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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/25/21 Mass Mutual Var Annuity Sep Ac… 4 485APOS 65:4.6M Command Fin’l Press Corp → Massachusetts Mutual Variable Annuity Separate Account 4 ⇒ Panorama Premier |
Document/Exhibit Description Pages Size
1: 485APOS Post-Effective Amendment of a Form N-1 or N-1A HTML 872K
Registration
2: EX-99.(C)I Underwriting and Servicing Agreement Dated HTML 56K
12/16/14 by and Between Mml Investors Services,
LLC and Massachusetts Mutual Life Insurance
Company
3: EX-99.(C)II Underwriting and Servicing Agreement HTML 56K
(Distribution Servicing Agreement) Dated 04/1/14
Between Mml Strategic Distributors, LLC and
Massachusetts Mutual Life Insurance Company
4: EX-99.(C)III Template for Insurance Product Distribution HTML 108K
Agreement (Version 9/2014) Mml Strategic
Distributors, LLC and Massachusetts Mutual Life
Insurance Company
5: EX-99.(D)I Form of Group Annuity Contract HTML 229K
6: EX-99.(D)II Form of Individual Certificatet HTML 228K
7: EX-99.(D)III Annual Ratchet Death Benefit Endorsement HTML 26K
8: EX-99.(D)IV Reset Death Benefit Endorsement HTML 27K
13: EX-99.(D)IX Individual Retirement Annuity Rider HTML 42K
9: EX-99.(D)V Declared Interest Rate Fixed Account Endorsement HTML 34K
10: EX-99.(D)VI Exchange Endorsement HTML 23K
11: EX-99.(D)VII Fixed Account for Dollar Cost Averaging HTML 29K
Endorsement
12: EX-99.(D)VIII Unisex Annuity Rates Certificate Endorsement HTML 60K
14: EX-99.(D)X Non-Erisa Tax-Sheltered Annuity Endorsement HTML 47K
15: EX-99.(D)XI Roth Individual Retirement Annuity Rider HTML 39K
16: EX-99.(D)XII Governmental 457(B) Deferred Compensation Plan HTML 28K
Rider (Available in Nj Only)
17: EX-99.(D)XIII Qualified Plan Rider HTML 30K
18: EX-99.(E)I Form of Group Variable Deferred Annuity Contract HTML 24K
Application
19: EX-99.(E)II Form of Individual Certificate Variable Annuity HTML 73K
Application
20: EX-99.(F)I Copy of Charter Documentation as Amended Through HTML 64K
08/10/08 of Massachusetts Mutual Life Insurance
Company
21: EX-99.(F)II By-Laws of Massachusetts Mutual Life Insurance HTML 55K
Company as Adopted 04/08/15
22: EX-99.(H)IA1 Participation Agreement Dated 04/30/04 With HTML 171K
Revised Schedule A as of July 6, 2005 (Aim
Variable Insurance Funds, A I M Distributors,
Inc., and Massachusetts Mutual Life Insurance
Company)
23: EX-99.(H)IA1A Amendment No. 1 Effective as of 07/01/08 HTML 31K
24: EX-99.(H)IA1B Amendment No. 2 Effective 04/30/10 HTML 30K
25: EX-99.(H)IA1C Amendment No. 3 Effective 05/01/11 HTML 31K
26: EX-99.(H)IA3 Administrative Services Agreement Dated 10/01/16 HTML 29K
(Invesco Advisers, Inc. and Massachusetts Mutual
Life Insurance Company)
27: EX-99.(H)IB1C Amendment Dated 10/01/20 to Schedule A of the HTML 32K
Amended and Restated Participation Agreement Dated
05/22/17
28: EX-99.(H)IB1D Amendment Dated 03/01/21 to Schedule A of the HTML 31K
Amended and Restated Participation Agreement Dated
05/22/17
29: EX-99.(H)IB2 Summary Prospectus Agreement Effective 05/01/11 HTML 28K
(Fidelity Distributors Corporation and
Massachusetts Mutual Life Insurance Company, C.M.
Life Insurance Company, and Mml Bay State Life
Insurance Company)
30: EX-99.(H)IC1 Participation Agreement Dated 11/17/05 (Mml HTML 106K
Series Investment Fund, Massachusetts Mutual Life
Insurance Company and Mml Bay State Life Insurance
Company and C.M. Life Insurance Company)
31: EX-99.(H)IC1A First Amendment Effective 11/17/05 HTML 36K
32: EX-99.(H)IC1B Second Amendment Dated as of 08/26/08 HTML 46K
33: EX-99.(H)IC1C Third Amendment Dated 04/09/10 HTML 46K
34: EX-99.(H)IC1D Fourth Amendment Dated and Effective 07/23/10 HTML 54K
35: EX-99.(H)IC1E Fifth Amendment Dated 08/28/12 HTML 43K
36: EX-99.(H)IC1F Sixth Amendment Dated 05/01/14 HTML 42K
37: EX-99.(H)IC1G Seventh Amendment Dated August 11, 2015 HTML 31K
38: EX-99.(H)ID1 Participation Agreement Dated 11/17/05 (Mml HTML 121K
Series Investment Fund Ii, Massachusetts Mutual
Life Insurance Company and Mml Bay State Life
Insurance Company and C.M. Life Insurance Company)
39: EX-99.(H)ID1A First Amendment Effective 11/17/05 HTML 44K
40: EX-99.(H)ID1B Second Amendment Dated as of 08/26/08 HTML 49K
41: EX-99.(H)ID1C Third Amendment Dated as of 05/09/10 HTML 49K
42: EX-99.(H)ID1D Fourth Amendment Dated and Effective 07/23/10 HTML 56K
43: EX-99.(H)ID1E Fifth Amendment Dated 08/01/11 HTML 47K
44: EX-99.(H)ID1F Six Amendment Dated and Effective 08/28/12 HTML 46K
45: EX-99.(H)ID1G Seventh Amendment Dated and Effective 11/12/12 HTML 49K
46: EX-99.(H)ID1H Eighth Amendment Dated 04/01/14 HTML 46K
47: EX-99.(H)ID1I Ninth Amendment Dated 08/11/15 HTML 31K
48: EX-99.(H)IE1 Participation Agreement Dated as of 05/21/06 HTML 117K
(Massachusetts Mutual Life Insurance Company, C.M.
Life Insurance Company and Pimco Variable
Insurance Trust and Allianz Global Investors
Distributors LLC)
49: EX-99.(H)IE1A Amendment No. 1 Effective as of 06/30/08 HTML 35K
50: EX-99.(H)IE1B Termination, Agreement Dated 11/10/10 HTML 47K
51: EX-99.(H)IE1C New Agreement Dated 11/10/10 HTML 30K
52: EX-99.(H)IE2 Selling Agreement Executed on 05/26/06 (Allianz HTML 54K
Global Investors Distributors LLC, Massachusetts
Mutual Life Insurance Company and C.M. Life
Insurance Company) for Advisor Class Shares of
Pimco Variable Insurance Trust
53: EX-99.(H)IF1 Participation Agreement Dated 05/26/06 HTML 122K
(Massachusetts Mutual Life Insurance Company, Ing
Funds Distributor, LLC and Ing Variable Products
Trust)
54: EX-99.(H)IF1A Amendment Dated 05/28/17 HTML 27K
55: EX-99.(H)IF1B Amendment Dated 05/03/08 HTML 29K
56: EX-99.(H)IF1C Amendment Dated 09/06/08 HTML 28K
57: EX-99.(H)IF1D Amendment Dated 05/27/10 HTML 32K
58: EX-99.(H)IF1E Amendment Dated 01/17/14 HTML 40K
59: EX-99.(H)IF1F Amendment Dated 12/23/14 HTML 39K
60: EX-99.(H)IIA Aim Variable Insurance Funds Effective 10/16/07 HTML 169K
(Massachusetts Mutual Life Insurance Company, and
C.M. Life Insurance Company)
61: EX-99.(H)IIB Fidelity Distributors Corporation Effective HTML 44K
10/16/07 (Massachusetts Mutual Life Insurance
Company, Mml Bay State Life Insurance Company, and
C.M. Life Insurance Company)
62: EX-99.(H)IIC Mml Series Investment Fund Effective 10/16/07 HTML 38K
(Massachusetts Mutual Life Insurance Company, Mml
Bay State Life Insurance Company, and C.M. Life
Insurance Company)
63: EX-99.(H)IID Mml Series Investment Fund Ii Effective 10/16/07 HTML 39K
(Massachusetts Mutual Life Insurance Company, Mml
Bay State Life Insurance Company, and C.M. Life
Insurance Company)
64: EX-99.(H)IIE Pimco Variable Insurance Trust Effective HTML 43K
10/16/07 (Massachusetts Mutual Life Insurance
Company and C.M. Life Insurance Company)
65: EX-99.(H)IIF Voya Variable Products Trust Effective 10/16/07 HTML 37K
(Massachusetts Mutual Life Insurance Company, and
C.M. Life Insurance Company)
Item 27 Exhibit (h) i c 1d.
FOURTH AMENDMENT TO PARTICIPATION AGREEMENT
Among
MML SERIES INVESTMENT FUND
And
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
And
MML BAY STATE LIFE INSURANCE COMPANY
And
C.M. LIFE INSURANCE COMPANY
This Amendment dated and effective this 23rd day of July, 2010, amends the Participation Agreement among MML Series Investment Fund (“Trust”) and Massachusetts Mutual Life Insurance Company, MML Bay State Life Insurance Company and C.M. Life Insurance Company (collectively referred to as “Companies”) dated November 17, 2005, as amended,(“Agreement”). All capitalized terms used herein and not otherwise defined shall have the meanings ascribed to such terms in the Agreement.
NOW THEREFORE, in consideration of the mutual covenants hereinafter set forth, and intending to be legally bound, the parties hereby agree to the following amendments to the Agreement:
The following Recitals are hereby added to the Agreement:
WHEREAS, the Securities and Exchange Commission has adopted Rule 498 of the Securities Act of 1933, as amended (“Rule 498” or the “Rule”), and the Rule has become effective; and
WHEREAS, the parties wish to define their respective roles and responsibilities for complying with Rule 498;
Article IV-A. Rule 498 Compliance is added to the Agreement:
ARTICLE IV-A. Rule 498 Compliance
| 1. | For purposes of this Amendment, the terms “Summary Prospectus” and “Statutory Prospectus” shall have the same meaning as set forth in Rule 498. |
| 2. | Except as otherwise provided herein, if and to the extent that the Trust issues a Summary Prospectus for use by the Companies in connection with the sale of shares of the Trust, the Trust shall be responsible for ensuring that any Summary Prospectus complies with the requirements of Rule 498 (b), (e) (for clarity, it is intended that the Trust will be entitled to the benefit of paragraph (e)(4) of the Rule), and (f)(3) and (4). |
Page 1 of 6
| 3. | The Trust will promptly notify the Companies in the event that any of the requirements of paragraph (e) of the Rule are not met for any reason, including due to any non-routine or extended interruption in the availability of the Web Site on which any documents of a nature referred to in paragraph (e) are posted by the Trust (“Fund Documents Web Site”). |
| 4. | The Trust will be responsible for compliance with the requirements of Rule 498(f)(1) to the extent of responding to contract owner requests for additional fund documents made directly to the Trust in accordance with the provisions of the Summary Prospectus in question, notwithstanding that the Companies may, in their discretion, post a copy of the Trust’s Statutory Prospectuses and/or Summary Prospectuses, Statements of Additional Information, Supplements, Annual Reports, and Semi-Annual Reports on the Companies’ Web site. |
| 5. | The Companies will be responsible for compliance with the provisions of Rule 498(f)(1) to the extent of responding to contract owner requests for additional fund documents made directly to the Companies. The Companies will be responsible for compliance with Rule 498(f)(2). |
| 6. | The Companies will be responsible for ensuring compliance with the conditions set out in Rule 498(c) and (d) (other than conditions (3) and (4) of either such paragraph). |
| 7. | Any reference in the Agreement to a “prospectus” of the Trust shall be deemed to include reference to a Summary Prospectus, except where the context otherwise requires. The requirement of Section 3.3 shall apply in respect of any Summary Prospectus only if and to the extent permitted by applicable law. |
| 8. | The parties agree that all other provisions of the Agreement, including the Indemnification provisions, will apply to the terms of this Amendment, as applicable. |
| 9. | The Trust or the Companies may, in their discretion, determine not to make use of any one or more Summary Prospectuses. Until the Trust or the Companies notify the other to the contrary, each of the parties shall be entitled to assume that the other will make use of a Summary Prospectus in respect of each Fund. The Trust and the Companies each agree that it will give the other party sufficient (and in any case at least 60 days) notice of its intention to cease use of any Summary Prospectus. The Companies shall not change or alter in any way the content or appearance of any Summary Prospectus, except as may be necessary to comply with Rule 498(c)(2). |
| 10. | After the termination of any notice period provided to the Companies, the Trust shall continue to maintain the Fund Documents Web Site in compliance with the requirements of this Amendment and Rule 498 for a minimum of 90 days, in order to comply with Rule 498(e)(1). |
Page 2 of 6
Schedule A of the Agreement is deleted in its entirety and replaced with Schedule A attached hereto.
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be executed in its name and on its behalf by its duly authorized officer.
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY: | MML SERIES INVESTMENT FUND | |||||
|
By its authorized officer |
By its authorized officer | |||||
|
By: |
/s/ Richard J. Byrne |
By: |
/s/ Richard J. Byrne | |||
|
Print Name: |
Richard J. Byrne |
Print Name: |
Richard J. Byrne | |||
|
Title: |
Vice President |
Title: |
President | |||
|
MML BAY STATE LIFE INSURANCE COMPANY: |
C.M. LIFE INSURANCE COMPANY | |||||
|
By its authorized officer |
By its authorized officer | |||||
|
By: |
/s/ Richard J. Byrne |
By: |
/s/ Richard J. Byrne | |||
|
Print Name: |
Richard J. Byrne |
Print Name: |
Richard J. Byrne | |||
|
Title: |
Vice President |
Title: |
Vice President | |||
Page 3 of 6
Schedule A
MML Series Investment Fund
|
Separate Account |
Date Established | LOB
Separate Accounts |
||||||
|
Massachusetts Mutual Variable Annuity Separate Account 4 |
July 9, 1997 | VA | ||||||
|
• MML Aggressive Allocation Fund • MML American Funds Core Allocation Fund • MML American Funds Growth Fund • MML American Funds International Fund • MML Asset Allocation Fund • MML Balanced Allocation Fund • MML Blue Chip Growth Fund • MML Concentrated Growth Fund • MML Conservative Allocation Fund • MML Emerging Growth Fund • MML Equity Income Fund • MML Equity Index Fund • MML Foreign Fund • MML Fundamental Value Fund • MML Global Fund • MML Growth Allocation Fund • MML Growth & Income Fund • MML Income & Growth Fund • MML Large Cap Growth Fund • MML Large Cap Value Fund • MML Mid Cap Growth Fund • MML Mid Cap Value Fund • MML Moderate Allocation Fund • MML PIMCO Total Return Fund • MML NASDAQ-100® Fund • MML Small Cap Growth Equity Fund • MML Small Cap Index Fund • MML Small Company Value Fund • MML Small/Mid Cap Value Fund |
||||||||
Page 4 of 6
Schedule A (continued)
MML Series Investment Fund
|
Separate Account |
Date Established | LOB
Separate Accounts | ||
|
C.M. Multi-Account A |
August 3, 1994 | VA | ||
|
• MML Aggressive Allocation Fund • MML American Funds® Core Allocation Fund • MML American Funds® Growth Fund • MML American Funds® International Fund • MML Asset Allocation Fund • MML Balanced Allocation Fund • MML Blue Chip Growth Fund • MML Concentrated Growth Fund • MML Conservative Allocation Fund • MML Emerging Growth Fund • MML Equity Income Fund • MML Equity Index Fund • MML Foreign Fund • MML Fundamental Value Fund • MML Global Fund • MML Growth Allocation Fund • MML Growth & Income Fund • MML Income & Growth Fund • MML Large Cap Growth Fund • MML Large Cap Value Fund • MML Mid Cap Growth Fund • MML Mid Cap Value Fund • MML Moderate Allocation Fund • MML NASDAQ-100® Fund • MML PIMCO Total Return Fund • MML Small Cap Growth Equity Fund • MML Small Cap Index Fund • MML Small Company Value Fund • MML Small/Mid Cap Value Fund |
||||
|
Panorama Separate Account |
June 23, 1981 | VA | ||
|
• MML Equity Index Fund • MML NASDAQ-100® Fund • MML Small Cap Index Fund |
||||
|
Panorama Plus Separate Account |
September 25, 1991 | VA | ||
|
• MML Income & Growth Fund • MML Mid Cap Growth Fund |
||||
Page 5 of 6
Schedule A (continued)
MML Series Investment Fund
|
Separate Account |
Date Established | LOB Separate Accounts | ||||
|
Massachusetts Mutual Variable Life Separate Account I |
July 13, 1988 | VL | ||||
|
• MML Aggressive Allocation Fund • MML Asset Allocation fund • MML Balanced Allocation Fund • MML Blue Chip Growth Fund • MML Concentrated Growth Fund • MML Conservative Allocation Fund • MML Emerging Growth Fund • MML Equity Income Fund • MML Equity Index Fund • MML Foreign Fund • MML Fundamental Value Fund • MML Global Fund • MML Growth & Income Fund • MML Growth Allocation Fund • MML Income & Growth Fund • MML Large Cap Value Fund • MML Mid Cap Growth Fund • MML Mid Cap Value Fund • MML Moderate Allocation Fund • MML NASDAQ-100® Fund • MML PIMCO Total Return Fund • MML Small Cap Growth Equity Fund • MML Small Cap Index Fund • MML Small/Mid Cap Value Fund |
||||||
|
Massachusetts Mutual Variable Life Separate Account III |
Feb. 12, 2000 | VL | ||||
|
• MML Blue Chip Growth Fund • MML Emerging Growth Fund • MML Equity Index Fund • MML Large Cap Value Fund • MML Small Cap Growth Equity Fund |
||||||
|
C.M. Life Variable Life Separate Account I |
Feb. 2, 1995 | VL | ||||
|
• MML Blue Chip Growth Fund • MML Emerging Growth Fund • MML Equity Index Fund • MML Large Cap Value Fund • MML NASDAQ-100® Fund • MML Small Cap Growth Equity Fund |
||||||
|
MML Bay State Variable Life Separate Account I |
June 9, 1982 | VL | ||||
|
• MML Equity Index Fund |
||||||
|
MML Bay State Variable Life Separate Account II |
Nov. 22, 1988 | VL | ||||
|
• MML Equity Index Fund |
||||||
Page 6 of 6
| This ‘485APOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 6/25/21 | None on these Dates | ||
| 11/17/05 | ||||
| 2/12/00 | ||||
| 7/9/97 | ||||
| 2/2/95 | ||||
| 8/3/94 | ||||
| List all Filings | ||||