SEC Info - Sterling Software Inc. - ‘4’ for 10/31/98 re: Cayenne Software Inc.

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Sterling Software Inc. – ‘4’ for 10/31/98 re: Cayenne Software Inc.

As of: Monday, 11/9/98 · For: 10/31/98 · Accession #: 930661-98-2295 · File #: 0-19682

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/09/98  Sterling Software Inc.            4          10% Owner   1:11K  Cayenne Software Inc.             Donnelley RR & So… Co/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4±    18K 
                Securities by an Insider                                         

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+--------+                                                                      
| FORM 4 |                       U.S. SECURITIES AND EXCHANGE COMMISSION        
+--------+                               WASHINGTON, D.C. 20549                 

[X] Check this box if                                                           
no longer subject         STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP  
to Section 16.                                                          
Form 4 or Form 5       Filed pursuant to Section 16(a) of the Securities
obligations may           Exchange Act of 1934, Section 17(a) of the    
continue. See            Public Utility Holding Company Act of 1935 or  
  Instruction 1(b).      Section 30(f) of the Investment Company Act of 1940

(Print or Type Responses)                                                       

--------------------------------------------------------------------------------
1.  Name and Address of Reporting Person*                                       

Sterling Software, Inc.                                                 
--------------------------------------------------------------------------------
   (Last)                      (First)                        (Middle)

300 Crescent Court, Suite 1200                                          
--------------------------------------------------------------------------------
(Street)  

Dallas,                           TX                              75201 
--------------------------------------------------------------------------------
   (City)                      (State)                           (Zip)

2.  Issuer Name and Ticker or Trading Symbol  Cayenne Software, Inc. (CAYN)     
                                             -----------------------------------

3.  IRS or Identification Number of Reporting Person if an entity               
(Voluntary)                                                             
--------------                                  

4.  Statement for Month/Year    October, 1998                                   
                             ---------------------------------------------------

5.  If Amendment, Date of Original (Month/Year)                                 
                                               ---------------------------------

6.  Relationship of Reporting Person(s) to Issuer (Check all applicable)        

[ ] Director    [ ] Officer             [X] 10% Owner    [ ] Other      
                        (give title below)                       (specify below)

----------------------------------------------------------------        

7.  Individual or Joint/Group Filing (Check Applicable Line)                    

__X_ Form filed by One Reporting Person                                 
____ Form filed by More than One Reporting Person                       

TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 

                                                        [Enlarge/Download Table]

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1. Title              2. Trans-  3. Trans-       4. Securities Acquired (A)        5. Amount of         6. Owner-     7. Nature     
   of                    action     action          or Disposed of (D)                Securities           ship          of In-     
   Security              Date       Code            (Instr. 3, 4 and 5)               Beneficially         Form:         direct     
   (Instr. 4)            (Month/    (Instr. 8)                                        Owned at             Direct        Bene-      
                         Day/    -----------------------------------------------      End of               (D) or        ficial     
                         Year)                                                        Month                Indirect      Owner-     
                                  Code       V   Amount        (A) or    Price        (Instr. 3 and 4)     (I)           ship       
                                                               (D)                                         (Instr. 4)    (Instr. 4) 
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Reminder: Report on a separate line for each class of securities beneficially   
owned directly or indirectly.                                                   
* If this form is filed by more than one reporting person, see Instruction      
4(b)(v).                                                                    

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FORM 4 (continued)                                                              

TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)  

                                                        [Enlarge/Download Table]

----------------------------------------------------------------------------------------------------------------------------- 
 1. Title of Derivative            2. Conver-          3. Trans-           4. Transac-            5. Number of Deriv-         
    Security (Instr. 3)               sion or             action              tion Code              ative Securities         
                                      Exercise            Date                (Instr. 8)             Acquired (A) or          
                                      Price of            (Month/                                    Disposed of (D)          
                                      Deriv-              Day/                                       (Instr. 3, 4, and 5)     
                                      ative               Year)                                                               
                                      Security                                                                                

                                                                           ---------------------------------------------------
                                                                           Code      V                 (A)         (D)        

----------------------------------------------------------------------------------------------------------------------------- 
                                                                                                                              
Stock Option (Right to Buy)             (1)              10/26/98            J(1)                                    (1)      
----------------------------------------------------------------------------------------------------------------------------- 
Stock Option (Right to Buy)             (2)              10/26/98            J(2)                                    (2)      
----------------------------------------------------------------------------------------------------------------------------- 

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TABLE II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED  
(e.g., puts, calls, warrants, options, convertible securities)--CONTINUED 

                                                        [Enlarge/Download Table]

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                              6. Date Exer-     7. Title and Amount of       8. Price    9. Number       10. Owner-    11. Na-      
                                 cisable and       Underlying Securities        of          of Deriv-        ship          ture     
                                 Expiration        (Instr. 3 and 4)             Deriv-      ative            Form          of In-   
                                 Date                                           ative       Secur-           of De-        direct   
                                 (Month/Day/                                    Secur-      ities            rivative      Bene-    
                                 Year)                                          ity         Bene-            Secu-         ficial   
                                                                                (Instr.     ficially         rity:         Owner-   
                               --------------------------------------------     5)          Owned            Direct        ship     
                               Date     Expira-              Amount or                      at End           (D) or        (Instr.  
                               Exer-    tion         Title   Number of                      of               Indi-         4)       
                               cisable  Date                 Shares                         Month            rect (1)               
                                                                                            (Instr. 4)       (Instr. 4)             
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                                 (1)       (1)    Common Stock   (1)                          -0-               D                   
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                                 (2)       (2)    Common Stock   (2)                          -0-               D                   
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Explanation of Responses:                                                       

(1)  The Reporting Person previously filed a Form 3, dated September 3, 1998,   
     reporting the acquisition from certain stockholders of the Issuer, pursuant
 to a Stockholder Agreement dated as of August 27, 1998, of an option to
purchase all shares of capital stock of the Issuer owned by such      
  stockholders. Upon the merger of the Issuer with and into a wholly owned
     subsidiary of the Reporting Person on October 26, 1998, (i) all outstanding
    shares of capital stock of the Issuer were either converted into the right
    to receive a specified cash payment or canceled, (ii) the Issuer ceased to
   exist as a separate corporate entity, and (iii) the option referred to in
the preceding sentence expired.                                       

(2)  The Reporting Person previously filed a Form 3, dated September 3, 1998,   
reporting the acquisition from the Issuer, pursuant to a Stock Option 
 Agreement dated as of August 27, 1998, of an option to purchase certain
  shares of common stock of the Issuer. Upon the merger of the Issuer with
   and into a wholly owned subsidiary of the Reporting Person on October 26,
     1998, (i) all outstanding shares of capital stock of the Issuer were either
   converted into the right to receive a specified cash payment or canceled,
   (ii) the Issuer ceased to exist as a separate corporate entity, and (iii)
the option referred to in the preceding sentence expired.             

**Intentional misstatements or omissions of facts constitute Federal Criminal   
Violations.                                                                 
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                                   

Note:  File three copies of this Form, one of which must be manually signed.    
 If space provided is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained 
in this form are not required to respond unless the form displays a currently   
valid OMB Number.                                                               

                          By: /s/ Don J. McDermett, Jr.       November 4, 1998
                              -------------------------------  -----------------
                 Don J. McDermett, Jr.            Date
     Senior Vice President and
General Counsel     
           **Signature of Reporting Person

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘4’ Filing	Date	First	Last	Other Filings

Filed on:	11/9/98			SC 13D/A
	11/4/98	2
For Period end:	10/31/98
	10/26/98	2
	9/30/98	1		10-K, 10-K405, 10-K405/A
	9/3/98	2
	8/27/98	2		3, 8-K, 8-K/A
				List all Filings

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Filing Submission 0000930661-98-002295 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sterling Software Inc. – ‘4’ for 10/31/98 re: Cayenne Software Inc.

As of: Monday, 11/9/98 · For: 10/31/98 · Accession #: 930661-98-2295 · File #: 0-19682

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents