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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/22/14 ASA Gold & Precious Metals Ltd. NSAR-A 5/31/14 5:27K Command Fin’l Press Corp |
Document/Exhibit Description Pages Size
1: NSAR-A Semi-Annual Report by an Investment Company 7 29K
2: EX-99.77C VOTES Matters Submitted to a Vote of Security HTML 8K
Holders
3: EX-99.77E LEGAL Legal Proceeding HTML 5K
4: EX-99.77Q3.1 Miscellaneous Exhibit HTML 7K
5: EX-99.77Q3.2 Miscellaneous Exhibit HTML 5K
Exhibit 99.77Q3.1
Certification by the Chief Compliance Officer
SEC File No. 812-13877
In accordance with Condition 31 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013, for the order granted by the Securities and Exchange Commission to permit ASA Gold and Precious Metals Limited (“ASA”) to make changes to its custodial arrangements without prior Commission approval, hold assets and conduct certain securities transactions in specified foreign countries, as well as permit the Company and certain other persons to designate CT Corporation System in the US to accept service of process, I hereby certify pursuant to item 77Q3 of Form N-SAR that the Company and its Board have established procedures reasonably designed to achieve compliance with Conditions 22, 25 and 26 regarding the location of ASA’s assets.
By: |
/s/ Deborah Djeu |
|
Chief Compliance Officer |
400 S. El Camino Real, Suite 710, San Mateo, CA 94402
Phone: 650-376-3135 – Fax: 650-376-3734 – email: info@asaltd.com
C:
| This ‘NSAR-A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 7/22/14 | N-CSRS | ||
| 7/16/14 | ||||
| For Period end: | 5/31/14 | N-CSRS | ||
| 5/22/13 | ||||
| List all Filings | ||||