SEC Info - Aspentech Corp. - ‘8-K’ for 3/13/22

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Aspentech Corp. – ‘8-K’ for 3/13/22

On: Monday, 3/14/22, at 5:45pm ET · As of: 3/15/22 · For: 3/13/22 · Accession #: 929940-22-13 · File #: 1-34630

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/15/22  Aspen Technology Inc./DE          8-K:5       3/13/22   10:162K

Current Report — Form 8-K

Filing Table of Contents

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‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

azpn-20220313

i 0000929940 i false00009299402022-03-132022-03-13

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________________

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i March 13, 2022

i ASPEN TECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

i Delaware

i 001-34630

i 04-2739697

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

i 20 Crosby Drive,

i Bedford,

i MA

i 01730

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 781) i 221-6400

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol

Name of Each Exchange on Which Registered

i Common stock, $0.10 par value per share

i AZPN

i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐


Item 5.02			Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 13, 2022, Amar Hanspal, a member of our Board of Directors and of the Board’s Compensation Committee and Nominating and Corporate Governance Committee, notified us that he was resigning from the Board effective immediately. Mr. Hanspal did not advise us of any disagreement with our company on any matter relating to our operations, policies or practices.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	ASPEN TECHNOLOGY, INC.


Date: March 14, 2022	By:	/s/ *Frederic G. Hammond*
		Frederic G. Hammond
		Senior Vice President, General Counsel and Secretary

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed as of:	3/15/22	4
Filed on:	3/14/22
For Period end:	3/13/22	4
		List all Filings

5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/18/22  Aspentech Corp.                   DEFM14A                1:9.2M                                   Broadridge Fin’l So… Inc
 4/18/22  Aspen Technology, Inc.            424B3                  1:7.7M                                   Broadridge Fin’l So… Inc
 4/14/22  Aspen Technology, Inc.            S-4/A                  5:10M                                    Broadridge Fin’l So… Inc
 4/06/22  Aspen Technology, Inc.            S-4/A       4/05/22    5:7.9M                                   Broadridge Fin’l So… Inc
 3/18/22  Aspen Technology, Inc.            S-4/A                  6:7.7M                                   Broadridge Fin’l So… Inc

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Filing Submission 0000929940-22-000013 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)