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Yu Peter, et al. – ‘SC 13D/A’ on 12/9/20 re: Westport Fuel Systems Inc. – ‘EX-1’

On:  Wednesday, 12/9/20, at 6:57pm ET   ·   As of:  12/10/20   ·   Accession #:  899140-20-552   ·   File #:  5-84678

Previous ‘SC 13D’:  ‘SC 13D’ on 4/4/17   ·   Next:  ‘SC 13D’ on 10/21/22   ·   Latest:  ‘SC 13D/A’ on 6/12/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/10/20  Yu Peter                          SC 13D/A   12/09/20    3:171K Westport Fuel Systems Inc.        Willkie Farr & Gallagher
          Cartesian Capital Group, LLC
          P2 Portfolios, LLC
          Pangaea Two Acquisition Holdings Parallel XIV, LLC
          Pangaea Two Acquisition Holdings XIV, LLC
          Pangaea Two Admin GP, LLC
          Pangaea Two GP, LP
          Pangaea Two Parallel, LP
          Pangaea Two, LP

Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor   —   Sch. 13D   —   WA’68
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Schedule 13D/A, Amendment #1                        HTML     83K 
 2: EX-1        Transactions During Past 60 Days                    HTML     11K 
 3: EX-99.1     Joint Filing Agreement                              HTML     18K 


‘EX-1’   —   Transactions During Past 60 Days


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 
EXHIBIT 1


TRANSACTIONS DURING PAST 60 DAYS

The Reporting Persons engaged in the following transactions in Common Shares of the Issuer during the past 60 days. Such transactions involved the sale of Common Shares on the NASDAQ stock market as well as the receipt of Common Shares upon partial conversions of the Notes. Certain of the prices reported below reflect the weighted average sale price of the sale of Common Shares sold on the relevant date as well as the conversion price of Common Shares on the relevant date. Each Reporting Person hereby undertakes to provide upon request to the SEC staff full information regarding the number of Common Shares and prices at which each transaction effected by such Reporting Person was effected.

 Conversion Date
Recipient(s)
Quantity
Conversion Price
11/27/2020
P2 Portfolios, LLC
718,896
 $1.42
12/9/2020
P2 Portfolios, LLC
1,080,979
 $1.42


Trade Date
Seller
Order Type
Quantity
Average Price
11/25/2020
P2 Portfolios, LLC
Sell
20,000
 $4.00
12/01/2020
P2 Portfolios, LLC
Sell
1,792
 $4.00
12/02/2020
P2 Portfolios, LLC
Sell
27,505
 $4.00
12/03/2020
P2 Portfolios, LLC
Sell
62,120
 $4.00
12/04/2020
P2 Portfolios, LLC
Sell
375,000
 $4.12
12/07/2020
P2 Portfolios, LLC
Sell
50,000
 $4.12
12/08/2020
P2 Portfolios, LLC
Sell
125,000
 $4.18
12/09/2020
P2 Portfolios, LLC
Sell
79,271
 $4.54
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Filing Submission 0000899140-20-000552   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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