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Cyanotech Corp – ‘10-C’ for 3/22/96

As of:  Thursday, 3/28/96   ·   For:  3/22/96   ·   Accession #:  912057-96-5436   ·   File #:  0-14602

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/28/96  Cyanotech Corp                    10-C        3/22/96    1:4K                                     Merrill Corp/FA

Report by Issuer of Securities Quoted on NASDAQ   —   Form 10-C
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-C        Report by Issuer of Securities Quoted on NASDAQ        2±     7K 

10-CTOCTopPreviousNextBottomJust 1st
 

FORM 10-C Securities and Exchange Commission Washington, DC 20549 Report by issuer of securities quoted on The Nasdaq Stock Market-TM-, filed pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder. EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER: Cyanotech Corporation ----------------------------------- ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 73-4660 Queen Kaahumanu Hwy., Suite ----------------------------------------- 102, Kailua-Kona, HI 96740 ----------------------------------------- ISSUER'S TELEPHONE NUMBER (INCLUDING AREA CODE): (808) 326-1353 -------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding. 1. Title of security Common Stock, par value $0.005 per share ------------------------------------------------------------ 2. Number of shares outstanding before the change 9,908,275 ------------------------------- 3. Number of shares outstanding after the change 11,755,650 -------------------------------- 4. Effective date of change March 22, 1996 ----------------------------------------------------- 5. Method of change Public offering ------------------------------------------------------------- Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) ------------------ Give brief description of transaction Follow-on public offering of 1,500,000 ------------------------------------------- shares of the Company's Common Stock ("Shares") pursuant to a firm commitment underwriting; exercise by warrantholder to purchase 96,000 Shares; Option exercises to acquire an aggregate of 1,375 Shares and the conversion of the Company's Series A Preferred Stock into 250,000 Shares. II. CHANGE IN NAME OF ISSUER 1. Name prior to change --------------------------------------------------------- 2. Name after change ------------------------------------------------------------ 3. Effective date of charter amendment changing name ---------------------------- 4. Date of shareholder approval of change if required --------------------------- /s/ 3/27/96 Ronald P. Scott Executive Vice President, Finance & Administration -------------------------------------------------------------------------------- DATE OFFICER'S SIGNATURE AND TITLE 14

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-C’ Filing    Date    Other Filings
Filed on:3/28/96
For Period End:3/22/96424B1
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Filing Submission 0000912057-96-005436   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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