SEC File #:   811-05765

Telephone #:  302-791-1640
 
 2.Address:      400 Bellevue Parkway
              Wilmington, DE  19809
 
 3.Is this the first Form N-SAR filed by the Registrant?  No
 
 4.Is this the final Form N-SAR filed by the Registrant?  Yes
 
 
Funds/Series Top of Form N-SAR 
                                                                                    
 7.Is the Registrant a Funds/Series (multiple portfolios) company?  No
 
Investment Adviser 
 
 8.1Name:         Credit Suisse Asset Management, LLC
Role:         Adviser
SEC File #:   801-37170
Location:     New York, NY
 
Administrator 
 
10.1Name:         PFPC Inc.
SEC File #:   085-01196
Location:     Wilmington, DE
 
10.2Name:         Credit Suisse Asset Management Securities Inc.
Location:     New York, NY
 
Shareholder Servicing/Transfer Agent 
 
12.1Name:         Boston Financial Data Services
SEC File #:   084-00896
Location:     Quincy, MA
 
Independent Public Accountant 
 
13.1Name:         Pricewaterhousecoopers LLP
Location:     Philadelphia, PA
 
Affiliated Broker/Dealer 
 
14.1Name:         Credit Suisse First Boston
 
14.2Name:         Credit Suisse Financial Products
 
14.3Name:         Donaldson, Lufkin & Jenrette Securities Corp.
 
14.4Name:         Autranet
 
14.5Name:         Pershing Trading Co. LP
 
14.6Name:         Swiss American Securities
 
14.7Name:         Garantia
 
Custodian 
 
15.1Name:         State Street Bank & Trust Co.
Role:         Custodian
Location:     Boston, MA

Type of custody:  Section 17(f)(1) — Bank
 
18.Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4?  Yes
 
Family of Investment Companies 
 
19.Is the Registrant/Series part of a “family” of investment companies?  Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family:  118

The Identification Code of the family for Form N-SAR Filings:  CREDITSUI
 
Brokerage Commissions Paid on Portfolio Transactions 
 
20.The brokers who received the largest amount of gross brokerage
commissions during the period:
 
20.1Broker:       Goldman, Sachs Inc.
IRS #:        13-5108880
Commissions paid ($000s)157
 
20.2Broker:       Morgan Stanley & Co.
IRS #:        13-2655998
Commissions paid ($000s)98
 
20.3Broker:       Salomon Brothers Inc.
IRS #:        11-2418191
Commissions paid ($000s)97
 
20.4Broker:       JP Morgan & Co.
IRS #:        13-3224016
Commissions paid ($000s)85
 
20.5Broker:       Credit Lyonnais
Commissions paid ($000s)83
 
20.6Broker:       Merrill Lynch, Pierce, Fenner & Smith, Inc.
IRS #:        13-5674085
Commissions paid ($000s)70
 
20.7Broker:       Lehman Brothers
IRS #:        13-2518466
Commissions paid ($000s)67
 
20.8Broker:       UBS Warburg LLC
Commissions paid ($000s)47
 
20.9Broker:       UBS Securities, Inc.
Commissions paid ($000s)46
 
20.10Broker:       Abn-Amro
IRS #:        13-3227945
Commissions paid ($000s)37
 
21.Total brokerage commissions paid by the Registrant during the period:
  Aggregate paid ($000s)1,126
 
Portfolio Transactions with Entities Acting as Principals 
 
22.The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
 
22.1Entity:       State Street Bank & Trust Co.
IRS #:        04-1867445
Registrant’s purchases ($000s)2,934,704
 
22.2Entity:       UBS Securities Inc.
Registrant’s purchases ($000s)2,426
Registrant’s sales ($000s)5,723
 
22.3Entity:       Merrill Lynch, Pierce, Fenner & Smith, Inc.
IRS #:        13-5674085
Registrant’s purchases ($000s)4,677
 
22.4Entity:       Duetsche Banc
IRS #:        13-2730828
Registrant’s sales ($000s)3,657
 
22.5Entity:       Abn-Amro
IRS #:        13-3227945
Registrant’s purchases ($000s)3,140
 
22.6Entity:       Goldman, Sachs Inc.
IRS #:        13-5108880
Registrant’s sales ($000s)2,305
 
22.7Entity:       Bear, Stearns Inc.
IRS #:        13-3299429
Registrant’s sales ($000s)1,854
 
22.8Entity:       Salomon Smith Barney
IRS #:        11-2418191
Registrant’s purchases ($000s)2,560
 
22.9Entity:       Dain Raushcer, Inc.
IRS #:        41-0212020
Registrant’s purchases ($000s)1,897
 
22.10Entity:       Morgan Stanley & Co.
IRS #:        13-2655998
Registrant’s purchases ($000s)1,318
Registrant’s sales ($000s)450
 
23.Total purchase/sale transactions by the Registrant during the period:
   Aggregate purchases ($000s)2,954,246
   Aggregate sales ($000s)14,722
 
Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers 
 
24.At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities?  No
 
Considerations which Affected the Participation of Brokers or Dealers 
 
26.Considerations which affected the participation of brokers or dealers or
other entities in commissions or other compensation paid on portfolio
transactions of the Registrant:

Consideration?
Sales of the Registrant’s/Series’ shares ...............................  No
Receipt of investment research and statistical info ....................  Yes
Receipt of quotations for portfolio valuations .........................  No
Ability to execute portfolio transactions to obtain the best price
  and execution ........................................................  Yes
Receipt of telephone line and wire services ............................  No
Broker or Dealer which is an affiliated person .........................  No
An arrangement to return or credit part or all of commissions or
  profits thereon...
    To an Investment Adviser or Principal Underwriter, or to an
      affiliated person of either ......................................  No
    To the Registrant ..................................................  No
Other ..................................................................  No
 
Investment Company Type 
 
27.Is the Registrant an “open-end” investment company?  Yes, Open-End
 
Sales and Repurchases 
 
28.Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
 
1st Month of period:  ($000s)
    Total NAV of shares sold:
      New sales (including exchanges) ............................
120,976
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 115,750
2nd Month:
    Total NAV of shares sold:
      New sales (including exchanges) ............................
72,118
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 96,072
3rd Month:
    Total NAV of shares sold:
      New sales (including exchanges) ............................
109,106
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 104,303
4th Month:
    Total NAV of shares sold:
      New sales (including exchanges) ............................
122,353
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 154,727
5th Month:
    Total NAV of shares sold:
      New sales (including exchanges) ............................
126,239
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 149,098
6th Month:
    Total NAV of shares sold:
      New sales (including exchanges) ............................
92,587
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 98,776

Total of all months:  ($000s)
    Total NAV of shares sold:
      New sales (including exchanges) ............................
643,379
      Reinvestment of dividends and distributions ................
      Other ......................................................
    Total NAV of shares redeemed & repurchased (inc. exchanges) .. 718,726

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s)0
 
Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance) 
 
29.Was a front-end sales load deducted from any share sales during the
period?  No
 
34.Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period?  No
 
37.Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period?  No
 
39.Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period?  No
 
Payment Plan for the Distribution of Fund Shares 
 
40.During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1?  Yes
 
41.During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan?  Yes
 
42.
For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid  (%)
Advertising ............................................................
Printing & mailing of prospectuses to other than current shareholders ..
Payments to underwriters ...............................................
Payments to brokers or dealers ......................................... 100
Direct payments to sales personnel .....................................
Payments to banks and savings & loans ..................................
Other uses, including payments to its Investment Adviser separate
  from the advisory fee ................................................
Unallocated payments made for a combination of such services ...........
 
43.Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s)171
 
44.If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s)0
 
Advisory Fee 
 
45.Did the Registrant/Series have an advisory contract during the period?  Yes
 
46.Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period?  No
 
47.Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets?  Yes
 
48.Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
    Single-fee rate:  1.0%
    Step-fee rates:
      For 1st $000s:  0
        Annual rate:  0.0%
 
49.Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income?  No
 
50.Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets?  No
 
51.Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance?  No
 
52.Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants?  No
 
53.Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws?  No
 
54.Indicated below are whether services were supplied or paid for wholly or
in substantial part by Investment Adviser(s) or Administrator(s) in
connection with the advisory or administrative contract(s) but for which
the Adviser(s) or Administrator(s) are not reimbursed by the Registrant:

Provided to the Registrant?
Occupancy and office rental ............................................  Yes
Clerical and bookkeeping services ......................................  Yes
Accounting services ....................................................  Yes
Services of independent auditors .......................................  No
Services of outside counsel ............................................  No
Registration and filing fees ...........................................  No
Stationery, supplies and printing ......................................  Yes
Salaries & compensation of Registrant’s interested Directors ...........  No
Salaries & compensation of Registrant’s disinterested Directors ........  No
Salaries & compensation of Registrant’s Officers who aren’t Directors ..  No
Reports to current shareholders ........................................  No
Determination of offering and redemption prices ........................  No
Trading department .....................................................  Yes
Prospectus preparation and printing for current shareholders ...........  No
Other ..................................................................  No
 
Miscellaneous Info 
 
55.Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
    Overdrafts?  No
    Bank loans?  No
 
56.During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies?  Yes
 
57.Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend?  No
 
Classification and Asset Allocation 
 
58.Is the Registrant/Series a Separate Account of an insurance company?  No
 
59.Is the Registrant/Series a management investment company?  Yes
 
60.Was the Registrant/Series a diversified investment company at any time
during the period?  Yes

Was the Registrant/Series a diversified investment company at the end of
the period?  Yes
 
61.The lowest minimum initial investment required by the Registrant/Series
from an investor that is not an employee or otherwise affiliated with
the Registrant/Series, its Investment Adviser, Principal Underwriter or
other affiliated entity:  $2,500
 
62.Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities?  No
 
66.Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities?  Yes

Which best describes its primary investment objective:

    Aggressive capital appreciation?  No
               Capital appreciation?  Yes
    Growth?                           No
    Growth and income?                No
               Income?                No
    Total return?                     No
 
67.Is the Registrant/Series a “balanced” Fund?  No
 
68.Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
    Engaged primarily in production or distribution of precious metals?  No
    Located primarily in countries other than the United States?  Yes
 
69.Is the Registrant/Series an index Fund?  No
 
Investment Practices 
 
70.Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity                                            Permitted Engaged In
Writing or investing in repurchase agreements?           Yes      No
Writing or investing in options on equities?             Yes to both
Writing or investing in options on debt securities?      Yes      No
Writing or investing in options on stock indices?        Yes      No
Writing or investing in interest rate futures?           Yes      No
Writing or investing in stock index futures?             Yes      No
Writing or investing in options on futures?              Yes      No
Writing or investing in options on stock index futures?  Yes      No
Writing or investing in other commodity futures?         Yes      No
Investments in restricted securities?                    Yes to both
Investments in shares of other investment companies?     Yes to both
Investments in securities of foreign issuers?            Yes to both
Currency exchange transactions?                          Yes to both
Loaning portfolio securities?                            Yes      No
Borrowing of money?                                      Yes to both
Purchases/sales by certain exempted affiliated persons?  Yes      No
Margin purchases?                                        No        
Short selling?                                           No        
 
Portfolio Turnover 
 
71.Portfolio turnover rate for the period:
 
Purchases ($000s)183,801
Sales ($000s):      238,457

Monthly average Value of portfolio ($000s)356,633

Percent turnover (lesser of Purchases or Sales, divided by Value):  52%
 
Financial Info — Income and Expenses 
 
72.The number of months covered by the values in Items 72 and 73:  6

Income  ($000s)
Net interest income ..............................................
207
Net dividend income .............................................. 2,463
Account maintenance fees .........................................
Net other income .................................................

Expenses  ($000s)
Advisory fees ....................................................
1,882
Administrator fees ............................................... 369
Salaries and other compensation ..................................
Shareholder Servicing Agent fees ................................. 440
Custodian fees ................................................... 121
Postage ..........................................................
Printing expenses ................................................ 54
Directors’ fees .................................................. 6
Registration fees ................................................ 16
Taxes ............................................................
Interest ......................................................... 42
Bookkeeping fees paid to anyone performing this service ..........
Auditing fees .................................................... 4
Legal fees ....................................................... 26
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 171
Amortization of organization expenses ............................
Shareholder meeting expenses .....................................
Other expenses ................................................... 16
Total expenses ................................................... 3,147

Expense reimbursements ($000s):   0

Net investment income ($000s):    -477

Realized capital gains ($000s):   33,753
Realized capital losses ($000s)40,533

Net unrealized appreciation during the period ($000s)48,021
Net unrealized depreciation during the period ($000s)0

Total income dividends for which the record date passed during the
period ($000s)0

Total capital gains distributions for which the record date passed
during the period ($000s)0
 
73.Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income:    $0.0000

Distribution of capital gains:  $0.0000
Other distributions:            $0.0000
 
Financial Info — Condensed Balance Sheet Data 
 
74.Assets  ($000s)
Cash ............................................................. 1
Repurchase agreements ............................................
Short-term debt securities, other than repurchase agreements ..... 4,112
Long-term debt securities, including convertible debt ............
Preferred, conv. preferred and adjustable-rate preferred stock ...
Common stock ..................................................... 308,447
Options on equities ..............................................
Options on all futures ...........................................
Other investments ................................................
Receivables from portfolio instruments sold ...................... 43,017
Receivables from affiliated persons ..............................
Other receivables ................................................ 1,832
All other assets .................................................
Total assets ..................................................... 357,409

Liabilities  ($000s)
Payables for portfolio instruments purchased .....................
2,657
Amounts owed to affiliated persons ...............................
Senior long-term debt ............................................
Other liabilities:
  Reverse repurchase agreements ..................................
  Short sales ....................................................
  Written options ................................................
  All other liabilities .......................................... 660

Equity  ($000s)
Senior equity ....................................................
Net assets of common shareholders ................................ 354,092

Number of shares outstanding (000s):   23,601
Number of shares outstanding of a second class of shares (000s)5,404

Net Asset Value (NAV) per share (to nearest cent):  $12.25
NAV per share of a second class of shares (to nearest cent):  $12.02

Total number of shareholder accounts:  13,322

Total value of assets in segregated accounts ($000s)0
 
75.Monthly average net assets during the period ($000s)388,011
 
Additional Disclosures 
 
77.Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
Exhibits in this Filing — or separately and incorporated by reference)?  Yes

EX-99.77C:  Matters Submitted to a Vote of Security HoldersYes

EX-99.77Q1: Other DisclosureYes
 
Subsidiaries 
 
78.Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report?  No
 
Fidelity Bond in Effect at Fiscal Year End 
 
80.Insurer:      Vigilant Insurance Co.
2nd Insurer:  None

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s)20,000
 
81.Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities?  Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company):  37
 
82.Does the mandatory coverage of the fidelity bond have a deductible?  No
 
83.Were any claims with respect to this Registrant/Series filed under the
bond during the period?  No
 
84.Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not?  No
 
85.Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else?  Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series?  No
 
 Signature  Top of Form N-SAR 
                                                                                    
/s/      Mary Jane Maloney      
Name:   Mary Jane Maloney
Title:  Regulatory MGR

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