SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Coda Markets, Inc. – ‘ATS-N/UA’ from 4/25/24 – ‘ATS-N EX-3 REDLINE’

On:  Thursday, 4/25/24, at 1:54pm ET   ·   Delayed-Release:  Filing  –  Release Delayed to:  4/25/24   ·   Accession #:  921107-24-9   ·   File #:  13-00096

Previous ‘ATS-N/UA’:  ‘ATS-N/UA’ on 8/4/23   ·   Latest ‘ATS-N/UA’:  This Filing   ·   1 Reference:  To:  Coda Markets, Inc. – ‘ATS-N/MA’ on 3/26/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/25/24  Coda Markets, Inc.                ATS-N/UA4/25/24    5:1.2M

Updating Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(B)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/UA    Updating Amendment -- primary_doc.xml               HTML    142K 
 2: ATS-N PART3 ITM.11C  Part III Items -- atsnpart3item11csupp2     PDF    199K 
 3: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF    163K 
                Form BD - Sch. A -- currentcodascheda7                           
 4: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF    163K 
                currentcodaschedb4                                               
 5: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    250K 
                exhibit3redline2                                                 


‘ATS-N EX-3 REDLINE’   —   Redline Changes — Form BD – Sch. A & B — exhibit3redline2


This is a PDF Document.

        Download this Adobe® Acrobat® .pdf document
 
        Get Adobe® Acrobat® Reader™, if you haven’t
        done so already, in order to read this document.


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/26/24  Coda Markets, Inc.                ATS-N/MA3/26/24    1:5K
Top
Filing Submission 0000921107-24-000009   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., May 6, 10:17:31.1pm ET