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Separate Account B of Voya Insurance & Annuity Co, et al. – ‘N-4/A’ on 4/23/15 – ‘EX-1’

On:  Thursday, 4/23/15, at 6:35pm ET   ·   As of:  4/24/15   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  897899-15-14   ·   File #s:  811-05626, 333-202174

Previous ‘N-4’:  ‘N-4’ on 2/19/15   ·   Next & Latest:  ‘N-4/A’ on 5/13/15

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/24/15  Sep Acct B of Voya Ins & Annu… Co N-4/A4/23/15   25:20M                                    Select Life Var AccountSeparate Account B of Venerable Insurance & Annuity Co. Preferred Advantage Variable Annuity

Pre-Effective Amendment to Registration Statement for a Separate Account (Unit Investment Trust)   —   Form N-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-4/A       Pre-Effective Amendment #1 on Form N-4 -- HTML      HTML   5.79M 
22: N-4/A       Pre-Effective Amendment No. 1 on Form N-4 -- PDF     PDF   1.84M 
                -- preferredadvregstmt                                           
23: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML    100K 
24: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     11K 
25: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     11K 
 2: EX-1        Exhibit 24(B)(3)(1)                                 HTML     53K 
 3: EX-2        Exhibit 24(B)(4)(A) -- Contract                     HTML    185K 
 4: EX-3        Articles of Incorporation/Organization or By-Laws   HTML    177K 
                -- exhibit24b5a-application                                      
 5: EX-4        Exhibit 24(B)(8)(A)(3)                              HTML     41K 
 6: EX-5        Exhibit 24(B)(8)(A)(6)                              HTML     26K 
 8: EX-8        Exhibit 24(B)(8)(C)(1)                              HTML    171K 
 9: EX-9        Exhibit24(B)(8)(D)(1)                               HTML    128K 
10: EX-10       Exhibit 24(B)(8)(F)(5)                              HTML     31K 
13: EX-13       Exhibit 24(B)(8)(H)(1)                              HTML    173K 
14: EX-14       Exhibit 24(B)(8)(J)(1)                              HTML     17K 
17: EX-17       Exhibit 24(B)(8)(M)(2)                              HTML     32K 
19: EX-19       Exhibit 24(B)(9) -- Opinion and Consent of Counsel  HTML     20K 
21: EX-21       Exhibit 24(B)(13) -- Powers of Attorney             HTML    116K 
20: EX-20       Exhibit 24(B)(10) -- Consent of Independent         HTML     12K 
                Registered Public Accounting Firm                                
 7: EX-7        Exhibit 24(B)(8)(B)(3)                              HTML     59K 
11: EX-11       Exhibit 24(B)(8)(F)(6)                              HTML     46K 
12: EX-12       Exhibit 24(B)(8)(G)(2)                              HTML     22K 
15: EX-15       Exhibit 24(B)(8)(L)(1                               HTML    133K 
16: EX-16       Exhibit 24(B)(8)(M)(1)                              HTML    154K 
18: EX-18       Exhibit 24(B)(8)(M)(3)                              HTML     25K 


‘EX-1’   —   Exhibit 24(B)(3)(1)


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  ex24b31-interco.htm - Generated by SEC Publisher for SEC Filing  

 

Exhibit 24(b)(3)(l):  Amendment No. 3, effective as of April 1, 2015, to the Intercompany Agreement dated as of December 22, 2010 by and between Directed Services LLC and Voya Insurance and Annuity Company.

 

 

Amendment No. 3 TO THE INTERCOMPANY AGREEMENT

 

 

 

This Amendment No. 3, effective as of April 01, 2015, amends the Intercompany Agreement, dated as of December 22, 2010, as amended (the “Agreement”), by and between Directed Services LLC (“DSL”) and Voya Insurance and Annuity Company (VIAC).

 

 

W I T N E S S E T H

 

 

WHEREAS, DSL is an investment adviser for certain U.S. registered investment companies (“Funds”) and a registered broker-dealer distributing variable insurance contracts; and

           

WHEREAS, VIAC is an insurance company which offers a variety of insurance products, including variable annuities; Funds advised by DSL are made available through sub-accounts to purchasers of these insurance products; and

           

            WHEREAS, DSL pays to VIAC  the amounts derived from applying the annual rates listed in Schedule A against the average net assets invested in the Funds by VIAC and by VIAC non-insurance customers during the prior calendar month; and

 

WHEREAS, Schedule A is reviewed at least once each calendar quarter and may be modified at any time by mutual written consent; and 

 

WHEREAS, the parties desire to clarify the Agreement by replacing Schedule A; and                 

NOW, THEREFORE, the parties agree as follows:

 

 

1.                  Schedule A to the Agreement is deleted in its entirety and is replaced with the attached Amended Schedule A.

 

2.                  Capitalized terms used in this Amendment and not otherwise defined shall have the meanings ascribed to them in the Agreement. 

 

3.                  This Amendment may be executed in several counterparts, each of which shall be an original, but all of which together will constitute one and the same instrument.

 

4.                  In all other respects, the Agreement is hereby confirmed and remains in full force and effect.

 

 

 


 

 

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 3 to be executed as of the day and year first above written.

 

 

DIRECTED SERVICES LLC

VOYA INSURANCE AND ANNUITY COMPANY

By: /s/ Shawn P. Mathews

By: /s/ Lisa Gilarde

Name: Shawn P. Mathews

Name: Lisa Gilarde

Title: _______________________________

Title: Vice President

 

 


 

 

Amended Schedule A

 

This Schedule is effective as of April 1, 2015.

 

As described in Section 1 VIAC shall be paid at the rates set forth immediately below. In the case of funds of funds, payments will apply to the shares of the fund of funds held directly at the rate specified and will also apply to shares of underlying funds held indirectly through the fund of funds at the rates specified for those underlying funds calculated in the same manner as if the underlying funds were held directly.

Payments listed in Schedule A shall not be made for assets contained in the following retirement plans:
• Voya Insurance and Annuity Company "Equifund" Retirement Plan
• Voya Financial Savings Plan & ESOP
• The 401(k) Plan for Voya Retirement Insurance and Annuity Company Agents
• Voya Investment Management LLC 401(k) Profit Sharing Plan

         

Fund Type

 

Fund

Rate

 

 

 

 

 

 

VPI Portfolios

 

Voya Aggregate Bond Portfolio

X.XXX%

 

VPI Portfolios

 

VY® American Century Small-Mid Cap Value Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Baron Growth Portfolio

X.XXX%

 

VIT Portfolios

 

VY® BlackRock Inflation Protected Bond Portfolio

X.XXX%

 

VIT Portfolios

 

VY® Clarion Real Estate Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Columbia Contrarian Core Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Columbia Small Cap Value II Portfolio

X.XXX%

 

Funds of Funds

 

VY® DFA World Equity Portfolio

X.XXX%

 

Fidelity Feeder

 

VY® Fidelity® VIP Contrafund® Portfolio

X.XXX%

 

Fidelity Feeder

 

VY® Fidelity® VIP Equity-Income Portfolio

X.XXX%

 

Fidelity Feeder

 

VY® Fidelity® VIP Mid Cap Portfolio

X.XXX%

 

VIT Portfolios

 

VY® FMRsm Diversified Mid Cap Portfolio

X.XXX%

 

VIT Portfolios

 

VY® Franklin Income Portfolio

X.XXX%

 

VIT Portfolios

 

VY® Franklin Mutual Shares Portfolio

X.XXX%

 

Funds of Funds

 

VY® Franklin Templeton Founding Strategy Portfolio

X.XXX%

 

VIM Fixed

 

Voya Global Bond Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Global Resources Portfolio

X.XXX%

 

VIT Portfolios

 

Voya High Yield Portfolio

X.XXX%

 

Funds of Funds

 

Voya Index Solution Portfolios

X.XXX%

 

VPI Portfolios

 

VY® Invesco Comstock Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Invesco Equity and Income Portfolio

X.XXX%

 

VIT Portfolios

 

VY® Invesco Growth and Income Portfolio

X.XXX%

 

VIT Portfolios

 

VY® JPMorgan Emerging Markets Equity Portfolio

X.XXX%

 

VPI Portfolios

 

VY® JPMorgan Mid Cap Value Portfolio

X.XXX%

 

VIT Portfolios

 

VY® JPMorgan Small Cap Core Equity Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Large Cap Growth Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya Large Cap Value Portfolio

X.XXX%

 

VIM Fixed

 

Voya Limited Maturity Bond Portfolio

X.XXX%

 

VIM Fixed

 

Voya Liquid Assets Portfolio

X.XXX%

 

VIT Portfolios

 

VY® Morgan Stanley Global Franchise Portfolio

X.XXX%

 

VIT Portfolios

 

Voya Multi-Manager Large Cap Core Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Oppenheimer Global Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Pioneer High Yield Portfolio

X.XXX%

 

Funds of Funds

 

Voya Retirement Portfolios

X.XXX%

 

Funds of Funds

 

Voya Solution Portfolios

X.XXX%

 

VIT Portfolios

 

VY® T. Rowe Price Capital Appreciation Portfolio

X.XXX%

 

VPI Portfolios

 

VY® T. Rowe Price Diversified Mid Cap Growth Portfolio

X.XXX%

 

VIT Portfolios

 

VY® T. Rowe Price Equity Income Portfolio

X.XXX%

 

VPI Portfolios

 

VY® T. Rowe Price Growth Equity Portfolio

X.XXX%

 

VIT Portfolios

 

VY T. Rowe Price International Stock Portfolio

X.XXX%

 

VPI Portfolios

 

VY® Templeton Foreign Equity Portfolio

X.XXX%

 

VIT Portfolios

 

VY® Templeton Global Growth Portfolio

X.XXX%

 

VIM Equity/Balanced

 

Voya U.S. Stock Index Portfolio

X.XXX%

 

 

 


Dates Referenced Herein

This ‘N-4/A’ Filing    Date    Other Filings
Filed as of:4/24/15None on these Dates
Filed on:4/23/15
4/1/15
12/22/10
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Filing Submission 0000897899-15-000014   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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