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Ardent Communications Inc – IPO: ‘S-1/A’ on 3/16/99 – EX-10.14

As of:  Tuesday, 3/16/99   ·   Accession #:  928385-99-779   ·   File #:  333-72769

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/16/99  Ardent Communications Inc         S-1/A                 38:1.6M                                   Donnelley R R & S… 09/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Form S-1 Amendment Number 1                          107    579K 
 2: EX-3.1      Restated Certificate of Incorporation                 25    111K 
 3: EX-3.2      Amended and Restated By-Laws                          18     82K 
 4: EX-4.1      Specimen Common Stock Certificate                      2     12K 
 5: EX-4.2      Warrant Agreement Dtd September 4, 1998               33     94K 
 6: EX-4.3      Common Stock Warrant Dtd 02/19/1999                    8     37K 
 7: EX-4.4      Common Stock Warrant Dtd 02/19/1999                    8     37K 
 8: EX-4.5      Stockholders Agreement Dated 02/19/1999               28    142K 
 9: EX-10.1     Investment Agreement Dated 04/22/1998                  2     19K 
16: EX-10.10    Assignment and Assumption Dtd 10/02/1998               3     18K 
17: EX-10.12    Employment Agreement Dtd 6/29/1998                    15     53K 
18: EX-10.13    Agreement for Cooperative Use Dtd 11/5/1996           37    112K 
19: EX-10.14    Letter of Agreement Dtd 2/28/1997                      2     15K 
20: EX-10.15    Letter of Agreement Option Dtd 4/4/1997                2±    14K 
21: EX-10.16    Letter Amendement Agreement Dtd 8/1/1997               3     17K 
22: EX-10.17    Letter Amendement Agreement Dtd 10/21/1997             2±    14K 
23: EX-10.18    Application Transfer Dtd 01/06/1999                    2±    15K 
24: EX-10.19    Assignment of Ussn and Pct Dtd 01/06/1999              2     16K 
25: EX-10.20    Letter Amendment Agreement Dtd 01/26/1999              2     20K 
26: EX-10.21    Assignmt of 50% of Certain Patent Prop Dtd             3     24K 
                          01/26/1999                                             
27: EX-10.22    Assignmt of Certain Trademarks Dtd 02/09/1999          2     15K 
28: EX-10.23    Internet Services Agreement Dtd 10/24/1997             6     37K 
29: EX-10.24    Collaboration Agreement Dtd 02/18/1998                 2     17K 
30: EX-10.25    Cais Iport License Agreement Dtd 09/10/1998           19     70K 
31: EX-10.26    Marketing Assoc. Solution Agreement Dtd 11/11/1998    10     50K 
32: EX-10.27    Master License Agreement Dtd 12/23/1998               51    175K 
33: EX-10.28    Agreement for High Speed Net Access Serv Dtd          26     93K 
                          02/19/1999                                             
34: EX-10.29    Deed of Lease Dtd July 28, 1997                       13     44K 
10: EX-10.3     Series A Stock Dtd 02/19/1999                         43    177K 
35: EX-10.30    Deed of Lease Dtd May 28, 1998                        12     41K 
36: EX-10.31    Office Building Lease Dtd 11/21/1998                  71±   279K 
37: EX-10.32    Settle Agreement Dtd 01/24/1999                       17     48K 
38: EX-10.33    Amended and Restated Equity Dtd 02/12/1999             9     46K 
11: EX-10.4     Exchange Agreement Dtd 10/02/1998                      5     22K 
12: EX-10.5     Agreement of Merger Dtd 10/02/1998                     5     25K 
13: EX-10.6     Amended and Restated Employment Agreement Dtd          9     43K 
                          06/03/1997                                             
14: EX-10.7     Assignment and Assumption Dtd 10/02/1998               3     17K 
15: EX-10.9     Amended Employment Agreement Dtd 9/8/1997             11     49K 


EX-10.14   —   Letter of Agreement Dtd 2/28/1997

EX-10.141st Page of 2TOCTopPreviousNextBottomJust 1st
 

EXHIBIT 10.14 CAIS, INC. 1232 22nd Street, N.W. Washington, D.C. 20037 Tel. (202) 463-8500 Fax (202) 463-7190 February 28, 1997 Mr. David D. Goodman Inline Connection Corporation 730 N. Danville Street Arlington, VA 22201 Dear David: This will confirm our agreement regarding an extension of the Option Period as provided for in the November 5, 1996 Agreement for Cooperative Use of Communication Patents among Inline Connection Corporation, you in your individual capacity, and CAIS, Inc. (the "Agreement"). For good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Agreement is hereby amended and modified as follows: 1. The Option Period as provided in Section 1.1 of the Agreement shall be extended to five (5) months from the date the Agreement was executed (i.e., the Option Period shall expire on April 5, 1997) unless the Option is sooner exercised or terminated in accordance with the provisions of the Agreement. 2. Section 1.4 of the Agreement shall be modified to provide that in addition to payment to Inline of $7500 per month during the first three months of the Option Period, in return for your services, due 15, 45, and 75 days after execution of the Agreement, Inline shall be paid $7500 during the fifth month of the Option Period in return for your continued services, such payment to be due 135 days after execution of the Agreement. This also will confirm that CAIS has paid to Inline during the fourth month of the Option Period a $7500 advance against the $50,000 payment to be made to Inline upon CAIS's exercise of its Option, as provided in Section 1.6 of the Agreement, such advance to be refunded by Inline to CAIS in the event CAIS does not exercise its Option. All other terms and conditions of the Agreement remain in full force and effect. If the above reflects your understanding and meets with your approval, please so
EX-10.14Last Page of 2TOC1stPreviousNextBottomJust 2nd
indicate by countersigning below on behalf, respectively, of Inline and in your individual capacity. Sincerely, CAIS, Inc. By: /s/ Ulysses G. Auger, II ------------------------------------- Ulysses G. Auger, II, President Agreed to: Inline Connection Corporation By: /s/ David D. Goodman ---------------------------------- David D. Goodman, President 2/28/97 ------- Date Agreed to: /s/ David D. Goodman --------------------------------- David G. Goodman, in his individual capacity 2/28/97 ------- Date 2

Dates Referenced Herein

Referenced-On Page
This ‘S-1/A’ Filing    Date First  Last      Other Filings
Filed on:3/16/99None on these Dates
4/5/971
2/28/971
11/5/961
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Filing Submission 0000928385-99-000779   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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