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Ardent Communications Inc – IPO: ‘S-1/A’ on 3/16/99 – EX-10.21

As of:  Tuesday, 3/16/99   ·   Accession #:  928385-99-779   ·   File #:  333-72769

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/16/99  Ardent Communications Inc         S-1/A                 38:1.6M                                   Donnelley R R & S… 09/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Form S-1 Amendment Number 1                          107    579K 
 2: EX-3.1      Restated Certificate of Incorporation                 25    111K 
 3: EX-3.2      Amended and Restated By-Laws                          18     82K 
 4: EX-4.1      Specimen Common Stock Certificate                      2     12K 
 5: EX-4.2      Warrant Agreement Dtd September 4, 1998               33     94K 
 6: EX-4.3      Common Stock Warrant Dtd 02/19/1999                    8     37K 
 7: EX-4.4      Common Stock Warrant Dtd 02/19/1999                    8     37K 
 8: EX-4.5      Stockholders Agreement Dated 02/19/1999               28    142K 
 9: EX-10.1     Investment Agreement Dated 04/22/1998                  2     19K 
16: EX-10.10    Assignment and Assumption Dtd 10/02/1998               3     18K 
17: EX-10.12    Employment Agreement Dtd 6/29/1998                    15     53K 
18: EX-10.13    Agreement for Cooperative Use Dtd 11/5/1996           37    112K 
19: EX-10.14    Letter of Agreement Dtd 2/28/1997                      2     15K 
20: EX-10.15    Letter of Agreement Option Dtd 4/4/1997                2±    14K 
21: EX-10.16    Letter Amendement Agreement Dtd 8/1/1997               3     17K 
22: EX-10.17    Letter Amendement Agreement Dtd 10/21/1997             2±    14K 
23: EX-10.18    Application Transfer Dtd 01/06/1999                    2±    15K 
24: EX-10.19    Assignment of Ussn and Pct Dtd 01/06/1999              2     16K 
25: EX-10.20    Letter Amendment Agreement Dtd 01/26/1999              2     20K 
26: EX-10.21    Assignmt of 50% of Certain Patent Prop Dtd             3     24K 
                          01/26/1999                                             
27: EX-10.22    Assignmt of Certain Trademarks Dtd 02/09/1999          2     15K 
28: EX-10.23    Internet Services Agreement Dtd 10/24/1997             6     37K 
29: EX-10.24    Collaboration Agreement Dtd 02/18/1998                 2     17K 
30: EX-10.25    Cais Iport License Agreement Dtd 09/10/1998           19     70K 
31: EX-10.26    Marketing Assoc. Solution Agreement Dtd 11/11/1998    10     50K 
32: EX-10.27    Master License Agreement Dtd 12/23/1998               51    175K 
33: EX-10.28    Agreement for High Speed Net Access Serv Dtd          26     93K 
                          02/19/1999                                             
34: EX-10.29    Deed of Lease Dtd July 28, 1997                       13     44K 
10: EX-10.3     Series A Stock Dtd 02/19/1999                         43    177K 
35: EX-10.30    Deed of Lease Dtd May 28, 1998                        12     41K 
36: EX-10.31    Office Building Lease Dtd 11/21/1998                  71±   279K 
37: EX-10.32    Settle Agreement Dtd 01/24/1999                       17     48K 
38: EX-10.33    Amended and Restated Equity Dtd 02/12/1999             9     46K 
11: EX-10.4     Exchange Agreement Dtd 10/02/1998                      5     22K 
12: EX-10.5     Agreement of Merger Dtd 10/02/1998                     5     25K 
13: EX-10.6     Amended and Restated Employment Agreement Dtd          9     43K 
                          06/03/1997                                             
14: EX-10.7     Assignment and Assumption Dtd 10/02/1998               3     17K 
15: EX-10.9     Amended Employment Agreement Dtd 9/8/1997             11     49K 


EX-10.21   —   Assignmt of 50% of Certain Patent Prop Dtd 01/26/1999

EX-10.211st Page of 3TOCTopPreviousNextBottomJust 1st
 

EXHIBIT 10.21 ASSIGNMENT ------------------- WHEREAS, INLINE CONNECTION CORPORATION (hereinafter Assignor), a Virginia corporation, located and doing business at 730 N. Danville Street, Arlington, Virginia 22201, is the owner of the patents and applications set forth in Schedule A which is to be amended to include all future inventions covered by the various agreements between Assignor and Assignee (hereinafter Patent Properties); and WHEREAS, CAIS, INC. (hereinafter Assignee), a Virginia corporation, located and doing business at 1232 22/nd/ Street, N.W., Washington, D.C. 20037, is desirous of acquiring 50% title and interest in said patents, applications and inventions present and future (Patent Properties) in the United States and in countries foreign to the United States excluding Israel; NOW, THEREFORE, in consideration of the sum of one dollar ($1.00) and other good and valuable consideration, the receipt of which is hereby acknowledged, Assignor by these presents does sell, assign and transfer unto said Assignee, its successors, legal representatives, heirs and assigns a 50% right, title and interest in the United States and all countries foreign to the United States except Israel, to said Patent Properties including the right to claim priority, the eventual Letters Patent, and all reissues, or extensions of said Letters Patent to be partially held and enjoyed by said Assignee for its own use, or for its legal representatives, successors, heirs, and assigns to the full end of the term for which said Letters Patent is granted, and any extensions thereof, as fully and entirely as the same will also be held by said Assignor, and for the same consideration said Assignor hereby covenants and agrees that at the time of execution and delivery of this instrument it is the lawful owner of the complete right, title and interest in and to said Patent Properties, its interest is unencumbered, except as provided in a License Agreement between Assignor and Terk Technologies, Inc., dated December 17, 1994 and subsequently amended, and that it has good and full
EX-10.212nd Page of 3TOC1stPreviousNextBottomJust 2nd
right and lawful authority to sell and convey part of its interest in the manner set forth herein; and for the same consideration Assignor hereby covenants and agrees that it will, when ever counsel for Assignee, or counsel for its legal successors, legal representatives, heirs or assigns shall advise that any proceedings in connection with said Patent Properties or any re-issue or extension of said Letters Patent to be obtained thereon, is lawful and desirable, sign all papers and documents, make all lawful oaths, and do all acts necessary as required to be done for the procurement, maintenance, enforcement and defense of said Patent Properties. Assignor hereby further assigns to Assignee all claims and causes of action for infringement of the patent rights assigned herein, including the right to sue for, and collect damages for, any and all acts of past and future infringement. Assignor hereby grants the law firm of Jacobson, Price, Holman & Stern, PLLC, 400 Seventh Street, N.W., Washington, D.C. 20004, the power to insert on this assignment any further identification which may be necessary or desirable. Enclosure: Schedule A Signed this 26 day of January , 1999 -------- --------- INLINE CONNECTION CORPORATION By: /s/ David D. Goodman ------------------------- David D. Goodman President and inventor Witnesses: ---------- (1) /s/ Ulysses G. Auger, II ----------------------------- (2) /s/ Michael Plantamura -----------------------------
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CORRECTED SCHEDULE A -------------------- [Enlarge/Download Table] ------------------------------------------------------------------------------------------------ Country Serial No. Filing Date Status ------------------------------------------------------------------------------------------------ Canada 2020841 July 10, 1990 Issued June 21, 1994, Patent No. 2020841 ------------------------------------------------------------------------------------------------ EPO 90307260.1 July 3, 1990 Issued March 4, 1998, Patent No. 0408236 ------------------------------------------------------------------------------------------------ EPO 97201163.9 July 3, 1990 Published ------------------------------------------------------------------------------------------------ France 09037260.1 July 3, 1990 Issued March 4, 1998, Patent No. 0408236 ------------------------------------------------------------------------------------------------ Germany 90307260.1 July 3, 1990 Issued March 4, 1998, Patent No. 0408236 ------------------------------------------------------------------------------------------------ PCT US98/11197 June 1, 1998 Published ------------------------------------------------------------------------------------------------ South Korea 90-22240 Dec. 28, 1990 Pending ------------------------------------------------------------------------------------------------ United Kingdom 90307260.1 July 3, 1990 Issued March 4, 1998, Patent No. 0408236 ------------------------------------------------------------------------------------------------ United States 07/379,751 July 14, 1989 Issued April 23, 1991, Patent No. 5,010,399 ------------------------------------------------------------------------------------------------ United States 08/670,216 June 21, 1996 Allowed ------------------------------------------------------------------------------------------------ United States 08/814,837 March 11, 1997 Issued December 1, 1998, Patent No. 5,844,596 ------------------------------------------------------------------------------------------------ United States 08/819,120 March 17, 1997 Allowed ------------------------------------------------------------------------------------------------ United States 08/893,403 July 11, 1997 Pending ------------------------------------------------------------------------------------------------ United States 09/047,970 March 25, 1998 Pending ------------------------------------------------------------------------------------------------ United States 09/113,526 July 10, 1998 Pending ------------------------------------------------------------------------------------------------ United States 09/157,714 Sept. 21, 1998 Pending ------------------------------------------------------------------------------------------------ United States 09/191,971 Nov. 13, 1998 Pending ------------------------------------------------------------------------------------------------ United States 09/191,168 Nov. 13, 1998 Pending ------------------------------------------------------------------------------------------------ United States 09/191,760 Nov. 13, 1998 Pending ------------------------------------------------------------------------------------------------ United States 60/074,078 Feb. 9, 1998 Pending ------------------------------------------------------------------------------------------------ United States 60/079,304 March 25, 1998 Pending ------------------------------------------------------------------------------------------------ United States 60/079,305 March 25, 1998 Pending ------------------------------------------------------------------------------------------------

Dates Referenced Herein

Referenced-On Page
This ‘S-1/A’ Filing    Date First  Last      Other Filings
Filed on:3/16/99None on these Dates
12/1/983
11/13/983
9/21/983
7/10/983
6/1/983
3/25/983
3/4/983
2/9/983
7/11/973
3/17/973
3/11/973
6/21/963
12/17/941
6/21/943
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Filing Submission 0000928385-99-000779   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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