SEC Info - Autoscope Technologies Corp. - ‘10-Q’ for 9/30/20

Autoscope Technologies Corp. – ‘10-Q’ for 9/30/20 – ‘EX-31.1’

On: Tuesday, 11/10/20, at 4:42pm ET · For: 9/30/20 · Accession #: 897101-20-880 · File #: 1-35959

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/10/20 Image Sensing Systems Inc. 10-Q 9/30/20 60:4.8M American Fin’l P… Inc/FA

Document/Exhibit Description Pages Size 1: 10-Q Form 10-Q for the Quarter Ended September 30, 2020 HTML 698K 7: EX-31.1 Certification of CEO Pursuant to Section 302 HTML 20K 8: EX-31.2 Certification of CEO Pursuant to Section 302 HTML 20K 9: EX-32.1 Certification of CEO Pursuant to Section 906 HTML 17K 10: EX-32.2 Certification of CFO Pursuant to Section 906 HTML 17K 12: R1 Document and Entity Information HTML 75K 13: R2 Condensed Consolidated Balance Sheets (Unaudited) HTML 115K 14: R3 Condensed Consolidated Balance Sheets (Unaudited) HTML 36K (Parenthetical) 15: R4 Condensed Consolidated Statements of Operations HTML 86K 16: R5 Condensed Consolidated Statements of Comprehensive HTML 33K Income (Unaudited) 17: R6 Condensed Consolidated Statements of Cash Flows HTML 88K 18: R7 Condensed Consolidated Statements of Shareholders' HTML 68K Equity 19: R8 Basis of Presentation HTML 49K 20: R9 Recent Accounting Pronouncements HTML 34K 21: R10 Fair Value Measurements HTML 23K 22: R11 Inventories HTML 22K 23: R12 Operating Leases HTML 45K 24: R13 Intangible Assets HTML 63K 25: R14 Warranties HTML 31K 26: R15 Stock-Based Compensation HTML 52K 27: R16 Income per Common Share HTML 38K 28: R17 Segment Information HTML 59K 29: R18 Restructuring and Exit Activities HTML 20K 30: R19 Commitments and Contingencies HTML 29K 31: R20 Risks and Uncertainties HTML 21K 32: R21 Basis of Presentation (Policies) HTML 55K 33: R22 Basis of Presentation (Tables) HTML 26K 34: R23 Inventories (Tables) HTML 23K 35: R24 Operating Leases (Tables) HTML 46K 36: R25 Intangible Assets (Tables) HTML 63K 37: R26 Warranties (Tables) HTML 31K 38: R27 Stock-Based Compensation (Tables) HTML 49K 39: R28 Income per Common Share (Tables) HTML 36K 40: R29 Segment Information (Tables) HTML 54K 41: R30 Basis of Presentation (Details Narrative) HTML 27K 42: R31 Basis of Presentation (Details 2) HTML 24K 43: R32 Inventories (Details) HTML 23K 44: R33 Operating Leases (Details) HTML 23K 45: R34 Operating Leases (Details 2) HTML 31K 46: R35 Operating Leases (Details 3) HTML 20K 47: R36 Operating Leases (Narrative) (Details) HTML 23K 48: R37 Intangible Assets (Details) HTML 44K 49: R38 Warranties (Details) HTML 33K 50: R39 Stock-Based Compensation (Details Narrative) HTML 57K 51: R40 Stock-Based Compensation (Details) HTML 69K 52: R41 Stock-Based Compensation (Details 2) HTML 39K 53: R42 Income per Common Share (Details) HTML 48K 54: R43 Segment Information (Details) HTML 41K 55: R44 Restructuring and Exit Activities (Details HTML 23K Narrative) 56: R45 Commitments and Contingencies (Details) HTML 27K 58: XML IDEA XML File -- Filing Summary XML 101K 11: XML XBRL Instance -- isns-20200930_htm XML 982K 57: EXCEL IDEA Workbook of Financial Reports XLSX 60K 4: EX-101.CAL XBRL Calculations -- isns-20200930_cal XML 168K 2: EX-101.DEF XBRL Definitions -- isns-20200930_def XML 356K 5: EX-101.LAB XBRL Labels -- isns-20200930_lab XML 1.28M 3: EX-101.PRE XBRL Presentations -- isns-20200930_pre XML 717K 6: EX-101.SCH XBRL Schema -- isns-20200930 XSD 100K 59: JSON XBRL Instance as JSON Data -- MetaLinks 269± 368K 60: ZIP XBRL Zipped Folder -- 0000897101-20-000880-xbrl Zip 154K

Exhibit 31.1

CERTIFICATION PURSUANT TO
SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

I, Chad A. Stelzig, certify that:

1. I have reviewed this Quarterly Report on Form 10-Q of Image Sensing Systems, Inc. for its fiscal quarter ended September 30, 2020;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a‑15(e) and 15d‑15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a‑15(f) and 15d‑15(f)) for the registrant and have:

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: November 10, 2020


	/s/ *Chad A. Stelzig*
	Name: Chad A. Stelzig
	Title: President and Chief Executive Officer (Principal Executive Officer)

This ‘10-Q’ Filing

Date

Other Filings

Filed on:

11/10/20

8-K

For Period end:

9/30/20

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/23/20 Autoscope Technologies Corp. 8-K:1,9 6/19/20 2:295K American Fin’l P… Inc/FA 6/04/20 Autoscope Technologies Corp. 8-K:1,3,8,9 6/04/20 3:126K American Fin’l P… Inc/FA 4/23/20 Autoscope Technologies Corp. 8-K:1,2,9 4/21/20 2:100K American Fin’l P… Inc/FA 3/12/18 Autoscope Technologies Corp. 8-K:1,3,8,9 3/12/18 3:120K American Fin’l P… Inc/FA 8/23/16 Autoscope Technologies Corp. 8-K:1,3,8,9 8/23/16 3:138K American Fin’l P… Inc/FA 6/06/13 Autoscope Technologies Corp. 8-K:1,3,5,8 6/06/13 4:267K American Fin’l P… Inc/FA

Autoscope Technologies Corp. – ‘10-Q’ for 9/30/20 – ‘EX-31.1’

On: Tuesday, 11/10/20, at 4:42pm ET · For: 9/30/20 · Accession #: 897101-20-880 · File #: 1-35959

Previous ‘10-Q’: ‘10-Q’ on 8/12/20 for 6/30/20 · Next: ‘10-Q’ on 5/3/21 for 3/31/21 · Latest: ‘10-Q’ on 11/16/22 for 9/30/22 · 6 References:

Quarterly Report — Form 10-Q
Filing Table of Contents

‘EX-31.1’ — Certification of CEO Pursuant to Section 302

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

1. I have reviewed this Quarterly Report on Form 10-Q of Image Sensing Systems, Inc. for its fiscal quarter ended September 30, 2020;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Dates Referenced Herein and Documents Incorporated by Reference

6 Previous Filings that this Filing References

Autoscope Technologies Corp. – ‘10-Q’ for 9/30/20 – ‘EX-31.1’

On: Tuesday, 11/10/20, at 4:42pm ET · For: 9/30/20 · Accession #: 897101-20-880 · File #: 1-35959

Quarterly Report — Form 10-QFiling Table of Contents

‘EX-31.1’ — Certification of CEO Pursuant to Section 302

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

1. I have reviewed this Quarterly Report on Form 10-Q of Image Sensing Systems, Inc. for its fiscal quarter ended September 30, 2020;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Dates Referenced Herein and Documents Incorporated by Reference

6 Previous Filings that this Filing References

Quarterly Report — Form 10-Q
Filing Table of Contents