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Petrik Andrew C – ‘4’ for 12/12/02 re: Ciena Corp.

On:  Thursday, 12/12/02, at 3:42pm ET   ·   For:  12/12/02   ·   Accession #:  936395-2-17   ·   File #:  0-21969

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/12/02  Petrik Andrew C                   4          Officer     1:6K   Ciena Corp.                       Ciena Corp.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 - 12/12/02                                      2±    10K 



UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Petrik, Andrew C 1201 Winterson Road Linthicum, MD 21090 USA 2. Issuer Name and Ticker or Trading Symbol CIENA Corporation CIEN 3. IRS or Social Security Number of Reporting Person (Voluntary) 219-90-7455 4. Statement for Month/Year 12/12/02 5. If Amendment, Date of Original (Month/Year) 11/18/02 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President and Controller 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person [Enlarge/Download Table] ___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$4.53 |11/19|A | |150,000 |A |1* |11/19|Common Stock|150,000| |150,000 |D | | (right to buy) | |/02 | | | | | |/03 | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________| Explanation of Responses: 1* The shares vest at a rate of 25% on the one year annivesary of the grant date (11/19/03) and2.084% for each full month after the one year anniversary of the grant date. This amendment has been filed to correct errors in the grant date and exercise price. SIGNATURE OF REPORTING PERSON /s/ Andrew C. Petrik by Anita Weiskerger, pursuant to a POA DATE 12/12/02
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Filing Submission 0000936395-02-000017   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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