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Isp Chemco Inc, et al. – ‘SC 13D/A’ on 12/6/99 re: Life Technologies Inc

On:  Monday, 12/6/99   ·   Accession #:  909518-99-706   ·   File #:  5-38285

Previous ‘SC 13D’:  ‘SC 13D/A’ on 9/27/99   ·   Next:  ‘SC 13D/A’ on 12/14/99   ·   Latest:  ‘SC 13D/A’ on 8/2/01

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/06/99  Isp Chemco Inc                    SC 13D/A               2:70K  Life Technologies Inc             Weil Gotshal & Ma… 04/FA
          A. Chang
          Bear, Stearns & Co. Inc.
          Dinan Management Corporation
          Dinan Management, L.L.C.
          Fredrick R. Adler - I.A.M. Trust
          Idoya Partners
          International Specialty Products Inc.
          Isp Investments Inc.
          Isp Ireland
          Isp Opco Holdings Inc
          James G. Dinan
          JGD Management Corp.
          Prescott Associates
          Prescott International Partners, L.P.
          T.W.Smith (As Trustee) - J. McKenzie Trust
          T.W.Smith (As Trustee) - L.C. Wolfensohn Trust
          The Cohen Revocable Trust
          Thomas N. Tryforos
          Thomas W. Smith
          York Capital Management, L.P.
          York Investment Limited

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial          38    122K 
                          Ownership                                              
 2: EX-99       Miscellaneous Exhibit                                  7     15K 


SC 13D/A   —   Amendment to General Statement of Beneficial Ownership
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Schedule 13D
23Item 2. Identity and Background
24Item 3. Source and Amount of Funds or Other Consideration
"Item 5. Interest in Securities of the Issuer
"Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
"Item 7. Material to Be Filed as Exhibits
25ISP Ireland
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================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) ------------------------------ LIFE TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE 532177201 (Title of class of securities) (CUSIP number) RICHARD A. WEINBERG, ESQ. C/O ISP MANAGEMENT COMPANY, INC. 1361 ALPS ROAD WAYNE, NEW JERSEY 07470 (973) 628-3000 (Name, address and telephone number of person authorized to receive notices and communications) WITH A COPY TO: STEPHEN E. JACOBS, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153-0119 (212) 310-8000 DECEMBER 3, 1999 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (However, see the Notes.) (Continued on following pages) (Page 1 of 45 Pages) ================================================================================ NY2:\852563\03\$9%B03!.DOC\54104.0014
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 2 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON ISP OPCO HOLDINGS INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: OO ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 3,384,600 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 3,384,600 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,384,600 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 13.56% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 3 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON ISP INVESTMENTS INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, OO ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 2,932,600 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 452,000 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 2,932,600 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 452,000 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,384,600 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 13.56% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 4 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON ISP IRELAND S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, OO ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ireland -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 452,000 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 452,000 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 452,000 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.81% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 5 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON INTERNATIONAL SPECIALTY S.S. OR I.R.S. IDENTIFICATION NO. PRODUCTS INC. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: OO ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 121,670 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 3,384,600 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 121,670 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 3,384,600 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,506,270 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.05% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 6 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON BEAR, STEARNS & CO. INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, PF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 342,751 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 92,000 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 342,751 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 92,000 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 434,751 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.74% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 7 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON FREDERICK R. ADLER S.S. OR I.R.S. IDENTIFICATION NO. INTANGIBLE ASSET OF ABOVE PERSON MANAGEMENT TRUST ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: PF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 713,395 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 713,395 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 713,395 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.86% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 8 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON THE COHEN REVOCABLE TRUST S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: PF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: California -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 397,100 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 397,100 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 397,100 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.59% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 9 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON A. CHANG S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: PF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: USA -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 135,500 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 135,500 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 135,500 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.54% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 10 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON YORK CAPITAL MANAGEMENT, S.S. OR I.R.S. IDENTIFICATION NO. L.P. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 78,700 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 78,700 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 78,700 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.32% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 11 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON DINAN MANAGEMENT, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 78,700 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 78,700 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 78,700 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.32% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 12 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON JGD MANAGEMENT CORP. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: AF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 23,100 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 23,100 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 23,100 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.09% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 13 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON YORK INVESTMENT LIMITED S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Bahamas -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 129,600 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 129,600 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 129,600 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.52% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 14 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON DINAN MANAGEMENT S.S. OR I.R.S. IDENTIFICATION NO. CORPORATION OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: AF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 129,600 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 129,600 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 129,600 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.52% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 15 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON JAMES G. DINAN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: AF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: USA -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 231,400 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 231,400 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 231,400 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.93% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 16 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON IDOYA PARTNERS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 405,000 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 405,000 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 405,000 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.62% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 17 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON PRESCOTT ASSOCIATES S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 331,650 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 331,650 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 331,650 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.33% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 18 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON PRESCOTT INTERNATIONAL S.S. OR I.R.S. IDENTIFICATION NO. PARTNERS, L.P. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: WC ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 19,950 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 19,950 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 19,950 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.08% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 19 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON THOMAS W. SMITH AS TRUSTEE S.S. OR I.R.S. IDENTIFICATION NO. FOR THE JACK McKENZIE OF ABOVE PERSON TRUST UNDER AGREEMENT DATED APRIL 12, 1992 ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: PF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 150 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 150 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 150 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.0006% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 20 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON THOMAS W. SMITH AS TRUSTEE S.S. OR I.R.S. IDENTIFICATION NO. FOR THE LEO CARROLL OF ABOVE PERSON WOLFENSOHN TRUST UNDER AGREEMENT DATED MARCH 9, 1994 ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: PF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: New York -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 150 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 150 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 150 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.0006% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 21 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON THOMAS W. SMITH S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: PF, AF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: USA -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 70,300 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 756,600 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 70,300 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 756,600 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 826,900 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.31% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN ------------------ -------------------------------------------------------------
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----------------------------------- ---------------------------------- CUSIP No. 532177201 13D Page 22 of 45 Pages ----------------------------------- ---------------------------------- ------------------ ------------------------------------------------------------- 1 NAME OF REPORTING PERSON THOMAS N. TRYFOROS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------ ------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [X] (b) [ ] ------------------ ------------------------------------------------------------- 3 SEC USE ONLY ------------------ ------------------------------------------------------------- 4 SOURCE OF FUNDS: AF ------------------ ------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------ ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: USA -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ------- -------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 756,600 OWNED BY ------- -------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ------- -------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 756,600 ------------------ ------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 756,600 ------------------ ------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------ ------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.03% ------------------ ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN ------------------ -------------------------------------------------------------
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This Amendment No. 6 ("Amendment No. 6") amends the Statement on Schedule 13D (the "Schedule 13D") filed on November 20, 1998, as amended by Amendment No. 1 filed on November 30, 1998 ("Amendment No. 1"), Amendment No. 2 filed on December 2, 1998 ("Amendment No. 2"), Amendment No. 3 filed on December 21, 1998 ("Amendment No. 3"), Amendment No. 4 filed on December 24, 1998 ("Amendment No. 4"), and Amendment No. 5 filed on May 11, 1999 ("Amendment No. 5"), by and on behalf of ISP Opco Holdings Inc. ("ISP Opco"), ISP Investments Inc. ("ISP Investments"), International Specialty Products Inc. ("ISP"), ISP Ireland ("ISP Ireland" and, together with ISP Opco, ISP Investments and ISP, the "ISP Group"), Bear, Stearns & Co. Inc. ("Bear, Stearns"), Frederick R. Adler Intangible Asset Management Trust (the "Adler Trust"), The Cohen Revocable Trust (the "Cohen Trust"), A. Chang ("Chang"), York Capital Management, L.P. ("York Capital"), Dinan Management, L.L.C. ("Dinan Management"), JGD Management Corp. ("JGD Management"), York Investment Limited ("York Investment"), Dinan Management Corporation ("DMC"), James G. Dinan ("JGD"), Idoya Partners ("Idoya"), Prescott Associates ("Prescott"), Prescott International Partners, L.P. ("Prescott International"), Thomas W. Smith as Trustee for the Jack McKenzie Trust Under Agreement Dated April 12, 1992 (the "McKenzie Trust"), Thomas W. Smith as Trustee for the Leo Carroll Wolfensohn Trust Under Agreement Dated March 9, 1994 (the "Wolfensohn Trust"), Thomas W. Smith ("Smith") and Thomas N. Tryforos ("Tryforos" and, together with Idoya, Prescott, Prescott International, the McKenzie Trust, the Wolfensohn Trust and Smith, the "Prescott Entities") (collectively, the "Reporting Persons") with respect to their ownership of common stock, par value $.01 per share (the "Common Stock"), of Life Technologies, Inc. (the "Company"). Capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D, as previously amended. ITEM 2. IDENTITY AND BACKGROUND The name, position, business address and citizenship of each director and executive officer of ISP Opco are set forth on Schedule A hereto. The name, position, business address and citizenship of each director and executive officer of ISP Investments are set forth on Schedule B hereto. The name, position, business address and citizenship of each director and executive officer of ISP are set forth on Schedule C hereto. The name, position, business address and citizenship of each director and executive officer of ISP Ireland are set forth on Schedule D hereto. None of the Reporting Persons nor any of the persons listed on Schedules A through D hereto has, during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding a violation with respect to such laws. Except as set forth above, the response of the Reporting Persons to this Item 2 as previously disclosed in the Schedule 13D, as amended, has not changed. 23
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ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Since the filing of Amendment No. 5, Bear, Stearns purchased an aggregate of 7,346 Shares in its market-making account for total consideration (including brokerage commissions) of $264,784.70 derived from working capital of Bear, Stearns. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER As of the close of business on December 3, 1999, the Reporting Persons beneficially owned (or are deemed, solely for purposes of Rule 13d-3, to beneficially own), directly or indirectly, an aggregate of 6,245,316 Shares, representing approximately 25.02% of the Common Stock outstanding (based on 24,957,556 shares of Common Stock believed by the Reporting Persons to be outstanding as of September 30, 1999). Bear, Stearns has the sole power to vote, direct the voting of, dispose of and direct the disposition of 342,751 Shares. Bear, Stearns has shared power to vote, direct the voting of, dispose of and direct the disposition of 92,000 Shares held in discretionary accounts. Of the 434,751 Shares beneficially owned by Bear, Stearns, only 300,000 Shares that are owned by Bear, Stearns are subject to the Group Agreement (as defined below in Item 6) between Bear, Stearns and certain of the Reporting Persons. The remaining 42,751 Shares owned by Bear, Stearns are held in its market-making account and are not subject to the Group Agreement. The 92,000 Shares beneficially owned by Bear, Stearns in discretionary accounts are also not subject to the Group Agreement. In the past 60 days, the Reporting Persons effected transactions in Shares in open market transactions as set forth in Schedule E hereto. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER On December 3, 1999, the Reporting Persons other than the Prescott Entities entered into a letter agreement (the "Extension Agreement") pursuant to which each such Reporting Person agreed to extend through September 30, 2000 the provisions of the respective Group Agreement(s) to which such Reporting Person is a party relating to (i) selling or otherwise disposing of any Shares and (ii) entering into any other contract, arrangement, understanding or relationship with any other persons with respect to equity securities of the Company. Except as set forth above, the response of the Reporting Persons to this Item 6 as previously disclosed in Amendment No. 5 has not changed. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Form of Extension Agreement among the Reporting Persons with respect to the filing of this Amendment No. 6. [The remainder of this page intentionally left blank.] 24
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SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: December 6, 1999 ISP OPCO HOLDINGS INC. ISP INVESTMENTS INC. INTERNATIONAL SPECIALTY PRODUCTS INC. By: /s/ Susan B. Yoss -------------------------------------------- Susan B. Yoss Vice President and Treasurer ISP IRELAND By: /s/ Ueli Marty -------------------------------------------- Ueli Marty Director BEAR, STEARNS & CO. INC. By: /s/ Barry Cohen -------------------------------------------- Barry Cohen Senior Managing Director YORK CAPITAL MANAGEMENT, L.P. By: DINAN MANAGEMENT, L.L.C., its General Partner By: /s/ James G. Dinan ---------------------------------------- James G. Dinan President DINAN MANAGEMENT, L.L.C. By: /s/ James G. Dinan -------------------------------------------- James G. Dinan President 25
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JGD MANAGEMENT CORP. DINAN MANAGEMENT CORPORATION By: /s/ James G. Dinan -------------------------------------------- James G. Dinan President YORK INVESTMENT LIMITED By: /s/ Anthony L.M. Inder Reiden -------------------------------------------- Anthony L.M. Inder Reiden Director /s/ James G. Dinan ------------------------------------------------- James G. Dinan FREDERICK R. ADLER INTANGIBLE ASSET MANAGEMENT TRUST By: /s/ Susan R. Chapman -------------------------------------------- Susan R. Chapman Trustee THE COHEN REVOCABLE TRUST By: /s/ S. Cohen -------------------------------------------- S. Cohen Trustee /s/ A. Chang ------------------------------------------------- A. Chang 26
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/s/ Thomas W. Smith ------------------------------------------------- Thomas W. Smith /s/ Thomas N. Tryforos ------------------------------------------------- Thomas N. Tryforos PRESCOTT INTERNATIONAL PARTNERS, L.P. By: /s/ Thomas W. Smith -------------------------------------------- Thomas W. Smith General Partner By: /s/ Thomas N. Tryforos -------------------------------------------- Thomas N. Tryforos General Partner PRESCOTT ASSOCIATES By: /s/ Thomas W. Smith -------------------------------------------- Thomas W. Smith General Partner By: /s/ Thomas N. Tryforos -------------------------------------------- Thomas N. Tryforos General Partner IDOYA PARTNERS By: /s/ Thomas W. Smith -------------------------------------------- Thomas W. Smith General Partner By: /s/ Thomas N. Tryforos -------------------------------------------- Thomas N. Tryforos General Partner 27
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JACK MCKENZIE TRUST U/A DATED APRIL 12, 1992 By: /s/ Thomas W. Smith -------------------------------------------- Thomas W. Smith Trustee LEO CARROLL WOLFENSOHN TRUST U/A DATED MARCH 9, 1994 By: /s/ Thomas W. Smith -------------------------------------------- Thomas W. Smith Trustee 28
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SCHEDULE A The name and position of the directors and executive officers of ISP Opco Holdings Inc. are set forth below. The business address of each director and executive officer is c/o ISP Management Company, Inc., 1361 Alps Road, Wayne, New Jersey 07470, except as indicated below. All executive officers and directors are citizens of the United States. Name Position ---- -------- Sunil Kumar President and Chief Executive Officer Randall R. Lay Executive Vice President and Chief Financial Officer Richard A. Weinberg Director, Executive Vice President, General Counsel and Secretary Andrew G. Mueller Executive Vice President - Operations Barry A. Crozier Director and Vice President Arthur W. Clark Director and Manager - Banking and Cash Operations Mr. Crozier is a certified public accountant with Belfint, Lyons & Shuman, an accounting firm, the address of which is 200 West 9th Street, Suite 600, Wilmington, Delaware 19801. 29
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SCHEDULE B The name and position of the directors and executive officers of ISP Investments Inc. are set forth below. The business address of each director and executive officer is c/o ISP Management Company, Inc., 1361 Alps Road, Wayne, New Jersey 07470, except as indicated below. All executive officers and directors are citizens of the United States. Name Position ---- -------- Sunil Kumar President and Chief Executive Officer Randall R. Lay Executive Vice President and Chief Financial Officer Richard A. Weinberg Director, Executive Vice President, General Counsel and Secretary Andrew G. Mueller Executive Vice President - Operations Barry A. Crozier Director and Vice President Arthur W. Clark Director and Manager - Banking and Cash Operations Mr. Crozier is a certified public accountant with Belfint, Lyons & Shuman, an accounting firm, the address of which is 200 West 9th Street, Suite 600, Wilmington, Delaware 19801. 30
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SCHEDULE C The name and position of the directors and executive officers of International Specialty Products Inc. are set forth below. The business address of each director and executive officer is c/o ISP Management Company, Inc., 1361 Alps Road, Wayne, New Jersey 07470, except as indicated below. All executive officers and directors are citizens of the United States. Name Position ---- -------- Samuel J. Heyman Director and Chairman Sunil Kumar Director, President and Chief Executive Officer Carl R. Eckardt Director Randall R. Lay Executive Vice President and Chief Financial Officer Richard A. Weinberg Executive Vice President, General Counsel and Secretary Andrew G. Mueller Executive Vice President - Operations Harrison J. Goldin Director Charles M. Diker Director Sanford Kaplan Director Burt Manning Director Mr. Goldin is the senior managing director of Goldin Associates, L.L.C., a consulting firm, the address of which is 767 Fifth Avenue, New York, New York 10153. Mr. Diker is a non-managing principal of Weiss, Peck & Greer, an investment management firm, the address of which is 1 New York Plaza, New York, New York 10004. Mr. Kaplan is a private investor and consultant. Mr. Manning is Chairman Emeritus of J. Walter Thompson Company, a multinational advertising company, and President of Brookbound Incorporated, a strategic consultancy company, the address of which is 105 East 67th Street, New York, New York 10021. 31
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SCHEDULE D The name and position of the directors and executive officers of ISP Ireland are set forth below. All such persons are citizens of the Republic of Ireland, except for Ulei Marty who is a citizen of Switzerland. Name Principal Occupation or Employment ---- ---------------------------------- Ulei Marty Director Ian Talbot Director Paul Wallace Director Mr. Marty is the General Manager of ISP (Switzerland) AG, the address of which is Zuger Strasse 77, Baar, Switzerland. Mr. Talbot is Vice President of Chase Manhattan Bank (Ireland) plc, the address of which is Chase Manhattan House, International Financial Services Center, Dublin 1, Ireland. Mr. Wallace is an attorney at Strickland & Wallace, the address of which is 10 Mellifont Avenue, Dun Laoghaire, Co. Dublin. 32
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SCHEDULE E The following schedule sets forth information with respect to each purchase of Shares which was effectuated by the Reporting Persons during the past 60 days. All transactions were effectuated in the open market through a broker. [Download Table] ISP OPCO HOLDINGS INC. ---------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None ISP INVESTMENTS INC. (directly and through ISP Investment Grantor Trust) ----------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None INTERNATIONAL SPECIALTY PRODUCTS INC. ------------------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None ISP IRELAND ----------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None 33
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BEAR, STEARNS & CO. INC. ------------------------ Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- 10/4/99 145 39 10/27/99 (500) 41-3/8 10/27/99 (800) 41-1/2 11/8/99 500 39-1/8 11/10 469 38-5/8 FREDERICK R. ADLER INTANGIBLE ASSET MANAGEMENT TRUST ---------------------------------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None THE COHEN REVOCABLE TRUST ------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None A. CHANG -------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None YORK CAPITAL MANAGEMENT, L.P. ----------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None 34
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DINAN MANAGEMENT, L.L.C. ------------------------ Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None YORK INVESTMENT LIMITED ----------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None JGD MANAGEMENT CORP. -------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None DINAN MANAGEMENT CORPORATION ---------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None JAMES G. DINAN -------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None IDOYA PARTNERS -------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None 35
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PRESCOTT ASSOCIATES ------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None PRESCOTT INTERNATIONAL PARTNERS, L.P. ------------------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None THOMAS W. SMITH AS TRUSTEE FOR THE JACK McKENZIE TRUST UNDER AGREEMENT DATED APRIL 12, 1992 -------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None THOMAS W. SMITH AS TRUSTEE FOR THE LEO CARROLL WOLFENSOHN TRUST UNDER AGREEMENT DATED MARCH 9, 1994 ----------------------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None THOMAS W. SMITH --------------- Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None 36
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THOMAS N. TRYFOROS ------------------ Number of Date Shares Purchased (Sold) Price Per Share ---- ----------------------- --------------- None
37
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EXHIBIT INDEX Exhibit No. Document Page No. ----------- -------- -------- 1 Form of Extension Agreement among the Reporting Persons with respect to the filing of this Amendment No. 6 38

Dates Referenced Herein   and   Documents Incorporated by Reference

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9/30/002413F-NT
Filed on:12/6/9925
12/3/99124
9/30/992410-Q,  13F-NT
5/11/9923SC 13D/A
12/24/9823SC 13D/A
12/21/9823SC 13D/A,  SC 14D9/A
12/2/9823SC 13D/A,  SC 13E3/A,  SC 14D1/A
11/30/9823SC 13D/A,  SC 14D9
11/20/9823SC 13D
3/9/942036
4/12/921936
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