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Allen & Co Inc/Allen Holding Inc – ‘SC 13G/A’ on 2/15/01 re: Allen & Co Inc/Allen Holding Inc

On:  Thursday, 2/15/01, at 8:40am ET   ·   Accession #:  932799-1-59   ·   File #:  5-61089

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/15/01  Allen & Co Inc/Allen Holding Inc  SC 13G/A               1:14K  Allen & Co Inc/Allen Holding Inc  Heller Ehr… McAuliffe/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amended Statement of Beneficial Ownership             14     29K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 2. Name of Person Filing
"Item 3. If Statement is filed pursuant to Rules 13(d)-1(b) or 13d-2(b), check whether Person Filing is a
7Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of Members of the Subsidiary Which Acquired the Securities Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
8Item 9. Notice of Dissolution of Group
"Item 10. Certification
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PRINCETON VIDEO IMAGE INC Filing Type: SC 13G/A Description: Amended Statement of Beneficial Ownership Filing Date: Feb 14, 2001 Period End: N/A Primary Exchange: NASDAQ - National Market System Ticker: PVII
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Amendment No. 2 Under the Securities Exchange Act of 1934 PRINCETON VIDEO IMAGE, INC. --------------------- (Name of Issuer) Common Stock, par value 0.005 per share ---------------------------------------------------- (Title of Class of Securities) 742476-10-4 ------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or to otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Page 1 of 7 Pages SCHEDULE 13G
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--------------------- -------------------- CUSIP No. 742476-10-4 Page 2 of 7 Pages --------------------- -------------------- =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S.IDENTIFICATION NO. OF ABOVE PERSON Allen Holding Inc. --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 -------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 -------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 -------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,053,463 (includes 793,950 shares of Common Stock underlying warrants) -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [x] -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.3% --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC =========================================================================
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SCHEDULE 13G ---------------------- -------------------- CUSIP No. 742476-10-4 Page 3 of 7 Pages ---------------------- -------------------- =========================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Allen & Company Incorporated --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York -------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,053,463(Includes 793,950 shares of Common Stock underlying warrants) -------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 -------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,053,463 (Includes 793,950 shares of Common Stock underlying warrants) -------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,053,463 (Includes 793,950 shares of Common Stock underlying warrants) -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.3% --------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* BD; CO =========================================================================
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Page 4 of 7 Pages SCHEDULE 13G Item 1. (a) Name of Issuer: Princeton Video Image, Inc. (b) Address of Issuer's Principal Executive Office: 15 Princess Road Lawrenceville, New Jersey 08648 Item 2. Name of Person Filing (a) Name of Person Filing: Allen & Company Incorporated ("ACI") Allen Holding Inc.("AHI") (b) Address of Principal Office: 711 Fifth Avenue New York, New York 10022 (c) Citizenship/Organization: ACI - New York AHI - Delaware (d) Title Class of Securities: Common Stock, no par value per share (e) CUSIP Number: 742476-10-4 Item 3. If Statement is filed pursuant to Rules 13(d)-1(b) or 13d-2(b), check whether Person Filing is a (a) [X] ACI is a Broker-Dealer registered under Section 15 of the Act. (g) [X] AHI is a parent holding company in accordance with Rule 13d-1(b)(ii)(G).
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Page 5 of 7 Pages Item 4. Ownership. (a) Amount Beneficially Owned (ACI): ACI beneficially owns 1,053,463* shares of the Issuer's Common Stock, no par value per share (the "Common Stock"). This amount does not include: (i) shares of Common Stock and Common Stock underlying options owned by Enrique F. Senior, a Managing Director and Executive Vice President of ACI and a director of the Issuer; and (ii) certain shares of Common Stock held by certain officers and directors of ACI. (b) Percent of Class: 10.3% (c) Number of Shares to Which Such Person Has: (i) Sole voting power - 1,053,463 (ii) Shared voting power - 0 (iii) Sole dispositive power - 1,053,463 (iv) Shared dispositive power - 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of Members of the Subsidiary Which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable.
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Page 6 of 7 Pages Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. * Such shares may be deemed to be beneficially owned indirectly by: (i) Enrique F. Senior, a managing director of ACI, and (ii) AHI through ACI, a wholly owned subsidiary. Enrique F. Senior and AHI each disclaim beneficial ownership of such shares. (1) Includes 793,950 shares of Common Stock underlying warrants owned of record by ACI.
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Page 7 of 7 Pages Signature: After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2001 ALLEN & COMPANY INCORPORATED /s/ Kim Wieland By:----------------------------- Name: Kim Wieland Title: Managing Director ALLEN HOLDING INC. /s/ Kim Wieland By:---------------------------- Name: Kim Wieland Title: Managing Director
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OFFICERS AND DIRECTORS OF ALLEN HOLDING INC. Principal Occupation Business (i.e., Position with Name xx Address Allen Holding Inc.) Herbert A. Allen x President, Managing Director, Director, Chief Executive Officer Herbert A. Allen III x Vice President, Director Grace Allen x Director Glenn A. Andreas III x Vice President - Elect Eran S. Ashany x Vice President, Director Edmund M. Bleich x Vice President Jay B. Bockhaus x Vice President - Elect Denise Calvo-Silver x Vice President, Director Dominick J. Cantalupo x Co-Chief Operations Officer, Vice President Marvyn Carton x Director - Emeritus Robert H. Cosgriff x Chief Administrative Officer, Executive Vice President, Managing Director, Director Richard M. Crooks, Jr. x Director Thalia V. Crooks x Vice President, Director Mary L. Cullen x Vice President, Secretary, Director Robert Dean x Vice President, Director Orin F. Devereux x Vice President, Director Daniel Englander x Vice President - Elect
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Principal Occupation Business (i.e., Position with Name xx Address Allen Holding Inc.) Rosemary Fanelli x Chief Compliance Officer, Vice President -Elect Howard M. Felson x Assistant Secretary, Vice President, Controller Anthony J. Ferrante x Treasurer Richard Fields x Executive Vice President, Managing Director, Director Shana Fisher x Director, Vice President - Elect Paul A. Gould x xecutive Vice President, Managing Director, Director John Griffen x Vice President - Elect George N. Jeppson x Vice President - Elect John H. Josephson x Vice President, Director Clarke R. Keough x Vice President, Director Donald R. Keough x Chairman of the Board, Director, Managing Director Kaveh A. Khosrowshahi x Vice President, Director LeRoy Kim x Vice President Neal Kopp x Vice President Terry Allen Kramer x Director Robert J. Kurz x Vice President
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Principal Occupation Business (i.e., Position with Name xx Address Allen Holding Inc.) Andreas L. Lazar x Vice President - Elect Dan W. Lufkin x Special Advisor to the Board of Directors Robert A. Mackie x Executive Vice President, Managing Director, Director James C. Maiden, Jr. x Vice President Terence C. McCarthy x Co-Chief Operations Officer, Vice President Kenneth L. Miltenberger x Chief Technology Officer Terrence Morris x Vice President Brian J. Murphy x Vice President, Director Louis J. Mustacchio x Vice President Walter T. O'Hara, Jr. x Executive Vice President, Managing Director, Director Nancy B. Peretsman x Executive Vice President, Managing Director, Director Patrick S. Perry x Vice President, Director Eugene Protash x Vice President, Assistant Secretary James W. Quinn x Director, Vice President Secretary James S. Rubin x Vice President - Elect Daniel J. Sapadin x Vice President - Elect
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Principal Occupation Business (i.e., Position with Name xx Address Allen Holding Inc.) Philip D. Scaturro x Executive Vice President, Managing Director, Director Mary Schuyler x Vice President John A. Schneider x Executive Vice President, Managing Director, Director Daniel Selmonosky x Vice President, Director Enrique F. Senior (Cuban) x Executive Vice President, Managing Director, Director Joseph E. Sheehan x Vice President Andrew Shpiz x Vice President
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Principal Occupation Business (i.e., Position with Name xx Address Allen Holding Inc.) Stanley S. Shuman x Executive Vice President, Managing Director, Director John M. Simon x Executive Vice President, Managing Director, Director Kenneth M. Siskind x Vice President - Elect Peter Supino x Vice President - Elect Everett K. Wallace x Vice President - Elect Dennis J. Warfield x Vice President, Chief Information Officer Daniel Weidlein x Vice President - Elect Kim M. Weiland x Executive Vice President, Managing Director, Director, Chief Financial Officer Edward D. Weinberger x Vice President, Director x 711 Fifth Avenue, New York, New York 10022-3194. xx All the Executive Officers and Directors of Allen Holding, Inc. are U.S. citizens unless otherwise indicated.

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