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Halis Jeffrey S – ‘5’ for 12/31/97 re: Primex Technologies Inc.

As of:  Friday, 2/13/98   ·   For:  12/31/97   ·   Accession #:  905718-98-137   ·   File #:  0-28942

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/13/98  Halis Jeffrey S                   5          10% Owner   1:11K  Primex Technologies Inc.          Lowenstein Sandler PC/FA

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial              3     17K 
                Ownership of Securities by an Insider                            

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------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0362 Expires: April 30, 1997 Estimated average burden hours per response ....... 1.0 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ X ] Form 3 Holdings Reported [ X ] Form 4 Transactions Reported ================================================================================ 1. Name and Address of Reporting Person Halis Jeffrey S. -------------------------------------------------------------------------------- (Last) (First) (Middle) 500 Park Avenue, 5th Floor -------------------------------------------------------------------------------- (Street) New York, New York 10022 -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Primex Technologies, Inc. (PRMX) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year December 31, 1997 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Reporting (check applicable line) [X] Form Filed by One Reporting Person\ ___ Form Filed by More than One Reporting Person
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================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ [Enlarge/Download Table] 5. 6. 4. Amount of Owner- Security Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) (D) & 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/24/97 P3 2,000 A $24.30 I* By Partner- ships and Corporations* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/5/97 P4 6,000 A $31.94 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/11/97 P4 2,000 A $32.05 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/23/97 P4 3,300 A $32.21 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/25/97 P4 2,200 A 32.28 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/26/97 P4 3,000 A 32.11 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9/26/97 P4 5,000 A 32.05 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/8/97 P4 3,000 A 32.99 I* ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/1/97 P4 100 A 33.17 543,554* I* ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly
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FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ [Enlarge/Download Table] 9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses:*375,044 of the shares reported herein are owned by Tyndall Partners, L.P., a Delaware limited partnership. 100,080 of the shares reported herein are owned by Tyndall Institutional Partners, L.P., a Delaware limited partnership. 41,770 of the shares reported herein are owned by Madison Avenue Partners, L.P., a Delaware limited partnership. 26,660 of the shares reported herein are owned by Halo International, Ltd., a company organized under the laws of the Cayman Islands. Jeffrey S. Halis possesses sole voting and investment control over all securities owned by Tyndall Partners, L.P., Tyndall Institutional Partners, L.P., Madison Avenue Partners, L.P. and Halo International, Ltd., respectively. /s/Jeffrey S. Halis February 13, 1998 --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘5’ Filing    Date First  Last      Other Filings
Filed on:2/13/9834,  SC 13G/A
For Period end:12/31/97110-K
4/30/971
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Filing Submission 0000905718-98-000137   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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