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As Of Filer Filing For·On·As Docs:Size Issuer Agent 7/09/19 Wilks Brothers, LLC SC 13D/A 1:119K Carbo Ceramics Inc Stroock & Stro… Lavan/FA Dan H. Wilks Farris Wilks Staci Wilks Wilks Brothers, LLC |
Document/Exhibit Description Pages Size 1: SC 13D/A Schedule 13D/A (Amendment No. 4) HTML 65K
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1
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NAMES OF REPORTING PERSONS
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Wilks Brothers, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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☒
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (See Instructions)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Texas
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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3,614,915 (1)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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3,614,915
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,614,915 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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12.4% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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(1)
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Based on 28,985,866 shares of Common Stock of the Issuer issued and outstanding as of March 31, 2019, as set forth in the Issuer’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2019,
filed with the Commission on April 25, 2019. Includes 523,022 shares of Common Stock of the Issuer currently issuable upon exercise of the Warrant. See Item 4 of this Schedule 13D.
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1
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NAMES OF REPORTING PERSONS
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Dan H. Wilks
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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☒
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (See Instructions)
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PC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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|||
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||||
8
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SHARED VOTING POWER
|
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|
||
3,614,915 (1)
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|||
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||||
9
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SOLE DISPOSITIVE POWER
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|
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||
0
|
|
|
|||
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|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,614,915 (1)
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|||
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|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
||
3,614,915 (1)
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|||
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|
||||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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12.4% (1)
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|||
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||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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|||
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(1)
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Based on 28,985,866 shares of Common Stock of the Issuer issued and outstanding as of March 31, 2019, as set forth in the Issuer’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2019,
filed with the Commission on April 25, 2019. Includes 523,022 shares of Common Stock of the Issuer currently issuable upon exercise of the Warrant. See Item 4 of this Schedule 13D.
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CUSIP No. 140781105
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1
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NAMES OF REPORTING PERSONS
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||
Staci Wilks
|
|
|
|||
|
|
||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
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SEC USE ONLY
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||
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|||
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||||
4
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SOURCE OF FUNDS (See Instructions)
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||
PC
|
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|||
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|
||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
|
||
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
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|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,614,915 (1)
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|
|||
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|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,614,915 (1)
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|
|||
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|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,614,915 (1)
|
|
|
|||
|
|
||||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
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|
||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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12.4% (1)
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|||
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||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
IN
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|
|||
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(1)
|
Based on 28,985,866 shares of Common Stock of the Issuer issued and outstanding as of March 31, 2019, as set forth in the Issuer’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2019,
filed with the Commission on April 25, 2019. Includes 523,022 shares of Common Stock of the Issuer currently issuable upon exercise of the Warrant. See Item 4 of this Schedule 13D.
|
CUSIP No. 140781105
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Farris Wilks
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
|
||
AF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
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United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,614,915 (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,614,915 (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,614,915 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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|
|
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12.4%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
(1)
|
Based on 28,985,866 shares of Common Stock of the Issuer issued and outstanding as of March 31, 2019, as set forth in the Issuer’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2019,
filed with the Commission on April 25, 2019. Includes 523,022 shares of Common Stock of the Issuer currently issuable upon exercise of the Warrant. See Item 4 of this Schedule 13D.
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Item 3.
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Source and Amount of Funds or Other Considerations
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Item 4.
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Purpose of Transaction
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Item 5.
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Interest in Securities of the Issuer
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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*
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Dan H. Wilks
|
*
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Staci Wilks
|
*
|
Farris Wilks
|
WILKS BROTHERS, LLC
|
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By:
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/s/ Morgan D Neff
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Name:
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Title:
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Attorney-in-Fact
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*By:
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/s/ Morgan D Neff
|
Page 8
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This ‘SC 13D/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/24 | ||||
12/31/22 | ||||
Filed on: | 7/9/19 | |||
6/20/19 | 3, 8-K | |||
4/25/19 | 10-Q, 8-K | |||
3/31/19 | 10-Q, 13F-HR | |||
5/22/17 | 4, SC 13D/A | |||
5/5/17 | 3, 4 | |||
3/2/17 | 8-K | |||
10/3/16 | SC 13D, UPLOAD | |||
List all Filings |