SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Bmo Financial Corp – ‘SC 13G/A’ on 12/8/05 re: Livent Inc

On:  Thursday, 12/8/05, at 2:20pm ET   ·   Accession #:  934729-5-30   ·   File #:  5-52815

Previous ‘SC 13G’:  ‘SC 13G’ on 12/8/05   ·   Next:  ‘SC 13G/A’ on 1/20/06   ·   Latest:  ‘SC 13G/A’ on 12/4/13

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

12/08/05  Bmo Financial Corp                SC 13G/A               1:15K  Livent Inc

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         9±    34K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 6. Ownership of More than 5 Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
"Item 9. Notice of Dissolution of Group
"Item 10. Certification


Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ____________________________________________________________________ (Name of Issuer) Livent Inc ____________________________________________________________________ (Title of Class of Securities) Common Stock ____________________________________________________________________ (CUSIP Number) 537902108 ____________________________________________________________________ (Date of Event Which Requires Filing of this Statement) Monthly Filing Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be ``filed'' for the purpose of Section 18 of the Securities Exchange Act of 1934 (``Act'') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 537902108 (1) Names of reporting persons...Harris Financial Corp I.R.S. Identification Nos. of above persons (entities only) 51-0275712 -------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (a) (b) x (3) SEC use only................................................... -------------------------------------------------------------------- (4) Citizenship or place of organization............................ A Delaware Corporation -------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power...0................................. (6) Shared voting power....0............................... (7) Sole dispositive power......2,400......................... (8) Shared dispositive power....0.......................... -------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person 2,400 -------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions).................................................. -------------------------------------------------------------------- (11) Percent of class represented by amount in Row (9)...0.012%....... --------------------------------------------------------------------- (12) Type of reporting person (see instructions)....HC............. -------------------------------------------------------------------- Page--of--Pages----------------------------------------------------- Item 1(a) Name of issuer: Livent Inc Item 1(b) Address of issuer's principal executive offices: 165 Ave Rd suite 600 Toronto Ontario Canada, Ontario, Canada M5R 3S4 2(a) Name of person filing: Harris Financial Corp _____________________________________________________________________ 2(b) Address or principal business office or, if none, residence: 111 W. Monroe Street P. O. Box 755 Chicago, IL 60690 _____________________________________________________________________ 2(c) Citizenship: A Delaware Corporation _____________________________________________________________________ 2(d) Title of class of securities: Common Stock _____________________________________________________________________ 2(e) CUSIP No.: 537902108 _____________________________________________________________________ Item 3. If this statement is filed pursuant to Secs. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [X] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with Sec. 240.13d- 1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Sec. 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with Sec. 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(J). Item 4. Ownership 1. (a) Amount beneficially owned: 2,400 (b) Percent of class: 0.012% . (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 2,400 (iv) Shared power to dispose or to direct the disposition of 0 Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [x]. See Exhibit 2 Item 6. Ownership of More than 5 Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Harris Financial Corp., a Parent Holding Company, 111 W. Monroe St. P.O. Box 755 Chicago, Ill 60690 Filing on behalf of the following subsidiaries: BMO Nesbitt Burns, Inc., a broker-dealer One First Canadian Place 5th Floor Toronto, Ontario CANADA M5X 1H3 Jones Heward Investments Inc., a Parent Holding Company Royal Trust Tower 77 King Street West Suite 4200 Toronto, Ontario CANADA M5K 1J5 BMO Harris Investment Management Inc., an investment adviser 1 First Canadian Place 9th Floor Suite 915 Toronto, Ontario CANADA M5K 1H3 Jones Heward Investment Counsel Inc., an investment adviser Royal Trust Tower 77 King Street West Suite 4200 Toronto, Ontario CANADA M5K 1J5 BMO Investorline Inc. FCP 20th Floor Toronto, Ontario CANADA M5X 1A1 Jones Heward Funds, Canadian mutual funds Royal Trust Tower 77 King Street West Suite 4200 Toronto, Ontario CANADA M5K 1J5 The Pension Fund Society of the Bank of Montreal, a Canadian pension fund Corporate Secretary's Department First Canadian Place 22nd Floor Toronto, Ontario CANADA M5X 1A1 Guardian Group of Funds, Ltd. Commerce Court West Suite 4100 Toronto, Ontario Canada M5L 1E8 Harris Investment Management, Inc. 190 South LaSalle Street P.O. Box 755 Chicago, Ill 60690 Harris Insight Funds, inc C/O Harris Investment Management, Inc 190 South LaSalle Street P.O. Box 755 Chicago, Ill 60690 BMO Trust Company 302 Bay Street 7th Floor Toronto, Ontario Canada M5X 1A1 BMO Investments, Inc 302 Bay Street 10th Floor Toronto, Ontario Canada M5X 1A1 BMO Mutual Funds 302 Bay Street 10th Floor Toronto, Ontario, Canada M5X 1A1 BMO Nesbitt Burns Corp 3 Times Square 28th Floor New York, N.Y. 10036 BMO Nesbitt Burns Trading Corp, S.A. 3 Times Square 28th Floor New York, N.Y. 10036 Sullivan Bruyette Speros & Blaney 8180 Greensboro Drive Suite 1100 McLean Va. 22102 Mercantile National Bank of Indiana 5243 South Hohman Ave. Floor 1 Hammond, Indiana, 46320 And filing on behalf of its parent: Bank of Montreal 1 First Canadian Place Toronto, Ontario Canada MX5 1A1 Item 8. Identification and Classification of Members of the Group See Exhibit 2 Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 8, 2005 HARRIS FINANCIAL CORP. BY: (Paul Reagan) Paul Reagan Senior Vice President and General Counsel Schedule 13G Exhibit 1 BMO Nesbitt Burns Trading Corp S.A. is a wholly owned subsidiary of Bank of Montreal Holding Inc., which is a wholly-owned subsidiary of Bank of Montreal. BMO Nesbitt Burns, Inc. is a wholly-owned subsidiary of BMO Nesbitt Burns Corporation Limited, which is a wholly-owned subsidiary of Bank of Montreal Securities Canada Limited, which is a wholly-owned subsidiary of Bank of Montreal Holding Inc., which is a wholly-owned subsidiary of Bank of Montreal. Jones Heward Funds are Canadian mutual funds advised by Jones Heward Investment Counsel, which is a wholly-owned subsidiary of BMO Harris Investment Management Inc, which is a subsidiary of Jones Heward Investments Inc., which is a subsidiary of BMO Nesbitt Burns Inc. and the Bank of Montreal. The Pension Fund Society of the Bank of Montreal is a Canadian pension fund advised by Jones Heward Investment Counsel, which is a wholly-owned subsidiary of BMO Harris Investment Management Inc, which is a subsidiary of Jones Heward Investments Inc., which is a subsidiary of Nesbitt Burns Inc. and the Bank of Montreal. Guardian Group of Funds is a subsidiary of Guardian Group of Funds, Ltd. which is a wholly-owned subsidiary of Bank of Montreal. First Canadian Mutual Funds are Canadian mutual funds advised and managed by Jones Heward Investment Counsel, BMO Harris Investment Management Inc, and First Canadian Funds Inc., which are wholly-owned direct or indirect subsidiaries of Bank of Montreal. Jones Heward Investment Counsel is a wholly-owned subsidiary of BMO Harris Investment Management Inc, which is a wholly-owned subsidiary of Jones Heward Investments Inc., which is a wholly-owned subsidiary of Bank of Montreal and Nesbitt Burns Inc. Mercantile National Bank of Indiana is a wholly owned subsidiary of Harris Bankcorp Inc. which is a wholly owned subsidiary of Harris Finacial Corp., which is a wholly-owned subsidiary of Bank of Montreal. Pursuant to Rule 13d-1(k)(1)(iii), Bank of Montreal, Bank of Montreal Holding Inc., Bank of Montreal Securities Canada Limited, BMO Nesbitt Burns Corporation Limited, BMO Nesbitt Burns Inc., Jones Heward Funds, The Pension Society of the Bank of Montreal, First Canadian Funds Inc., First Canadian Mutual Funds, Jones Heward Investment Counsel Inc., Jones Heward Investment Management Inc., Jones Heward Investments Inc., BMO Nesbitt Burns Trading Corp, S.A., Mercantile National Bank of Indiana, and Guardian Group of Funds Ltd,agree to this filing of Schedule 13G by Harris Financial Corp. This exhibit is submitted as proof of their agreement and authorization for Harris Financial Corp. to file on their behalf. Dated: December 8, 2005 BANK OF MONTREAL BY: (Ron Sirkis) Ron Sirkis EVP, General Counsel & Taxation BANK OF MONTREAL HOLDING INC. BY: (Chris Begy) Chris Begy Vice President, Chief Accountant Harris Financial Corp By: (Paul Reagan) Paul Reagan EVP, U.S. General Counsel, Chief Compliance Officer BMO Nesbitt Burns, Inc By: (Robert Allair) Robert Allair Vice President and Managing director Jones Heward Investments, Inc. By: (Dirk McRobb) Dirk McRobb C.F.O. Chief Compliance Officer V.P. BMO Harris Investment Management Inc. By: (Richard Grape) Richard Grape VP and Head of Operations and Administration Jones Heward Investment Counsel Inc. By: (Dirk McRobb) Dirk McRobb C.F.O. Chief Compliance Officer V.P. BMO Investorline Inc. By: (Tom Flanagan) Tom Flanagan President and CEO Jones Heward Funds By: (Dirk McRobb) Dirk McRobb C.F.O Chief Compliance Officer V.P The Pension Fund Society of the Bank of Montreal By: (Claire Kyle) Claire Kyle Senior Manager Guardian Group of Funds, Ltd. By: (Steven Rostowsky) Steven Rostowsky Chief Financial Officer Harris Investment Management Inc. By: (William O. Leszinske) William O. Leszinske President Harris Insight Funds, Inc. By: (William O. Leszinske) William O. Leszinske President BMO Trust Company By: (Carol Neal) Carol Neal Chief Financial Officer BMO Investments, Inc By: (Ed Legzdins) Ed Legzdins President and CEO BMO Nesbitt Burns Corp By: (Susanne Vorster) Susanne Vorster Chief Financial officer BMO Nesbitt Burns Trading Corp, S.A. By: (Susanne Vorster) Susanne Vorster Chief Financial Officer Sullivan Bruyette Speros & Blaney By: (Greg Sullivan) Greg Sullivan President Mercantile National Bank of Indiana By: (Richard Scumacher) Richard Schumacher Senior Vice President Schedule 13G Exhibit 2 This Schedule is being filed by Harris Financial Corporation, its parent company, Bank of Montreal.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:12/8/05SC 13G
 List all Filings 
Top
Filing Submission 0000934729-05-000030   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 26, 8:18:02.1am ET