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Loeb Michael – ‘5’ for 12/31/00 re: Edgewater Technology Inc./DE

As of:  Friday, 2/9/01   ·   For:  12/31/00   ·   Accession #:  930661-1-294   ·   File #:  0-20971

Previous ‘5’:  None   ·   Next:  ‘5’ on 2/13/03 for 12/31/02   ·   Latest:  ‘5’ on 2/3/17 for 12/31/16

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/09/01  Loeb Michael                      5          Director    1:8K   Edgewater Technology Inc./DE      Donnelley RR & So… Co/FA

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Form 5 - Michael Loeb                                  4±    15K 

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================================================================================ Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0362 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 1.0 / /------------------------------/ +--------+ UNITED STATES | FORM 5 | SECURITIES AND EXCHANGE COMMISSION +--------+ Washington, D.C. 20549 [_] Check box if no longer subject ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 [_] Form 3 Holdings Reported [_] Form 4 Transactions Reported -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Loeb Michael R. ---------------------------------------------------------------------------- (Last) (First) (Middle) 4 High Ridge Road ---------------------------------------------------------------------------- (Street) Stamford CT 06905 ---------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Edgewater Technology, Inc. (EDGW) --------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) -------------- 4. Statement for Month/Year 2000 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) -------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] Officer [ ] 10% Owner [ ] Other (give title below) (specify below) Director ----------------------------------------- 7. Individual or Joint/Group Reporting (check applicable line) X Form Filed by One Reporting Person --- Form Filed by More than One Reporting Person --- ------------------------------------------------------------------------------- Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned [Enlarge/Download Table] ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Month/ (Instr. 8) Owned at the Direct Bene- Day/ end of (D) or ficial Year) Issuer's Indirect Owner- (A) or Fiscal Year (I) ship Amount (D) Price (Instr. 3 and 4) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/17/00 J** 842 A $7.125 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/22/00 J** 873 A $6.875 1,715 D ------------------------------------------------------------------------------------------------------------------------------------ **in lieu of director's fees pursuant to the Non-Employee Director Stock Election Plan ------------------------------------------------------------------------------------------------------------------------------------ * If the form is filed by more than one reporting person, see instruction 4(b)(v).
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Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------- (A) (D) ----------------------------------------------------------------------------------------------------------------------------- Stock Option $7.94 ----------------------------------------------------------------------------------------------------------------------------- Stock Option $6.88 5/22/00 A 5,000 ----------------------------------------------------------------------------------------------------------------------------- [Enlarge/Download Table] ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative of De- of In- Date ative Secur- rivative direct (Month/Day/ Secur- ities Secu- Bene- Year) ity Bene- rity: ficial (Instr. 5) ficially Direct Owner- -------------------------------------------- Owned (D) or ship Date Expira- Amount or at End Indi- (Instr. 4) Exer- tion Title Number of of Year rect (1) cisable Date Shares (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ (1) 3/31/05 Common Stock 20,000 D ------------------------------------------------------------------------------------------------------------------------------------ (2) 5/22/05 Common Stock 5,000 25,000 D ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (3) These options vest in annual increments of 33% commencing on 3/31/00. (4) These options vest in annual increments of 33% commencing on 5/22/00. /s/ MICHAEL R. LOEB 2/9/01 -------------------------------- ----------------- **Signature of Reporting Person Date Michael R. Loeb ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘5’ Filing    Date First  Last      Other Filings
12/31/01110-K405,  5,  ARS
Filed on:2/9/014,  5
For Period end:12/31/0010-K405,  5
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Filing Submission 0000930661-01-000294   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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