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Seneca Investments LLC, et al. – ‘SC 13D/A’ on 10/22/01 re: Agency Com Ltd

On:  Monday, 10/22/01   ·   Accession #:  912057-1-536174   ·   File #:  5-57983

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/22/01  Seneca Investments LLC            SC 13D/A               1:14K  Agency Com Ltd                    Merrill Corp/FA
          Omnicom Group Inc.
          Pegasus Investors II GP, LLC
          Pegasus Investors II, LP

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           7     25K 
                          Ownership                                              


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 5. Interest in Securities of the Issuer
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 AMENDMENT NO. 4 AGENCY.COM LTD. --------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE ----------------------------- (Title and Class of Securities) 008447104 (CUSIP Number) Michael P. Tierney Chief Executive Officer Seneca Investments LLC 437 Madison Avenue New York, New York 10022 (212) 415-3787 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) OCTOBER 19, 2001 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box . NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Seess.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (Page 1 of 7 Pages)
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------------------- ----------------- CUSIP NO. 008447104 13D/A PAGE 2 OF 7 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Seneca Investments LLC -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 28,103,565 shares ----------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY ----------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 28,103,565 shares ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 28,103,565 shares -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 65.6% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO -------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! -------------------------------------------------------------------------------- (Page 2 of 7 Pages)
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------------------- ----------------- CUSIP NO. 008447104 13D/A PAGE 3 OF 7 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Pegasus Investors II, LP -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None ----------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY ----------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH None ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) None -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN -------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! -------------------------------------------------------------------------------- (Page 3 of 7 Pages)
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------------------- ----------------- CUSIP NO. 008447104 13D/A PAGE 4 OF 7 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Pegasus Investors II GP, LLC -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None ----------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY ----------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH None ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) None -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO -------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! -------------------------------------------------------------------------------- (Page 4 of 7 Pages)
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------------------- ----------------- CUSIP NO. 008447104 13D/A PAGE 5 OF 7 PAGES -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Omnicom Group Inc. -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |_| -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York -------------------------------------------------------------------------------- 7 SOLE VOTING POWER None ----------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY ----------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH None ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) None -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO -------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! -------------------------------------------------------------------------------- (Page 5 of 7 Pages)
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This amendment amends and supplements the information set forth in the Statement on Schedule 13D (as amended, this "STATEMENT") originally filed on May 14, 2001 relating to the common stock of Agency.com Ltd. In addition to the Items specified below, each other item of the Statement to which the information set forth below is relevant is amended thereby. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of the Statement is amended by adding the following disclosure. On October 19, 2001, nine additional selling management stockholders joined the May 14, 2001 agreement among Seneca and the management stockholders. These additional selling stockholders, sold an aggregate of 176,513 Agency common shares to Seneca for an initial aggregate payment of $166,505, or $0.9433 per share. The remaining payments for these shares will be calculated under the earn out formulas set forth in the amended management share purchase/sale agreement as described previously in this Statement. Giving effect to the purchase, Seneca beneficially owns 28,103,565 Agency common shares as of the date of this Amendment. Pegasus Investors, Pegasus and Omnicom and their respective affiliates (other than Seneca and its subsidiaries) continue to disclaim beneficial ownership of all such Agency common shares. (Page 6 of 7 Pages)
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SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. October 22, 2001 SENECA INVESTMENTS LLC By: /s/ GERARD A. NEUMANN ---------------------------------------- Chief Financial Officer PEGASUS INVESTORS II, LP By: Pegasus Investors II GP, LLC, its General Partner By: /s/ ANDREW BURSKY ---------------------------------------- Vice President PEGASUS INVESTORS II GP, LLC By: /s/ ANDREW BURSKY ---------------------------------------- Vice President OMNICOM GROUP INC. By: /s/ RANDALL J. WEISENBURGER ---------------------------------------- Executive Vice President (Page 7 of 7 Pages)

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:10/22/017
10/19/0116
5/14/016SC 13D,  SC 13G
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Filing Submission 0000912057-01-536174   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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