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Andreini Alan J – ‘4’ for 2/28/99 re: Network Computing Devices Inc.

As of:  Friday, 7/2/99   ·   For:  2/28/99   ·   Accession #:  895345-99-379   ·   File #:  0-20124

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/02/99  Andreini Alan J                   4          10% Owner   1:16K  Network Computing Devices Inc.    Fried Fr… Jacobson/NY/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        5±    25K 
                Securities by an Insider                                         

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------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Response) ================================================================================ 1. Name and Address of Reporting Person(*) Andreini Alan J. -------------------------------------------------------------------------------- (Last) (First) (Middle) 395 Hudson Street, 6th Floor -------------------------------------------------------------------------------- (Street) New York New York 10014-3669 -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Network Computing Devices, Inc.; (NCDI) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year February 22, 1999 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) The Reporting Person is no longer a 10% beneficial owner based upon 15,942,049 shares of Common Stock reported as outstanding as of October 31, 1998. -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
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================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ [Enlarge/Download Table] 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/03/97 P 30,000 A 8.6250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/03/97 P 5,000 A 8.5625 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/97 P 15,000 A 8.6660 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/13/97 P 10,000 A 7.7500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/19/97 P 500 A 9.0000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/21/97 P 20,000 A 8.8750 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/21/97 P 6,900 A 8.9375 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/02/97 P 1,000 A 7.9688 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/11/97 P 100 A 7.2500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/12/97 P 2,000 A 7.2500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/12/98 P 5,000 A 10.3750 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/12/98 P 1,500 A 10.4375 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/18/98 P 3,000 A 10.3125 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/20/98 P 10,000 A 10.3125 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/06/98 P 2,500 A 8.9375 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/11/98 P 3,000 A 8.7500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/12/98 P 1,000 A 8.8125 I By Son ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 05/29/98 P 10,000 A 8.0625 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/03/98 P 10,000 A 8.3750 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/05/98 P 3,000 A 8.1250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/05/98 P 5,000 A 8.2000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/09/98 P 5,000 A 8.0000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 06/26/98 P 5,000 A 6.2500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/02/98 P 2,500 A 7.9000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/07/98 P 5,100 A 8.0625 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/07/98 P 1,000 A 8.0000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/07/98 P 6,900 A 8.1250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/10/98 P 1,800 A 8.6875 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/10/98 P 3,200 A 8.7500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/13/98 P 3,000 A 7.7500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/13/98 P 4,000 A 7.8750 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 07/16/98 P 5,000 A 8.1250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/29/98 P 5,000 A 6.6250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 12,000 A 7.2500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 1,000 A 6.2500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 13,000 A 6.5000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 3,000 A 6.5625 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/11/98 P 3,000 A 6.6250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/13/98 S(1) 3,500 D 8.0000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/18/98 P 10,000 A 7.7500 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/11/98 S 5,000 D 5.5000 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/18/99 S 1,000 D 5.6250 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/18/99 S 4,100 D 5.6875 D ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 779,400 D Common Stock 2,000 I By Son (1) Simultaneously with the filing of this Form 4, the Reporting Person has paid to Network Computing Devices, Inc. $5,766.56, representing profits that would inure to and be recoverable by Network Computing Devices, Inc. pursuant to Section 16(b) of the Securities and Exchange Act of 1934. FOR M 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ [Enlarge/Download Table] 9. 10. Number Owner- of ship 2. Deriv- Form of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ None ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: /s/ Alan J. Andreini July 2, 1999 --------------------------------------------- ----------------------- (**)Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
Filed on:7/2/9923,  4,  SC 13D,  SC 13G
For Period end:2/28/99
2/22/991
10/31/981
9/30/98110-Q
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Filing Submission 0000895345-99-000379   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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