FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB APPROVAL |
OMB Number: | 3235-0104 |
Estimated average burden |
hours per response: | 0.5 |
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1. Name and Address of Reporting Person*
51 JOHN F. KENNEDY PKWY, 2ND FLOOR |
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(Street)
| 2. Date of Event Requiring Statement
(Month/Day/Year) 7/22/16 | 3. Issuer Name and Ticker or Trading Symbol
TerraForm Power, Inc.
[ TERP ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| Director |
| 10% Owner |
| Officer (give title below) | X | Other (specify below) |
Member of 10% owner group. |
| 5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| Form filed by One Reporting Person |
X | Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
| 2.
Amount of Securities Beneficially Owned (Instr.
4)
| 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Class A Common Stock | 3,724,799 | I | By Appaloosa Investment Limited Partnership I |
Class A Common Stock | 4,983,909 | I | By Palomino Master Ltd. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1. Title of Derivative Security (Instr.
4)
| 2. Date Exercisable and Expiration Date
(Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
| 4. Conversion or Exercise Price of Derivative Security
| 5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
| 6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
51 JOHN F. KENNEDY PKWY, 2ND FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
C/O APPALOOSA LP |
51 JOHN F. KENNEDY PARKWAY, 2ND FLOOR |
(Street)
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1. Name and Address of Reporting Person*
51 JOHN F. KENNEDY PKWY, 2ND FLOOR |
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(Street)
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1. Name and Address of Reporting Person*
404 WASHINGTON AVENUE, SUITE 810 |
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(Street)
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1. Name and Address of Reporting Person*
C/O APPALOOSA MANAGEMENT L.P. |
404 WASHINGTON AVENUE, SUITE 810 |
(Street)
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1. Name and Address of Reporting Person*
51 JOHN F. KENNEDY PKWY, 2ND FLOOR |
|
(Street)
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1. Name and Address of Reporting Person*
C/O APPALOOSA LP |
51 JOHN F. KENNEDY PKWY, 2ND FLOOR |
(Street)
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Explanation of Responses: |
| /s/ David A. Tepper, President for Appaloosa Capital Inc., general partner of Appaloosa LP | 7/22/16 |
| /s/ David A. Tepper, President for Appaloosa Capital Inc., general partner of Appaloosa LP, investment advisor of Appaloosa Investment Limited Partnership I | 7/22/16 |
| /s/ David A. Tepper, President for Appaloosa Capital Inc., general partner of Appaloosa LP, investment advisor of Palomino Master Ltd. | 7/22/16 |
| /s/ David A. Tepper, President for Appaloosa Partners Inc., general partner of Appaloosa Management L.P. | 7/22/16 |
| /s/ David A. Tepper, President for Appaloosa Partners Inc. | 7/22/16 |
| /s/ David A. Tepper, President for Appaloosa Capital Inc. | 7/22/16 |
| /s/ David A. Tepper | 7/22/16 |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
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